Read more about Nasdaq CapCloud backed by AWS infrastructure and how it's helping market participants optimize, modernize and innovate.
Read more about Nasdaq CapCloud backed by AWS infrastructure and how it's helping market participants optimize, modernize and innovate.
Rapid changes are transforming markets and regulations. Banks need to keep pace by optimizing organizational culture, operations and technology.
Rapid changes are transforming markets and regulations. Banks need to keep pace by optimizing organizational culture, operations and technology.
Nasdaq and AWS announce modernization blueprint to drive the benefits of cloud into local market infrastructures through flexible deployment while maintaining data sovereignty and resilience.
Nasdaq and AWS announce modernization blueprint to drive the benefits of cloud into local market infrastructures through flexible deployment while maintaining data sovereignty and resilience.
The blueprint empowers market operators to execute their modernization strategies, optimizing their resource investments while focusing on operational excellence, enhancing competitive differentiation, satisfying their regulatory obligations, and driving innovation within their markets.
The blueprint empowers market operators to execute their modernization strategies, optimizing their resource investments while focusing on operational excellence, enhancing competitive differentiation, satisfying their regulatory obligations, and driving innovation within their markets.
Written by Chartis in collaboration with Nasdaq, this paper considers the importance of trade surveillance for financial institutions and examines the key considerations for firms when implementing an effective solution.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated 2023 Cryptocurrency Regulation Guide identifies all the major policies around the world that govern the regulation of crypto assets.
Conducted annually for nearly a decade, the Global Compliance Survey gathers feedback from compliance professionals at organizations that sit within the capital markets ecosystem. Access all the data and insights and learn what matters most to compliance professionals around the world.
In collaboration with Chartis Research, Nasdaq surveyed 94 compliance professionals to determine their top challenges in the year ahead, the role of emerging technologies, the power of data scientists and technology staff, and the trends of regulatory-focused investments.
Based on lived experience in migrating three markets to the Cloud and on insights and observations gathered from delivering mission-critical market infrastructure solutions worldwide, Nasdaq has compiled a new viewpoint paper aimed at providing the 2024 Outlook for Cloud in Market Infrastructure.
Discover key insights from Nasdaq’s 10th annual Global Compliance Survey, highlighting how financial institutions are prioritizing data quality, surveillance effectiveness and AI investment to navigate regulatory complexity and market volatility.
Get key insights from Nasdaq’s 10th annual Global Compliance Survey, highlighting top challenges for firms and the compliance function's influence on enterprise strategic decision-making.
Discover why financial market operators are increasingly during SaaS solutions. Learn about the benefits, including scalability, cost efficiency, and enhanced security, driving this industry shift.
Overview of the current regulatory landscape for cryptocurrencies, highlighting key compliance requirements and challenges faced by industry participants. It also offers insights into future regulatory trends and their potential impact on the crypto market.
Explore critical takeaways from the 2023 banking crisis, including the collapse of SVB and institutional failures in risk management.
What does a modern treasury management system look like? Learn what the key considerations are and how they empower more efficient, effective operations.
A recent Nasdaq TradeTalks panel, “The Evolving Surveillance and Compliance Landscape,” brought together leaders from Nasdaq and the Financial Industry Regulatory Authority (FINRA) to explore how compliance is transforming in the age of AI and cloud computing.
Hear from Tony Sio, VP Regulatory Strategy and Innovation in our latest video, where he discusses strategies you can take to transform your organization, operations and technology to achieve the agility and resilience needed for today’s challenges and future demands.
Nasdaq hosted a webinar with Regulation Asia to delve into the latest developments in APAC regulatory reporting, looking at real world use-cases including how banks are automating compliance and enhancing reporting with AI and machine learning, and the impacts of these initiatives on banks’ internal capabilities.
Discover how Nasdaq is embedding AI across financial markets in this exclusive video featuring Doug Hamilton, Head of AI Research & Engineering. Learn how Nasdaq Eqlipse Intelligence is driving data readiness and innovation for future-ready market infrastructures.
To help its surveillance organization gain more insight into potential manipulation scenarios, Nasdaq’s Machine Intelligence (MI) Lab, Surveillance Technology business and MarketWatch division joined forces to enhance surveillance capabilities with the help of Artificial Intelligence and Transfer Learning.
Explore the EBA's IM model validation rules, backtesting requirements and their impact on financial institutions as Basel III finalization approaches.
Learn about the upcoming changes in EU and UK capital requirements for financial institutions. Understand the impact and prepare your organization for compliance.
Download our new white paper on the AI use cases transforming capital markets and what firms need to deploy emerging fintech.
Our latest video featuring Ed Probst, SVP and Head of Regulatory Technology, explores how organizations can balance competing priorities, centralize control systems, and leverage automation to create sustainable competitive advantage.
Learn how Banco Mercantil del Norte (Banorte) partnered with Nasdaq Financial Technology to streamline ACLME regulatory report and reinforce compliance while lowering operational risk.
