Nasdaq Commodities Market Surveillance

- ensuring market rules compliance


Nasdaq Oslo ASA holds a license as a derivatives exchange under the Norwegian Securities Trading Act.The license is granted by Ministry of Finance and Nasdaq Oslo ASA is under supervision by the Financial Supervisory Authority of Norway, Finanstilsynet.
The clearinghouse, Nasdaq Clearing AB, holds a license from the Swedish Financial Supervisory Authority, Finansinspektionen. 

Under the Securities Trading Act section 12-5 the exchange is required to monitor the trading activity of its members and report market conduct that might be in breach with legal provisions

Market participants must comply with the trading and clearing rules including Market Conduct Rules (Trading Rules - Appendix 6).

Commodities legal relationship chart

Surveillance functions

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