Former Acting Chairman Caroline D. Pham explains how the CFTC is modernizing its regulatory approach by partnering with Nasdaq.
Our platform incorporates AI and machine learning to detect anomalies, prioritize risk, and surface the most relevant cases.
This risk-based, behavioral approach allows teams to tailor surveillance thresholds to their unique risk appetite—empowering more focused and effective compliance.
Our platform significantly reduces false positives by integrating and analyzing complete and disparate datasets.
In combination with our powerful analytics, our data approach ensures alerts are context-rich resulting in faster, more confident decision-making.
Keep markets safe, uphold regulatory standards and maintain integrity throughout your jurisdiction to more effectively protect investors.
Build trust and transparency within your market to help attract liquidity and drive growth in an increasingly competitive market environment.
Leverage a robust and flexible workflow, supported by data analysis and visualization tools, to reduce operational complexity and focus on what matters – protecting markets.
Benefit from the expertise of Nasdaq’s own regulatory teams, as well as our large network of customers across a broad set of jurisdictions, which is continuously integrated into the product.
Surveillance solution, with proven capabilities that help to ensure marketplace integrity and protect investors.
Power your surveillance with the same technology trusted by 50+ of the world’s largest exchanges to maintain market integrity and drive investor protection.
Safeguard your crypto exchange with robust risk management controls and comply with regulation as it evolves with little impact to latency.
Rapidly adapt your surveillance program to evolve with the market and address complex challenges surrounding new trading methodologies, additional asset classes and increasing data volumes.
Help drive economic stability and liquidity with trusted surveillance technology that enables you to monitor across asset classes and markets.
Effectively monitor the order flow of alternative trading venues or internalized platforms with surveillance capabilities tailored to your unique needs.
Power your surveillance with the same technology trusted by 50+ of the world’s largest exchanges to maintain market integrity and drive investor protection.
Safeguard your crypto exchange with robust risk management controls and comply with regulation as it evolves with little impact to latency.
Rapidly adapt your surveillance program to evolve with the market and address complex challenges surrounding new trading methodologies, additional asset classes and increasing data volumes.
Help drive economic stability and liquidity with trusted surveillance technology that enables you to monitor across asset classes and markets.
Effectively monitor the order flow of alternative trading venues or internalized platforms with surveillance capabilities tailored to your unique needs.
In collaboration with Chartis Research, Nasdaq surveyed 94 compliance professionals to determine their top challenges in the year ahead, the role of emerging technologies, the power of data scientists and technology staff, and the trends of regulatory-focused investments.
Access all the data and insights – download your copy of the 2024 Global Compliance Survey today.
Please check your inbox to read your copy of the 2024 Global Compliance Survey report.
With this partnership, Bitvavo is seeking to further enhance the trust, transparency, and integrity of its marketplace by enabling its compliance framework to keep pace with the rapid growth and development of the business.
The technology partnership will further enhance overall resilience and integrity of the exchange, while supporting the rapid deployment of new products and services. The scalable trading platform will quadruple transaction capacity and support development of the Indonesian economy.
Nasdaq Market Surveillance has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance. Owning and operating 30+ venues enables Nasdaq to provide customers with unique surveillance advisory and best meet each client’s distinct surveillance needs.
Learn more about how Nasdaq Market Surveillance helps exchanges and regulators maintain fairness, transparency, and integrity across multiple venues and asset classes.
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Nasdaq has been recognized at the Chartis RiskTech100 Awards, showcasing Nasdaq’s commitment to building resilience and trust in financial markets through unified solutions and ongoing innovation.
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Stay ahead in the rapidly evolving global market landscape by navigating the latest market abuse regulations and complex market dynamics across multiple jurisdictions.
Stay ahead in the rapidly evolving global market landscape by navigating the latest market abuse regulations and complex market dynamics across multiple jurisdictions.
Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.
Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.
Nasdaq Market Surveillance is one of the most robust surveillance tools on the market. Rather than offer discrete pieces of software with single, directed functionalities, Nasdaq Market Surveillance presents a far-ranging suite of features, preparing you to track criminal activity across markets, asset classes, and venues.
The solution also benefits from Nasdaq’s unique position as a longtime global operator of 17 exchanges, who help to drive product innovation to evolve with the market. Our large customer network and fluid collaboration with Nasdaq’s own markets enable us to continuously to keep the product at the forefront of regulatory change.
Nasdaq Market Surveillance has the best track record and recognition among regulators, continual investment, a large community of users and the most comprehensive handling of different trading models and asset classes.
Equities, derivatives, cryptocurrency and digital assets, carbon credits, swaps, fixed income, FX, commodities, commercial real estate, electricity, and more. Nasdaq’s trading and surveillance technology is reliable and scalable, allowing you to grow and expand with the addition of new asset types as needed.
Nasdaq Market Surveillance provides markets and regulators with a robust platform to detect potentially abusive trading behaviors. Sophisticated algorithms detect patterns of abuse, market manipulation and insider trading, enabling surveillance analysts to filter only events of interest. Nasdaq Market Surveillance technology provides 70+ pre-configured alerts as well as the ability for users to tailor alerting algorithms to create their own ad hoc alerts. The system offers intuitive case focused visualizations as well as case management to help assess and manage each case.
