Nasdaq Originals

    Nasdaq AxiomSL

    Advance Confidently With the Pace of Regulation

    Nasdaq AxiomSL is a cloud, AI-enabled and modular platform that enables financial institutions to produce and manage their regulatory reporting and risk analysis obligations. 

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    WHY AXIOMSL

    Proven Platform. Unlimited Potential.

    Trusted by 90% of G-SIBs and 200+ global clients, Nasdaq AxiomSL delivers comprehensive regulatory reporting across 170+ regulators in 60+ jurisdictions.

    FT AxiomSL Tech Certification 102

    Nasdaq AxiomSL enables institutions to handle their regulatory reporting and risk responsibilities. By partnering with Nasdaq, you align yourself with industry-leading practices and a prominent player in a worldwide system, helping to mitigate risk and connect you to a community that supports the global financial system.

    Modular, Add-As-You-Need Architecture.

    Start with the reporting modules you need, then grow confidently on a single unified platform—accessing shared data, standardized tools, integrated workflows, and a consistent experience across every regulatory requirement.

    Proven Innovation.

    Choosing AxiomSL means investing in long-term value. Our platform is continuously enhanced to deliver new capabilities and meet the evolving needs of financial institutions. 

    Expert Managed, Built for Constant Change.

    Expert-led services continually adapt AxiomSL to regulatory change, including implementation, testing, and training. Additionally, professional services help our clients ensure they are turning their data into a strategic asset.

    Consistence Performance, Anywhere you Operate.

    Accuracy, speed, and reliability on a global scale. Consistent performance in every region and regulatory environment.

    Modular, Add-As-You-Need Architecture.

    Start with the reporting modules you need, then grow confidently on a single unified platform—accessing shared data, standardized tools, integrated workflows, and a consistent experience across every regulatory requirement.

    Proven Innovation.

    Choosing AxiomSL means investing in long-term value. Our platform is continuously enhanced to deliver new capabilities and meet the evolving needs of financial institutions. 

    Expert Managed, Built for Constant Change.

    Expert-led services continually adapt AxiomSL to regulatory change, including implementation, testing, and training. Additionally, professional services help our clients ensure they are turning their data into a strategic asset.

    Consistence Performance, Anywhere you Operate.

    Accuracy, speed, and reliability on a global scale. Consistent performance in every region and regulatory environment.

    our solution

    Add-As-You-Need Regulatory Reporting & Risk Solutions

    AxiomSL is modular by design. Each product module can be added to the platform to generate regulatory reporting across financial, risk and operational mandates. All while leveraging platform features and benefits.

    Nasdaq AxiomSL

    Our Platform

    Modular Architecture, Powerful Compliance

    Behind every regulatory reporting and risk analysis module is the same powerful platform, ControllerView. It powers your entire reporting process—from data capture to final filing—delivering true straight-through processing for accuracy, efficiency, and compliance across every cycle.

    FT AxiomSL Functional certification 108

    Stay on Top of Every Obligation With Zero Gaps

    With built-in project management tools, KPI tracking, dashboards, visualizations and automated workflows, bring every task, participant and obligation together simplifying complex program and oversight responsibilities.
     

    FT AxiomSL Admin Certification 101

    Seamless Data Integration

    Data is ingested in its native format from any source and integrated into a unified data model. With data always in a ready state, financial, risk and operational regulatory reports are a click away. Full traceability and lineage views are also readily available.

    FT AxiomSL Functional certification 105

    Scale Your Resources with AI Power

    AI assistance is embedded throughout various parts of the regulatory reporting life-cycle saving time spent on manual analysis.

    • Navigate complex regulatory documents with ease by surfacing clear, actionable guidance tailored to specific reporting needs.
    • Detect and investigate anomalies in data and reporting logic to identify issues early and ensure compliance.
    • Trace data lineage and understand the origin of reporting values within workflows, making it faster to resolve discrepancies and respond to audits.