The UK has delayed Basel 3.1 implementation to January 2027, giving banks a window of opportunity to develop strategies and deploy technology for compliance. This extension comes with firm instructions to address specific remediation items, emphasizing the need for stronger risk management and financial resilience.
Switzerland's implementation of Basel IV set a precedent in Europe, helping banks adapt to new regulations on risk management, capital requirements and reporting.
Explore Basel IV implementation in APAC, key risk changes, compliance challenges and how financial institutions can adapt to evolving regulatory requirements.
Discover how Basel IV is reshaping Canadian banking with stricter capital rules, OSFI’s latest updates and strategies for long-term compliance.
Explore key changes in Basel IV in the U.S. from the 2023 NPR, including new capital requirements, risk frameworks and reporting updates for banks.
Magnus Haglind, Nasdaq's Head of Marketplace Technology, shares insights from Boca50 on resilience, change and risk management.
Learn how BACEN Resolution 229 reshapes credit risk and DLO reporting in Brazil, impacting capital requirements, counterparty classifications and compliance.
Nasdaq and Investec spotlight the South African Market Surveillance Code of Conduct—a collaborative step toward trust, transparency and ethical finance.
Nasdaq and The ValueExchange partnered to understand why global investors are drawn to Latin America and how markets can lift blockers to capital flows.
Read the modernization and technology takeaways from SIBOS 2025 in Frankfurt for buy-side firms.
An expansion of the SEC's customer protection rule means more frequent reserve computations for more broker-dealers. How prepared are they from a technology and automation standpoint to handle the increased operational stress?
Canada’s OSFI released a new guideline for crypto-asset exposures, effective end of fiscal Q4 2025. It expands on the Basel Framework.
In a panel at this year's ToF, senior executives from Bolsa Mexicana de Valores, JPX Group and Options Clearing Corporation discussed crucial factors of change management and shared their insights on the role of technology, culture and leadership.
As an area susceptible to climate change impacts, the Middle East and North Africa (MENA) region is an ideal staging ground for the growth and maturation of carbon markets.
The clearing landscape is evolving rapidly amid growing volumes, new regulations and adoption of digital assets. Our Financial Technology experts examine change drivers and what the future of clearing holds.
Read our paper to learn more about the articles within MiCA pertaining to market abuse.
Cloud-native infrastructure is a critical enabler of market participants being able to leverage innovation in AI, digital assets and other emerging technologies.
Colombia is stepping up its commitment to financial stability with its own tailored approach to Basel III. In February 2024, the Superintendencia Financiera de Colombia (SFC) rolled out External Circular 003, a bold move to cap the potential losses banks could suffer from sudden counterparty failures, while safeguarding their solvency. By adopting this proactive risk management posture, financial and credit institutions across Colombia are positioned to significantly reduce contagion risks, creating a more resilient and stable financial system for the entire country.
Financial supervision globally is undergoing a profound digital transformation, and Colombia is leading the way in South America. The Colombian Financial Superintendent (Superintendencia Financiera de Colombia or SFC) has introduced a groundbreaking digital supervision initiative aimed at enhancing the oversight of financial institutions in the country.
Download our best practices guide to establishing a modern treasury foundation and how technology is critical to driving operational excellence and better risk management.
Explore Basel IV compliance challenges, from EU and UK rule divergences to evolving risk models, data demands and reporting requirements.
Vetting different vendor solutions is often a time-consuming and difficult experience. There are multiple factors you must consider, specifically when it comes to a comprehensive crypto surveillance solution.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Africa identifies all the major policies of Africa that govern the regulation of crypto assets.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide APAC provides a snapshot of recent recommendations from international regulatory and standards-setting bodies as well as key developments in Asia-Pacific.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Central and South America identifies all the major policies of Central and South America that govern the regulation of crypto assets.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Europe identifies all the major policies of Europe that govern the regulation of crypto assets.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Middle East identifies all the major policies of the Middle East that govern the regulation of crypto assets.
Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide North America identifies all the major policies of North America that govern the regulation of crypto assets.
Learn how Depósito Central de Valores (DCV) leverages Nasdaq technology to modernize and evolve Chile’s capital markets infrastructure for future growth.
In 2023, Nasdaq hosted Commissioner Caroline D. Pham from the U.S. Commodity Futures Trading Commission (CFTC) at the bi-annual Surveillance Conference in Tokyo, Japan. Read our paper to discover the top priorities of the CFTC and how to navigate the constantly evolving global markets.
Many Asian firms currently rely on internal or manual approaches to meet surveillance obligations. Given recent regulatory actions, firms may benefit from reviewing their surveillance capabilities and considering solutions like Nasdaq Trade Surveillance (NTS) alongside other available options.
Latin American capital markets are growing and Nasdaq Financial Technology is helping regional banks and brokers gain the operational agility needed to modernize and capitalize on new opportunities.
Brazil’s DRSAC mandates ESG risk disclosures for banks, reshaping financial reporting. Learn how institutions can navigate compliance more effectively.
