Rules & Regulations -
Nasdaq Stockholm (Stockholmsbörsen)
exploreTrading at Nasdaq Stockholm is governed by the Issuer Rules, the Member Rules and the Warrant Rulebook. Nasdaq Stockholm also operates First North, an MTF in Sweden that is subject to a separate Rulebook.
* Nordic Main Market Rulebook for Issuers of shares shall enter into force for Nasdaq Helsinki on 1 March 2021.
For a comprehensive view on Nordic Equity- and Fixed Income-related trading fees, please see the following links:
ISSUER RULES - Regler emittenter
Listing requirements are a vital part of a listing. There are requirements to become listed as well as ongoing requirements that need to be fulfilled while the company is listed.
Disclosure rules regulate the procedures on when and how listed companies disclose information to the market. All information that is likely to materially influence the valuation of a listed company must be published in a way that ensures that it reaches all market participants simultaneously. The rules for issuers with regards to shares are in substance harmonized between all four (4) exchanges, especially the listing requirement and disclosure rules.
Please find the Issuer Rules and answers to FAQ below in the Resource Center
Corporate Governance
The Swedish Code of Corporate Governance (the Code) is considered an expression of generally accepted practice in the Swedish securities market.
A listed company shall conduct its business in accordance with generally accepted practice in the Swedish securities market. As a result the Code is indirectly a part of the rules of Nasdaq Stockholm.
Swedish Corporate governance Code
Bolagsstyrning
Den svenska koden för bolagsstyrning (Koden) är ett uttryck för god sed på aktiemarknaden när det gäller bolagsstyrning. Börsnoterat bolag skall bedriva sin verksamhet i enlighet med god sed på aktiemarknaden och Koden ses som en kodifiering av dessa. Som en följd Koden är indirekt tillämplig en del av reglerna för Nasdaq Stockholm.
Resource center
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Nordic Main Market Rulebook for Issuers of Shares - 1 February 2021 Download Nordic Main Market Rulebook for Issuers of Shares - 1 February 2021
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Mark-Up Version: Nordic Main Market Rulebook for Issuers of Shares - 1 February 2021 Download Mark-Up Version: Nordic Main Market Rulebook for Issuers of Shares - 1 February 2021
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Regulatory Notice regarding changes in the issuer rules for shares and the Swedish Takeover Rules - 15 January 2021 Download Regulatory Notice regarding changes in the issuer rules for shares and the Swedish Takeover Rules - 15 January 2021
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Regulatory Notice regarding Nordic Main Market Rulebook for Issuers of Shares - 2020-03-06 Download Regulatory Notice regarding Nordic Main Market Rulebook for Issuers of Shares - 2020-03-06
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Summary of principal changes: New Main Market Rulebook versus Stockholm rulebook - 2020-03-06 Download Summary of principal changes: New Main Market Rulebook versus Stockholm rulebook - 2020-03-06
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Checklist for Main Market Rulebook 1 May 2020 Download Checklist for Main Market Rulebook 1 May 2020
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Nasdaq Stockholm's Rule book for Issuers of Exchange Traded Funds - 1 January 2019 Download Nasdaq Stockholm's Rule book for Issuers of Exchange Traded Funds - 1 January 2019
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Nasdaq Stockholm's Rule Book for Issuers of Fixed Income Instruments - 1 January 2021 Download Nasdaq Stockholm's Rule Book for Issuers of Fixed Income Instruments - 1 January 2021
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Rule book for issuers of equity in AIFs - 1 Jan 2019 Download Rule book for issuers of equity in AIFs - 1 Jan 2019
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Trading List Rules Download Trading List Rules
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Take Over Agreement Download Take Over Agreement
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Guidelines for preparing interim management statements - 1 Jan 2016 Download Guidelines for preparing interim management statements - 1 Jan 2016
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Handledningstext, Nasdaq Stockholm, punkt 3.1 regelverk för emittenter – 1 maj 2020 Download Handledningstext, Nasdaq Stockholm, punkt 3.1 regelverk för emittenter – 1 maj 2020
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Nasdaq Stockholms regelverk för emittenter av börshandlade fonder - 1 januari 2019 Download Nasdaq Stockholms regelverk för emittenter av börshandlade fonder - 1 januari 2019
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Uppdragsbeskrivning – legal- / skattegranskning Download Uppdragsbeskrivning – legal- / skattegranskning
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Utdrag ur Uppdragsbeskrivning för Börsrevisorer Download Utdrag ur Uppdragsbeskrivning för Börsrevisorer
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Regelverk för emittenter av aktier i alternativa investeringsfonder - 1 Jan 2019 Download Regelverk för emittenter av aktier i alternativa investeringsfonder - 1 Jan 2019
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Vägledning för upprättande av delårsredogörelse - 1 Jan 2016 Download Vägledning för upprättande av delårsredogörelse - 1 Jan 2016
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VÄGLEDNING – Intern styrning och kontroll i noterade bolag Download VÄGLEDNING – Intern styrning och kontroll i noterade bolag
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Nasdaq Nordic Main Market Q&A on SPAC Listings Download Nasdaq Nordic Main Market Q&A on SPAC Listings
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Issuer Rules FAQ English Download Issuer Rules FAQ English
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Issuer Rules FAQ Swedish Download Issuer Rules FAQ Swedish
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Listings FAQ English Download Listings FAQ English