     

     

    Award-Winning Regulatory Technology Solution

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    AxiomSL Recent Awards

    Financial Firms We Serve

    Banks

    AxiomSL empowers banks of various sizes to transform their reporting and risk analysis across:

    • Financial Regulatory Reporting
    • Risk Regulatory Reporting
    • Risk Analysis
    • Trade & Transaction Reporting
    • Global Shareholding Disclosure (GSD)

    AxiomSL empowers banks of various sizes to transform their reporting and risk analysis across:

    • Financial Regulatory Reporting
    • Risk Regulatory Reporting
    • Risk Analysis
    • Trade & Transaction Reporting
    • Global Shareholding Disclosure (GSD)

    Broker Dealers

    • AxiomSL empowers broker dealers to efficiently manage high-volume, high-frequency transaction reporting across global regulatory regimes.
    • Whether you are trading derivatives, equities, or repos, AxiomSL provides comprehensive visibility and compliance assurance.
    • Featuring real-time exception management, detailed dashboards, and strong validation workflows, the platform guarantees precise and timely submissions while minimizing operational risk.

    • AxiomSL empowers broker dealers to efficiently manage high-volume, high-frequency transaction reporting across global regulatory regimes.
    • Whether you are trading derivatives, equities, or repos, AxiomSL provides comprehensive visibility and compliance assurance.
    • Featuring real-time exception management, detailed dashboards, and strong validation workflows, the platform guarantees precise and timely submissions while minimizing operational risk.

    Asset & Fund Managers

    • AxiomSL enables asset managers and fund administrators to effortlessly fulfill their diverse reporting requirements, including AIFMD Annex IV, Form PF, EMIR, FATCA/CRS, and SFTR, using a single data repository platform.
    • AxiomSL offers a seamless cloud solution for global shareholding disclosure (GSD), helping firms automate equity position tracking and comply with jurisdiction-specific thresholds and timelines. With robust data integration, lineage, and adaptable dashboards, asset managers can manage complex portfolios while ensuring timely, accurate filings.

    • AxiomSL enables asset managers and fund administrators to effortlessly fulfill their diverse reporting requirements, including AIFMD Annex IV, Form PF, EMIR, FATCA/CRS, and SFTR, using a single data repository platform.
    • AxiomSL offers a seamless cloud solution for global shareholding disclosure (GSD), helping firms automate equity position tracking and comply with jurisdiction-specific thresholds and timelines. With robust data integration, lineage, and adaptable dashboards, asset managers can manage complex portfolios while ensuring timely, accurate filings.

    OUR TIME-TESTED LEGACY

    20+ Years of Experience Helping 90% of Global Systemically Important Banks

    145
    Client Services Consultants

    19
    Client Services Locations

    250+
    Go-Lives to Date

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    Nasdaq Tech Spotlight: AuRep


    AuRep, founded in 2013, is a unique collaboration amongst major banks and financial service providers in Austria designed to consolidate regulatory reporting infrastructure into a single, shared platform. We recently sat down with Kenneth Born, Chief Executive Officer, at AuRep to discuss our technology partnership as regulatory requirements are increasing and the need for standardization is more imperative than ever. 

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    Let's Start a Conversation

    Interested in Nasdaq's cutting-edge Nasdaq AxiomSL solution that simplifies a complex regulatory landscape? Complete this form to get in touch with our team. Let's start a conversation.

    Nasdaq AxiomSL Full Suite of Solutions

    Complete Solutions, Maximum Impact.

    The future of regulatory reporting technology is on the cloud. We collaborate with you to deliver the best service solutions for your business. 