Descubra cómo Landesbank Baden-Württemberg (LBBW), un banco comercial y de servicios completo, y un banco central (Landesbank) para la banca de ahorro en toda Alemania, aprovechó la plataforma Nasdaq Calypso para acelerar su crecimiento.
Treasury organizations are paying close attention to elections across the world and the potential impact to funding, liquidity and risk management.
The Reserve Bank of India (RBI) is transitioning to an element-based reporting (EBR) framework to enhance data quality and real-time regulatory oversight, requiring banks to adapt their systems.
EMIR Refit mandates ISO 20022, UPI and strict data reconciliation rules. Learn how financial institutions can adapt to evolving trade reporting requirements.
Descubra como la solución de Nasdaq AxiomSL ayuda a las empresas a resolver los desafíos relacionados con el SA-CCR de Basilea.
Tokenization use cases are emerging across post trade. How can market participants leverage blockchain-based innovation to automate and achieve capital efficiency? Read the article to learn more.
Learn about the EU Pillar 3 ESG reporting standards, their impact on financial institutions, key challenges and managing compliance with evolving regulations.
Financial institutions face growing EU Taxonomy compliance challenges. Learn how to streamline ESG reporting, manage data, and meet fast-changing regulations.
Gerard Smith, Head of Product for Nasdaq Eqlipse Post-Trade, dives into AI uses cases for CCPs and CSDs, and how AI-powered assistants can drive internal efficiency as well as member value.
Learn about the FDIC new proposed recordkeeping rules could impact fintech partnerships and third-party relationships
Today’s securities operating model is being pulled in multiple directions at once. A new report from Nasdaq and ValueExchange details the challenges and opportunities facing financial market infrastructures (FMIs).
Ian Hawkins, head of Product Management at Nasdaq speaks to FinextraTV's Hannah Wallace about a recent prosecution by Dutch regulator, the AFM, and provides insights into the type of tradeable products that can be subject to this type of market abuse as well as some of the manipulative devices used.
Technology continues to pace the evolution of markets, but for financial market infrastructures (FMIs), cloud transformation can be challenging to assess using a traditional total-cost-of-ownership (TCO) framework. In a paper from Celent, a rethought TCO equation is argued for that captures the holistic costs of FMIs “standing still."
This article discusses new regulatory changes from the Federal Reserve Board (FRB) impacting Foreign Banking Organizations (FBOs) operating in the United States. These changes will affect how FBOs report their financial data, with deadlines approaching in the coming months.
Descubra como esta plataforma todo en uno ofrece control al alcance de la mano, en tiempo real, sobre la mesa de ventas y operaciones.
Explore the imminent implementation of the Fundamental Review of the Trading Book (FRTB) in European and American markets and its impact on financial institutions
Adenza’s Gil Guillaumey, Head of Strategy, Capital Market Solutions, recently spoke to FTF’s Eugene Grygo about how such challenging conditions can actually represent a huge opportunity for financial institutions, as they prepare their platforms for upcoming regulatory capital and T+1 settlement reforms.
Explore how central banks are modernizing reserve management and monetary operations to stay resilient amid evolving financial technologies and risks.
This is a 3rd party sponsored article - co produced with central banking, it discusses the importance of future-proofing reserve management and monetary operations.
Nasdaq's Head of AI Research Doug Hamilton discusses the intersection of artificial intelligence and data management, and how market operators need to start thinking about innovation and infrastructure.
Technology modernization has become a familiar theme for financial markets as trading and
data volumes rapidly grow. At the same time, industry adoption of transformative technologies like cloud and AI is maturing, which in turn accelerates client expectations for connectivity, transaction speed and enhanced services.
Read how this G-SIB continues to leverage our solutions to comply with the latest Basel regulatory changes for the capital markets.
This article discusses the longtail effects of the GameStop meme-stock thread. The US securities and Exchange Commission (SEC) recognized the need for publicly available short sell-related data. This led to the issuing of Rule 13F-2, the first every short selling regulation.
Descubra los beneficios de un enfoque consolidado y a la vez flexible para el cálculo de márgenes, la gestión de garantías y Securities Finance.
Nasdaq's ninth annual Global Compliance Survey details the trends in compliance technology, investment, tools and hiring. This recap summary has all the topline takeaways for global compliance and risk professionals.
The shift towards granular data reporting (GDR) in Asia-Pacific represents a significant evolution in the regulatory landscape in the region, while also reflecting the global trend towards data-driven oversight and enhanced transparency.
Descubra cómo puede simplificar la implementación de aplicaciones, la integración, las actualizaciones, la supervisión y la conciliación en tiempo real.
The Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) are aligning the Hong Kong regime with other jurisdictions efforts to standardize and harmonize over-the-counter (OTC) derivatives reporting to improve transparency, accuracy and timeliness.
Discover the importance of preventing market manipulative and abusive activities, including the necessary internal policies, controls, and requirements for a market surveillance system.
The Hong Kong SFC has revealed guidance for digital asset platforms looking to operate within the region. Learn what essential steps to consider when selecting the best crypto surveillance solution for your organization.
