To maximize the effectiveness of a surveillance program, firms need to continuously analyze and fine-tune their surveillance monitoring systems to better safeguard their business from relevant market abuse risks.
NTS Advisory empowers market surveillance teams to improve market abuse detection and fully optimize how analysts are utilizing the NTS suite of tools.
With NTS Advisory, you can:
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Receive a comprehensive market abuse coverage assessment including recommendations for alert coverage optimization.
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Benefit from an Alert Parameter and Data Optimization review to help identify gaps and opportunities to enhance the surveillance control framework.
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Develop knowledge within the surveillance operation through bespoke one-to-one or team training engagements.
How Can Surveillance Advisory Services Help You?
NTS Advisory takes a tailored and consultative approach to each firms’ specific business needs. Our team aims to identify monitoring gaps that may exist, reduce false positives, and help improve your firms’ overall surveillance coverage.
Alert Coverage Assessment
Alert Review Optimization
Data Review Optimization
Training and Knowledge Advancement
David Percival, Head of Nasdaq Trade Surveillance Advisory Services
"As a former Head of Surveillance, I understand the importance of assessing a customer’s market abuse risk and delivering effective and efficient surveillance control.
A tailored market abuse risk assessment aligned to your business with an optimization and calibration program and strong data controls will support the surveillance operation in identifying market abuse."
Additional Resources
Contact us today to learn more about
Nasdaq Trade Surveillance Advisory Services.
Personalized surveillance advisory to meet your needs
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