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    RegCloud SaaS Solution

    • Designed for high security for complete data isolation
    • Risk as a Service (RaaS) including monitoring and risk generation
    • 24/7 support model
    • Continuous integration and deployment pipelines for infrastructure, software updates, and regulatory-driven changes

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    • Designed for high security for complete data isolation
    • Risk as a Service (RaaS) including monitoring and risk generation
    • 24/7 support model
    • Continuous integration and deployment pipelines for infrastructure, software updates, and regulatory-driven changes
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    Education & Learning

    • Online and classroom learning experiences to train your team
    • Aimed at building user proficiency in Nasdaq AxiomSL
    • Includes a certification of completion

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    • Online and classroom learning experiences to train your team
    • Aimed at building user proficiency in Nasdaq AxiomSL
    • Includes a certification of completion
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    Customer Delivery

    • Different levels of delivery and service offerings depending on your business needs
    • Long-term recurring services or standardized services on-demand
    • Traditional, consultative, or advisory services available

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    • Different levels of delivery and service offerings depending on your business needs
    • Long-term recurring services or standardized services on-demand
    • Traditional, consultative, or advisory services available
    Contact Us->

    Nasdaq AxiomSL Resource Library

    Deep dive into Nasdaq’s industry expertise with our latest insights

    Explore our thought leadership, product or solution information, client news, case studies, press releases, and more.

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    Case Study

    Banorte & Nasdaq Financial Technology: ACLME Reporting improvements

    Learn how Banco Mercantil del Norte (Banorte) partnered with Nasdaq Financial Technology to streamline ACLME regulatory report and reinforce compliance while lowering operational risk.

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    Press Release

    Austria’s Regulatory Reporting Infrastructure to Move to the Cloud with Nasdaq AxiomSL

    Nasdaq recently announced partnership with Austrian Reporting Services (AuRep) to provide the regulatory reporting technology that underpins the Austrian financial services industry.

    Read the press release->
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    Guide

    How Banks Can Manage Regulatory Velocity

    Maintaining regulatory compliance while adapting operationally to new rules is a daunting and costly task without the right infrastructure, organizational strategy, and technology 

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    Nasdaq Financial Technology Brochure

    Factsheet

    Nasdaq AxiomSL Risk and Financial Regulatory Reporting Solutions

    Learn about how Nasdaq AxiomSL delivers solutions and services that combine deep industry experience with an intelligent data-management platform. 

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    Nasdaq Financial Technology Brochure

    Factsheet

    Nasdaq AxiomSL ControllerView Platform

    Discover a reimagined data integrity platform. Explore the intuitive interface and enhanced functionalities to boost your operational efficiency today.

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    Frequently Asked Questions (FAQS)

    Your Questions, Answered

    Get quick answers to common questions about Nasdaq AxiomSL—platform capabilities, deployment options, integration, and more.

    Nasdaq AxiomSL is a data integrity and control platform that helps financial institutions automate and streamline regulatory reporting across jurisdictions. It supports compliance with over 110 regulators in 55 countries. 

    Nasdaq AxiomSL is designed for banks, investment managers, broker-dealers, and financial regulators. It is especially effective for organizations facing complex, multi-jurisdictional reporting requirements 

    Through continuous regulatory monitoring, automated updates, and expert-managed services, Nasdaq AxiomSL ensures timely implementation of regulatory changes and audit-ready reporting .

    ControllerView is the core platform of AxiomSL, enabling scalable, auditable implementations for regulatory reporting. It supports integration, reconciliation, and automation across financial systems.

    Yes. Nasdaq offers cloud transformation services via Nasdaq RegCloud®, allowing clients to migrate AxiomSL to a secure, scalable cloud environment with reduced total cost of ownership 

    Nasdaq offers hands-on training, eLearning, certifications, and advisory workshops to ensure successful adoption and optimization of AxiomSL solutions 

    Nasdaq’s Regulatory Change Managed Service monitors global regulatory updates and implements necessary changes within AxiomSL, reducing resource burden and ensuring compliance 

    Straight through processing automates the internal steps of regulatory reporting, including data ingestion, validation and lineage. AxiomSL supporting STP by unifying data, rules, and workflows on the singular ControllerView platform.