The clearing landscape is evolving quickly. Read a summary of Nasdaq's new whitepaper diving into the trends and then download the full paper to understand the impacts to central counterparty clearing houses (CCPs) and their member firms.
Learn how Climate Impact X is utilizing Nasdaq technology to drive innovation in the voluntary carbon market. Explore the company's efforts to improve transparency, efficiency, and sustainability in carbon trading.
Financial institutions face expanding ESG regulations in the EU. Learn how evolving compliance requirements impact reporting, risk and sustainability strategies.
How can market operators manage change? It takes a structured approach and alignment between people, processes, technology and business goals. This checklist can get you started on the modernization path.
Read more about Nasdaq CapCloud backed by AWS infrastructure and how it's helping market participants optimize, modernize and innovate.
Nasdaq’s Ginnie Barbot presents APAC survey takeaways for market participants across the ecosystem. Standardization, automation and technology will be key to unlock growth, innovation, efficiency and optimization.
Standardization is key to efficiency and growth of clearing markets. Read more about the new standards taking shape, how they're being adopted and what Nasdaq is doing to support progress.
Tokenization, digital assets, blockchain and distributed-ledger technology (DLT) are all shaping the evolution of capital markets.
Banco Central do Brazil IFRS 9 ECL resolutions require complex calculations, reconciliation, and effective governance. Read the article to learn more.
Samoj Panicker, Head of Compliance Surveillance Data and Analytics at Standard Chartered, with Nasdaq Trade Surveillance industry experts Alan Shen, Alan Jukes and Sundeep Tariyal provide a comprehensive overview of the new regulatory frameworks that are transforming compliance obligations for trading members and financial institutions operating in India.
Get the biggest takeaways from a recent Nasdaq webinar on institutional adoption of crypto trading featuring industry experts. Read about the infrastructure, regulatory and innovation considerations for digital asset market ecosystems.
Nasdaq Eqlipse is a comprehensive suite of marketplace technology solutions powering the complete trade lifecycle. Nasdaq Eqlipse integrates Nasdaq's proven trading, clearing technology, CSD and intelligence solutions to enable market operators to adapt to changing market dynamics and future proof their operations.
Descubra cómo puede crear un espacio de trabajo coherente entre activos para tomar decisiones rápidas y altamente informadas y optimizar los perfiles de riesgo de negocio y/o los perfiles de riesgo de la cartera.
Discover how the ECB’s IReF may transform regulatory reporting in the EU. Learn about key timelines, challenges and how banks can prepare for compliance.
The market for ITMOs, a carbon credit-like mechanism, is growing and will need dependable technology and infrastructure to support scale as nations look to leverage international cooperation in meeting climate goals.
Learn how Nasdaq’s technology is powering trading, market surveillance, ETD and OTC clearing, risk- and collateral management at Japan Exchange Group (JPX).
As a Nasdaq Financial Technology customer, Kiatnakin Phatra Securities (KKPS) gains the capabilities, agility and scalability it needs to help its business and the local market thrive, while also modernizing through cloud-deployed solutions. Read this case study to take a closer look at the evolution of the relationship between KKPS and Nasdaq and how both are futureproofing for the long term.
EU Pillar 3 XBRL reporting is mandatory for large credit institutions. Learn about its impact, challenges and how to manage compliance with scalable solutions.
This case study tells Landesbank Baden-Württemberg’s (LBBW) strategic capital-markets consolidation & innovation story, covering many milestones with Calypso across treasury, regulations (LIBOR transition, UMR), ETD and OTC clearing, cross-asset platform, back office, collateral, cloud transition, MR rebase, and a new carbon-emission business launch.
One of Thailand’s largest commercial banks, a top-tier private bank in India, and two regional banks in Korea have selected Adenza’s Calypso LIBOR solution to efficiently transition to the new global risk-free rates (RFR) benchmarked landscape.
To grow their FX businesses in a volatile environment driven by global challenges, banks must digitalize processes, end-to-end. Read here to learn how this growing regional bank is making that strategic transformation happen — utilizing the Nasdaq Calypso front-to-back FX solution, fully integrated Nasdaq CapCloud™, and Nasdaq Calypso e-FX Portal to the benefit of its traders, sales desks, and customers.
Discover expert insights from our latest webinar on navigating regulatory compliance and risk management. Learn how leveraging AI and advanced technologies can improve compliance processes and drive competitive advantage.
Position limit rules can be complicated and differ across venues and exchanges, so reliance on manual methods to source, access and manipulate data from various different venues is time-consuming and error-prone. Find out how you can get real-time visibility to inform risk management and decision-making with Nasdaq Risk Platform.
Learn how Malaysian banks can adapt to new capital adequacy rules in preparation for Basel III implementation.
Read the article to learn how rapid changes are transforming markets and regulations. Banks need to keep pace by optimizing organizational culture, operations and technology.
