Legal Framework

- about trading membership at Nasdaq Oslo ASA and clearing membership at Nasdaq Clearing AB

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The legal documentation regarding trading membership at Nasdaq Oslo ASA is described in the trading rules, and the legal documentation regarding clearing membership at Nasdaq Clearing AB is described in the clearing rules.

Upcoming Changes to Rules

April 16, 2021

Upcoming changes to the Joint Appendix 7 (Fee list) - effective from April 20, 2021.

For additional information on the amendments, see market notice dated April 7, 2021

April 8, 2021

Clearing Appendix 10 - Collateral List Commodity Derivatives is amended effective from April 7, 2021.

We refer to the market notice on March 30, 2021. Following the changes certain VPS registered Norwegian securities are eligible collateral from April 7, 2021. More details on the changes is available in the market notice. A mark-up of the Clearing Appendix 10 – Collateral List Commodity Derivatives is attached hereto in accordance with our previous practice.

March 23, 2021

Upcoming changes to Rules effective April 20, 2021

March 17, 2021

Upcoming changes to the Joint Appendix 7 (Fee List) – effective April 1, 2021. Changes published February 25 included for practicality

March 1, 2021

Upcoming changes to the Joint Appendix 2 (Contract specifications), effective March 15, 2021

February 25, 2021

Upcoming changes to the Joint Appendix 7 (Fee list), effective April 1, 2021

January 18, 2021

Upcoming Changes to the Joint Appendix 7 (Fee list), effective 1 February 2021.

2019 - 2020

Archive of changes to Rules previously communicated.

OCTOBER 26, 2020

Upcoming changes to Rules effective November 23, 2020

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AUGUST 18, 2020

Upcoming rulebook changes for August 31, 2020.

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AUGUST 7, 2020

As part of the Risk Management Enhancement Program, Nasdaq Clearing will amend the Commodities Derivatives Clearing Default Fund Rules. 

The amended rules will come into effect on September 18, 2020.

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JULY 15, 2020

Proposed amendments to the General Terms for Custody Accounts: Norwegian custody arrangement added for Norwegian Account Holders – September 3, 2020

In order for Nasdaq Clearing to enable Norwegian Account Holders to post Norwegian securities collateral in VPS Norway, by adding a custodian for the Norwegian market, amendments have been made to the:

  1. General Terms For Collateral Custody Accounts;
  2. General Terms For Default Fund Custody Accounts; and  
  3. General Terms For Loss Sharing Custody Accounts 

together, the “General Terms for Custody Accounts”.

Please find attached an explanatory notice which provides more information about the custody arrangement and a summary of the changes made to the General Terms for Custody Accounts, together with mark-up of the agreements.

The proposed amendments will enter into force on 3 September 2020.

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JUNE 23, 2020

Proposed amendments to the General Terms for Custody Accounts - September 3, 2020

In preparation for the implementation in Swedish law of the Shareholder Rights Directive II (“SRD II”) on 3 September 2020, Nasdaq Clearing AB (“Nasdaq Clearing”) will implement new operational and technical procedures to ensure compliance with the new requirements placed on ‘intermediaries’ under SRD II. To make sure that the agreements governing securities that Nasdaq Clearing holds (in the form of margin collateral, default fund contributions and, where applicable, loss sharing pool contributions) are aligned with the new legal requirements, updates and additions have been made in the following agreements:

  1. General Terms For Collateral Custody Accounts
  2. General Terms For Default Fund Custody Accounts
  3. General Terms For Loss Sharing Custody Accounts 

In addition, Nasdaq Clearing has taken this opportunity to make a few general updates and clarifications in the agreements.  
 
Notice regarding proposed amendments to the General Terms for Custody Accounts


The proposed amendments will enter into force on 3 September 2020.

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APRIL 24, 2020

Upcoming changes to rules effective May 22, 2020

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APRIL 8, 2020

Upcoming changes to rules effective April 27, 2020

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MARCH 12, 2020

Upcoming changes to Rules effective 26 March 2020.

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DECEMBER 19. 2019

Upcoming changes to Rules effective 2 January 2020

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NOVEMBER 25, 2019

Upcoming changes to Rules effective December 9, 2019.

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OCTOBER 20, 2019

Upcoming changes to Rules effective October 20, 2019.

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SEPTEMBER 30, 2019

Upcoming changes to Rules effective September 30, 2019

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SEPTEMBER 1, 2019

Upcoming changes to Rules effective September 1, 2019

 

Trading Rules

Clearing Rules

Other Legal Documents

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