Subscribe to our Regulatory Roundup Newsletter
For regulators, the ability to protect market participants and investors is paramount. Today’s financial markets are increasingly complex. With an evolving market landscape, the introduction of new types of technology, and the next generation of investors actively engaging in markets, regulators are tasked with keeping pace.
Nasdaq’s Financial Technology Solutions
help Regulators to:
Rapidly adapt your surveillance program to evolve with the market and address complex challenges surrounding new trading methodologies, additional asset classes and increasing data volumes.
Relevant Content
Additional Resources for Regulators
Whitepaper
Top 3 Market Abuse Behaviors that Exchanges Should be Monitoring
Attempts to manipulate financial markets have always existed, but not all behaviors are created equal. These three behaviors are some of the most common to be on the lookout for.
-
Download the whitepaper->
Whitepaper
Top 3 Market Abuse Behaviors that Exchanges Should be Monitoring
Attempts to manipulate financial markets have always existed, but certain high-profile cases emphasize the importance of exchanges monitoring three specific behaviors.
Please check your inbox for your copy of the Top 3 Market Abuse Behaviors to Monitor whitepaper.
Whitepaper
The Regulatory Roadmap: 2024 and Beyond
Several regulators have laid out their priorities for 2024. Learn more about some of the key trends, including how they are looking at the proliferation of crypto assets, the uptake of AI and the importance of operational resilience.
-
Download the whitepaper->
Whitepaper
The Regulatory Roadmap: 2024 and Beyond
Recently, major regulators have outlined their 2024 priorities, which align with industry trends such as the proliferation of crypto assets, the uptake of AI and the need for operational resilience.
Check your inbox for your copy of the The Regulatory Roadmap: 2024 and Beyond whitepaper.
Whitepaper
Using Social Media to Inform Surveillance Investigations
With the rise of social media influence on trading activities, surveillance practitioners need to be able to evaluate trading behaviors in this context. Learn more about how you can leverage social media to inform your investigations.
Video
Regulatory Spotlight - National Futures Association
Hear from the National Futures Association (NFA) about their constant mission to safeguard market integrity and investor protection. Learn more about their experience with Nasdaq Market Surveillance technology.
Get Started with Nasdaq
Get In Touch
Contact us today to learn more about our solutions for Regulators:
Thank you for reaching out to Nasdaq! Your inquiry has been received.
Our team will review your submission and reach out to you shortly. In the meantime, visit our FAQs for more information and answer any questions you may have about our solutions.