MAPS, operated by Banque de France and Banco de España, offers a software solution built with Nasdaq Calypso, spanning front and back-office, risk management, accounting and financial reporting functions.
Unprecedented volume. Major disruptive events. New asset classes. The last few years have put a strain on market infrastructure operators. However, amid the challenges lies an opportunity to position for the future and improve operations via infrastructure modernization with cloud adoption as the foundation.
With MiCA regulation, it is crucial for EU firms to implement the necessary technology and processes to ensure compliance and promote integrity in the crypto space. View our infographic to uncover key items your firm needs to know to stay compliant with MiCA.
Read why the Mauritius Commercial Bank chose Nasdaq Calypso to drive strategic growth, scale operations with a comprehensive front-to-back capital markets solution and accelerate its cloud journey.
In this session, we discuss how you can fine-tune your surveillance program. You will learn how regulators are looking at surveillance and what protocols you need in place to ensure you are compliant.
The EU's Markets in Crypto Assets (MiCA) regulation is crucial in setting global standards for regulating crypto-assets and combatting market abuse. Read our overview to stay informed on the key stages of implementation and understand its impact on the evolving digital asset industry.
Descubra cómo uno de los diez bancos más importantes de Norteamérica transformó sus operaciones al trasladarse a la nube.
Descubra como una importante compañía de seguros y gestión de activos transformó su arquitectura de operaciones y procesamiento de derivados en la nube.
Nasdaq has been recognized at the Chartis RiskTech100 Awards, showcasing Nasdaq’s commitment to building resilience and trust in financial markets through unified solutions and ongoing innovation.
The Modernization Blueprint, developed by Nasdaq and AWS, offers financial market infrastructures a comprehensive, service-based solution that balances resiliency, sovereignty, and optionality to transform operations.
Nasdaq's latest whitepaper, “Modernizing Financial Markets: Best Practices for Market Operators to Balance Resilience, Scale and Growth,” outlines the main considerations for mission-critical infrastructure providers developing and executing a successful modernization strategy.
The 2023 banking crisis exposed gaps in liquidity stress testing. Learn how financial institutions can improve risk management amid closer regulatory scrutiny.
With the November 2025 deadline approaching, financial institutions must navigate the MT to MX migration. Learn about global adoption, challenges, and solutions.
Nasdaq and the ValueExchange partnered to understand institutional investment in Asia-Pacific and how standards can lift post-trade blockers. Download the report to learn more about the survey outcome.
Enabled within Nasdaq AxiomSL platform, Reg-Copilot helps users optimize their workflows by interpreting complex regulatory rules and reporting instructions with clear, actionable guidance.
Within the Nasdaq AxiomSL platform, Reg-Investigator proactively identifies anomalies in regulatory data and logic early in the reporting cycle, enabling faster root-cause analysis and improving reporting accuracy.
Nasdaq Calypso helps insurers and reinsurers manage complex portfolios and hedge liabilities with precision. Our modular platform streamlines risk, treasury, and accounting workflows—ensuring compliance and efficiency across the investment lifecycle. Discover how Calypso can simplify your operations and strengthen resilience.
Central banks now need to perform with greater sophistication and agility than ever before. In this new market reality, technology matters and choosing the right system is critical. Major central banks around the world are choosing Nasdaq Calypso for this vital mission. Read our brochure to learn why.
Descubra ocho razones por las que su plataforma de tesorería necesita un cambio.
As regulatory reforms and market structure changes transform collateral management needs globally, Nasdaq’s Clearing and Collateral solutions provide a strategic platform for CCPs to enhance services, realize collateral efficiencies, and capture business opportunities in the new collateral management paradigm.
Nasdaq’s Clearing Technology provides comprehensive multi-asset clearing, risk and settlement capabilities that unlock operational and cost efficiencies for CCPs, their members and clients. A cloud-native, scalable and resilient solution, it enables CCPs to innovate, launch new products with short time-to-market, and expand capacity with growing volumes.
Consistent with international standards and best practices, Nasdaq CSD Technology delivers a stable and high-performing core infrastructure for multi-asset depository, settlement and corporate actions with high throughput. In parallel, the agile solution enables CSDs to innovate and realize new business opportunities like expansion into digital assets, international custody and securities financing.
New
A new white paper from Nasdaq Eqlipse Trading's Carl Slesser explores the shift to continuous trading hours, highlighting technology, resilience, cloud adoption and ecosystem coordination.
Leverage Nasdaq's proven technology for complete outsourcing of trading infrastructure and operations for Alternative Trading Systems (ATSs) and Single Dealer Platforms (SDPs), including regulatory reporting.
Carl Slesser discusses why firms are choosing Nasdaq Eqlipse's cloud-native platform over in-house development for faster deployment and reduced costs. He explores how AI, automation, and data intelligence are transforming market operations, and explains the strategic value of combining advanced technology with decades of market expertise and dedicated service support.
With over 50 years' experience of operating electronic exchanges, Nasdaq offers multi-asset trading technology purpose-built for efficient and robust matching across a broad spectrum of market models and needs.
