Rules & Regulations -
Nasdaq Stockholm (Stockholmsbörsen)
exploreTrading at Nasdaq Stockholm is governed by the Issuer Rules, the Member Rules and the Warrant Rulebook. Nasdaq Stockholm also operates First North, an MTF in Sweden that is subject to a separate Rulebook.
For a comprehensive view on Nordic Equity- and Fixed Income-related trading fees, please see the following links:
ISSUER RULES - Regler emittenter
Listing requirements are a vital part of a listing. There are requirements to become listed as well as ongoing requirements that need to be fulfilled while the company is listed.
Disclosure rules regulate the procedures on when and how listed companies disclose information to the market. All information that is likely to materially influence the valuation of a listed company must be published in a way that ensures that it reaches all market participants simultaneously. The rules for issuers with regards to shares are in substance harmonized between all four (4) exchanges, especially the listing requirement and disclosure rules.
Please find the Issuer Rules and answers to FAQ below in the Resource Center
Resource center
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Regulatory Notice regarding new fixed income rulebook for prospectus exempt issuers - 23 March 2022 Download Regulatory Notice regarding new fixed income rulebook for prospectus exempt issuers - 23 March 2022
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Nordic Main Market Rulebook for Issuers of Shares 1 February 2021 Download Nordic Main Market Rulebook for Issuers of Shares 1 February 2021
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Nasdaq Stockholm’s Rulebook for Issuers of Fixed Income Instruments – 7 March 2022 Download Nasdaq Stockholm’s Rulebook for Issuers of Fixed Income Instruments – 7 March 2022
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Nasdaq Nordic Rulebook for Issuer of fixed income securities exempt from the requirement to publish a prospectus 25 April 2022 Download Nasdaq Nordic Rulebook for Issuer of fixed income securities exempt from the requirement to publish a prospectus 25 April 2022
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Nasdaq Stockholm's Rule Book for Issuers of Exchange Traded Funds and Exchange Traded Notes 11 March 2022 Download Nasdaq Stockholm's Rule Book for Issuers of Exchange Traded Funds and Exchange Traded Notes 11 March 2022
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Rule book for issuers of equity in AIFs 1 Jan 2019 Download Rule book for issuers of equity in AIFs 1 Jan 2019
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Trading List Rules Download Trading List Rules
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Handledningstext, Nasdaq Stockholm, punkt 3.1 regelverk för emittenter – 1 maj 2020 Download Handledningstext, Nasdaq Stockholm, punkt 3.1 regelverk för emittenter – 1 maj 2020
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Uppdragsbeskrivning – legal- / skattegranskning Download Uppdragsbeskrivning – legal- / skattegranskning
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Uppdragsbeskrivning noteringsrevisor Download Uppdragsbeskrivning noteringsrevisor
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Checklist for Main Market rulebook 11 October 2021 Download Checklist for Main Market rulebook 11 October 2021
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Vägledning för upprättande av delårsredogörelse - 1 Jan 2016 Download Vägledning för upprättande av delårsredogörelse - 1 Jan 2016
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VÄGLEDNING – Intern styrning och kontroll i noterade bolag Download VÄGLEDNING – Intern styrning och kontroll i noterade bolag
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Guidance – Governance and Internal Control in Listed Companies Download Guidance – Governance and Internal Control in Listed Companies
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Take Over Agreement Download Take Over Agreement
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Guidelines for preparing interim management statements - 1 Jan 2016 Download Guidelines for preparing interim management statements - 1 Jan 2016
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FAQ - New Main Market Process In Stockholm Download FAQ - New Main Market Process In Stockholm
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Nasdaq Nordic Main Market Q&A on SPAC Listings Download Nasdaq Nordic Main Market Q&A on SPAC Listings
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Markup Version: Nasdaq Nordic Main Market Q&A on SPAC Listings Download Markup Version: Nasdaq Nordic Main Market Q&A on SPAC Listings
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Issuer Rules FAQ English Download Issuer Rules FAQ English
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Issuer Rules FAQ Swedish Download Issuer Rules FAQ Swedish
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Listings FAQ English Download Listings FAQ English