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    Jul 18, 2024
    We sat down with Tony Sio on Nasdaq Uncovered to reflect on some pivotal moments from the year, emerging trends, and the importance of innovation and collaboration amongst all market participants.

    A Monthly Newsletter for Regulatory Updates

    Regulatory Roundup

    In each monthly edition of Regulatory Roundup, Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq’s Financial Technology division, shares his insights on the latest regulatory news and trends around the world.

    Subscribe to stay informed and compliant.

    Join Our Newsletter Read the Latest Edition

    The ever-changing regulatory environment coupled with ongoing advances in technology produces challenges and opportunities for compliance professionals. Effectively navigating that landscape is key to protecting the markets whilst still fueling innovation.

    Tony Sio, Head of Regulatory Strategy and Innovation, Nasdaq
    Tony Sio

    Tony Sio, the author of Regulatory Roundup, brings 20+ years of experience implementing and advising on financial technology and surveillance practices for exchanges and regulators.

    Learn more about the author

    Read Our Latest Regulatory Roundup Editions

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    April 2026 Edition

    Unusually Well-Timed Prediction Market Trading Meets the Eddie Murphy Rule

    Read the February edition->
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    March 2026 Edition

    Unregistered Investment Advice

    Read the March edition->

    Past Newsletters

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    Explore Tony's Latest Regulatory Insights

    Cryptocurrencies

    5 Cryptocurrency Market Trends in Asia

    Read article->

    Market Surveillance

    Social Media Monitoring with Market Surveillance Tools

    Read article->

    Cryptocurrencies

    Cryptocurrency Regulation Marches On

    Read article->

    Market Regulation

    The Vote Is In: The EU’s MiCA Framework Becomes Official

    Read article->

    Cryptocurrencies

    Monitoring Market Abuse in Crypto – What Lessons Can We Learn from Existing Surveillance Best Practices?

    Read article->

    Cryptocurrencies

    Cryptocurrency Regulation in 2022: A Year for Change

    Read article->

    Technology

    Leveraging Technology for Central Bank Surveillance

    Read article->

    Central Banks

    Central Bank Supervision: Leveraging Technology in the Evolving Data Landscape

    Read article->

    Market Regulation

    A Year for Change: Outlook for Market Surveillance in 2021

    Read article->

    Market Surveillance

    Reimagining Surveillance as a Service

    Read article->

    Cryptocurrencies

    On Guard in Crypto

    Read article->

    Ally with Nasdaq's Surveillance Solutions

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology that is purpose-built for market participants.

    Learn more->

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology that is purpose-built for market participants.

    Learn more->

    Nasdaq Market Surveillance

    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.​

    Learn more->

    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.​

    Learn more->

    Stay up-to-date on the latest regulatory news and insights.

    Subscribe to our monthly Regulatory Roundup newsletter.

    Have a question for Tony? Contact us at regulatoryroundup@nasdaq.com and he may answer your question in next month's edition.