Discover how Nasdaq earned top honors at the Regulation Asia Awards for Excellence 2024, winning 'Best Regulatory Reporting Solution' and 'Best Capital / Liquidity Management Solution.' Learn about the innovations driving Nasdaq’s award-winning solutions.
A new survey from Nasdaq found investors are eager to grow their volumes in Latin America, but market structure challenges need to be solved first to unlock capital flows.
Read our guide to remain compliant under the Market Abuse Regulations, helping secure the integrity of the financial markets.
End-to-end SaaS solution purpose-built to safeguard the integrity of markets. Learn more about our service based offering.
Learn more about our market surveillance solution for exchanges, regulators and new marketplaces.
Learn more about some essential considerations to be mindful of when determining the best surveillance technology partner for your organization.
Nasdaq Market Surveillance has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance. Owning and operating 18 venues enables Nasdaq to provide customers with unique surveillance advisory and best meet each client’s distinct surveillance needs.
Nasdaq Market Surveillance has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance. Owning and operating 30+ venues enables Nasdaq to provide customers with unique surveillance advisory and best meet each client’s distinct surveillance needs.
Learn more about Nasdaq’s technology custom built for carbon markets and registries.
Learn more about Nasdaq’s SaaS-deployed infrastructure for exchanges, marketplaces and registries.
Learn more about Nasdaq’s technology custom built for carbon markets and registries.
Gil Guillaumey, Head of Capital Markets Technology at Nasdaq, provides insights into the 2024 outlook for banks and brokers. He discusses the evolving landscape of regulations, market reforms, and infrastructure modernization initiatives that are impacting the financial industry.
Macro events driving focus on capacity planning, global impacts from the North America T+1 reform and refining modernization strategies to successfully mobilize change. In this Nasdaq Pulse, Magnus Haglind, Head of Marketplace Technology, discusses key strategic themes that will dominate FMIs’ agendas in 2024.
Offshore wind farms are important renewable energy sources, yet these giant infrastructures are subject to unique climate and cost risks. Read more about catastrophe modeling advances in this area from Nasdaq and Renew Risk.
Kenneth Born, Chief Executive Officer at AuRep, discusses our technology partnership as regulatory requirements are increasing and the need for standardization is more imperative than ever.
Jayaraman Lakshminarayanan, VP, Trading, Treasury & Wealth Management, at Emirates NBD shares insight into COP28 and the impact it played in Emirates exploring commodities.
Asadej Kongsiri, President of the Stock Exchange of Thailand (SET), discusses the exchange's expanding collaboration with Nasdaq. Both Nasdaq and SET aim to simplify investing for everyone.
Read the factsheet to learn how Nasdaq Trade Surveillance meets and helps overcome difficulties in data sorting, management, and trade alerts.
Nasdaq's AxiomSL offers intraday 15c3-1 net capital charges for financial institutions. By integrating with Nasdaq's option analytics, it provides real-time data for accurate intraday and end-of-day capital requirements, updated every 15 minutes.
Turn compliance into a strategic advantage. Nasdaq Calypso supports the transition to T+1 settlement through robust automation, seamless workflow integration, and AI-driven tools that enhance efficiency while minimizing operational risks.
Learn how banks can navigate BSP FRP v15, streamline API-based reporting, manage compliance and optimize automation for long-term regulatory success.
"Navigating the New Indian Exchange Surveillance Requirements: Key Insights" discusses India's updated surveillance framework aimed at preventing market abuse, protecting investor interests and maintaining the integrity of the financial system. It highlights the importance of advanced surveillance measures, strategic implementation and tailored alert systems to ensure compliance and gain a competitive advantage.
Volatility and high interest rates continue to impact energy and commodity markets. Add in new margin calculations and the operational complexity for traders and brokers rises. This blog is the first in a series examining market conditions and the value of granular, real-time risk insights
Descubra como CapCloud™ le permite administrar y hacer crecer su negocio sin las complejidades de montar y mantener su propia infraestructura tecnológica.
Descubra como RegCloud® le permite administrar los reportes regulatorios sin las complejidades de construir y mantener su propia infraestructura tecnológica.
As market infrastructures advance their cloud strategies and relationships with cloud service providers (CSPs), it’s vital they bring regulatory stakeholders in early and often. This report highlights the increasing adoption of cloud tech among FMIs, who are using it to foster innovation, improve efficiency, and enhance resilience in capital markets.
Descubra como ControllerView® permite administrar los reportes regulatorios sin las complejidades de construir y mantener su propia infraestructura tecnológica.
Descubra cómo la solución Nasdaq Calypso e-FX permite a los bancos crear las condiciones para mejorar el autoservicio y la lealtad del cliente, aumentar los flujos de ingresos y reducir los costos operativos.
Access the practical guide and uncover how to prepare for the MiCA regulation.
Navigating the operational model shift that comes with technology transformation is no small feat. Nasdaq has compiled a guide to help firms navigate change based on our experience as a market operator.
With BSP’s ITRS set to go live, banks in the Philippines must strengthen their cross-border transaction reporting and upgrade their compliance strategies.
Descubra funciones poderosas para un procesamiento post-operaciones más fluido.
Dragan Radanovic, Chief Business Officer at Boerse Stuttgart Group, sits down to talk market technology, innovation and a decade with Nasdaq.
Nanhua Financial announced the go-live of its Nasdaq Risk Platform technology, in addition to Nasdaq Trade Surveillance, to comply with regulatory requirements and efficiently manage their counterparty credit and market risks across major exchanges globally in real-time.
Discover why Thai broker KKPS chooses the Nasdaq Risk Platform to enhance their fintech operations. In this exclusive Q&A, learn about the benefits, challenges, and future of risk management in he Thai financial market.
Read a Q&S with Philippine Stock Exchange President and CEO Ramon S. Monzon on why the exchange chose to expand its technology relationship with Nasdaq in trading and market surveillance.
In today’s fast-paced tech environment, traditional risk strategies fall short—firms must adopt agile, real-time approaches to anticipate and respond to volatility. This Nasdaq & Risk.net webinar explores how predictive analytics, compliance automation, and next-gen platforms are empowering resilient, data-driven decision-making.
Regulators are tightening global shareholding disclosure rules and penalties for late reporting. Learn how firms can navigate compliance challenges effectively.
India's regulatory landscape has undergone significant transformations in recent years, driven by the Reserve Bank of India's (RBI) efforts to enhance the efficiency and accuracy of regulatory reporting. We have created this guide to adopting a software solution to ensure financial institutions are well-equipped to meet regulatory demands efficiently and effectively.
Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, dives into recent regulatory updates and the multi-billion-dollar fraud and market manipulation schemes behind the 2022 collapse of Celsius Network.
APAC is attracting more institutional flows, but post-trade roadblocks are standing in the way of growth. These insights and more from a new Nasdaq and ValueExchange survey on capital markets in the region and post-trade processing.
Discover how modern technology solutions are transforming post-trade operations, from clearing and settlement to regulatory reporting, and why upgrading these critical infrastructures has become a strategic imperative for market participants.
Explore how evolving regulations and aging legacy systems are reshaping post-trade infrastructure in the financial industry. Learn about the challenges and opportunities in this article.
Data management is fundamental to deploying artificial intelligence. For financial market infrastructures (FMIs), the considerations are numerous before they can succeed with innovation.
Read the takeaways from a Central Banking and Nasdaq webinar on reserve management and trends in innovation that can drive operational benefits.
Descubra como la tecnología probada de Nasdaq AxiomSL facilita el cumplimiento con los cambios de la FRTB.
In the dynamic world of commodity and energy trading, staying ahead of emerging risks is more critical than ever. Download the whitepaper to get a forward view of the risks facing energy and commodity leaders to learn how they can best prepare.
SAMA's new reporting rules aim to enhance transparency and attract investment in Saudi Arabia. Learn how these regulatory changes impact financial institutions.
Voluntary carbon markets (VCMs) have become a force across the globe. But a new report from Nasdaq and The ValueExchange finds that today’s structural challenges imperil tomorrow’s growth.
Stay ahead of SEC disclosure changes with key insights on Rule 13F-2 & 13D/G. Learn how to manage new compliance deadlines and reporting requirements.
Read cloud and technology takeaways from Sibos 2025 in Frankfurt for sell-side institutions.
Learn how modern technology combines traditional market surveillance with social media analytics to enhance market integrity, ensure regulatory compliance, and protect investors from emerging digital threats.
Descubra cómo este ecosistema de operaciones de tesorería y monitoreo de riesgos en una única plataforma permite a los bancos digitales prepararse para el crecimiento.
Gestione cálculos complejos de riesgo de liquidez de Basilea de manera óptima con Nasdaq AxiomSL.
Descubra cómo esta plataforma integrada de middle office y riesgo de operaciones permite optimizar la rentabilidad en un mundo de mercados volátiles y un entorno regulatorio en constante cambio.
Descubra como optimizar los reportes de operaciones y transacciones en un entorno de reportes regulatorios en constante evolución.
Descubra como una implementación de Nasdaq CapCloud es la respuesta para lograr una mayor flexibilidad, escalabilidad y optimización.
Descubra cómo la implementación de Nasdaq RegCloud® puede reducir los riesgos de incumplimiento, aumentar la eficiencia y maximizar los recursos para lograr ahorros de costos y retorno de la inversión óptimos.
Descubra cómo las capacidades combinadas de Nasdaq AxiomSL® ControllerView® y la plataforma Nasdaq Calypso™ ayudan a las organizaciones a gestionar las divulgaciones de informes ESG y enfrentar un contexto de cambios regulatorios y de riesgo constantes con precisión y eficiencia.
Descubra los beneficios de una solución completa de reportes regulatorios que combina una plataforma de gestión de datos inteligente y un conjunto de servicios empresariales.
Learn how the Stock Exchange of Thailand (SET) modernized its core infrastructure across trading, pre-trade risk management, index, market surveillance and data management with Nasdaq technology to better serve international and domestic investors.
Selecting the right deployment method for your surveillance program can be a daunting task. Discover how to choose the right deployment method for your surveillance program in this report.
Read cloud and technology takeaways from Sibos 2025 in Frankfurt for central banks.
Discover how AI is revolutionizing surveillance tools in the tech industry. Learn about it's growing role and potential application applications in this previous Tech Tuesday article
In this TECH TUESDAY article, explore the evolving challenges and opportunities in capital market industry surveillance. Discover key insights into the tools and strategies reshaping market surveillance in today's fast-paced financial environment.
Explore key APAC regulatory trends shaping financial compliance, from granular data reporting to cloud adoption and RegTech innovation.
Prepare for the EBA's BIC framework. Learn how banks can navigate new operational risk reporting requirements under Basel III and CRR3.
This paper looks at specific instances of classic market manipulation in digital assets markets and how better surveillance processes and technology can help build greater transparency. Learn more about how to build greater transparency in digital asset markets.
An automated solution such as Nasdaq Market Surveillance for Central Banks enables market abuse to be detected quickly and efficiently, which in turn helps avoid turmoil within the financial system and the larger economy. Read to learn more.
Read this article which discusses how EBA’s New Data Hub Will Transform Banking Transparency and Efficiency
Explore the CFTC Rewrite’s impact on swap data reporting, compliance strategies, error correction and how firms can meet stricter global regulatory standards.
Explore the delicate balance between innovation and stability in the financial sector as regulators and institutions navigate technological advancements and risks.
Learn how the EU Green Taxonomy shapes sustainable finance, impacts financial institutions and helps drive ESG compliance worldwide.
Learn how Hong Kong’s Taxonomy for sustainable finance aligns with global standards, enhancing interoperability across the APAC region.
Read how cloud and consortia are helping central banks modernize.
Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, and Alberto Garcia, Senior Officer at the European Securities and Markets Authority, have an exclusive conversation regarding the ever-evolving regulation surrounding cryptocurrency. They walk through MiCA and its relevant articles, who MiCA will impact, and how MiCA is similar to MAR.
Learn how an automated front-to-back treasury platform can help banks manage assets, liabilities, risks and funding more efficiently, intelligently and strategically, with lessons from a real-world Nasdaq Financial Technology case study.
In recent public addresses, prominent regulators have delineated their key focus areas for 2024, reflecting industry trends like the expansion of crypto assets, the integration of artificial intelligence (AI), and the imperative for operational resilience. These priorities carry substantial implications for the market surveillance strategies of financial institutions.
Read the takeaways from a recent ISDA webinar on tokenization in collateral management, featuring Nasdaq and industry experts.
Attempts to manipulate financial markets have always existed, but certain high-profile cases emphasize the importance of exchanges monitoring three specific behaviors. Discover the top three market abuse behaviors that should have exchanges on alert.
In partnership with Chartis Research, Nasdaq hosted a webinar to discuss the 2023 Global Compliance Survey's findings, including point-in-time analysis and historical data on compliance trends and challenges.
HKMA/SFC OTC Derivatives Reporting Reform requires HKTR participants to standardize reporting by September 29, 2025. Firms must automate data processing and T+2 reconciliation. Nasdaq provides end-to-end support for HKTR reporting requirements.
The Securities and Exchange Commission recently published its 2024 Examination Priorities report. Tony Sio, Head of Regulatory Strategy and Innovation for Anti-Financial Crime at Nasdaq, joins Jill Malandrino on Nasdaq TradeTalks to discuss the purpose of the report and what it covers.
To modernize its Treasury operations, Commercial Bank of Dubai (CBD) adopted Nasdaq Calypso Treasury technology, enabling infrastructure modernization, automation, and advanced cross-asset capabilities. Nasdaq Financial Technology proved to be a committed partner, working closely with CBD to ensure a swift and successful implementation.
Read here to learn how a major life-insurance firm transformed its derivatives trading and processing ecosystem with the Nasdaq Calypso front-to-back SaaS solution — modernizing its systems while relying on Nasdaq CapCloud™ experts to manage the environment.
Discover how establishing a new marketplace model can meet the demand for carbon credit assets can create a standard way to trade carbon credits.
Introducing Nasdaq Eqlipse, our combined sweet of trading, clearing, settlement and data management solutions meant to empower and future-proof financial market infrastructures.
Read our paper to learn how social media surveillance programs are evolving to detect market abuse.
Deployment model is critical to market operator modernization. Read more about the selection process and how optionality figures into infrastructure future-proofing.
Read the blog to learn how clearing volumes are exploding amid volatility and market change. As the flow of collateral increases, firms need to consider the role of tokenization and innovation in operations.
Market abuse increasingly spans multiple instruments, markets and regions—making it harder to detect with traditional surveillance methods. Learn about the growing challenge of cross-product manipulation and how Nasdaq’s surveillance framework addresses this.
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