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    Nasdaq Market Surveillance (SMARTS) Resources

    Stay up-to-date with the latest regulatory news and trends in surveillance.

    Stay current on shifting surveillance requirements, trends in data and markets and new thinking on surveillance methods and technology.

    Whitepapers

    Catch up on the latest trends in surveillance – including how to optimize your surveillance strategy and major regulatory requirements impacting firms.

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    Top 3 Behaviors to Monitor in Crypto Markets

    Awareness of manipulation tactics in financial markets is crucial to maintaining market integrity and protecting investors. This paper sheds light on the most prevalent manipulation tactics, their impact on the market and how they can be combatted.

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    2024 Global Compliance Survey

    In collaboration with Chartis Research, Nasdaq surveyed 94 compliance professionals to determine their top challenges in the year ahead, the role of emerging technologies, the power of data scientists and technology staff, and the trends of regulatory-focused investments.

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    Nasdaq Market Surveillance Buyer's Guide

    Whether you are a regulator, an exchange or market operator, or a central bank, surveillance is critical in ensuring trust and integrity across the global financial ecosystem. Before selecting the ideal solution for your institution, there are many factors to consider from a functionality and support standpoint.

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    Using Social Media to Inform Surveillance Investigations

    Social media has evolved into a powerful tool that empowers people to distribute information to the whole world. While this improves the way we socialize and work, some bad actors have harnessed these channels for market abuse.

    Factsheets & Case Studies

    View the technical capacities of Nasdaq Market Surveillance and its application to specific targeted industries, helping to meet evolving requirements and regulations.

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    JPX Case Study: Resilience for Today, Scalability for Tomorrow

    Uncover how JPX and Nasdaq have grown together to create stronger markets today while also positioning for opportunities tomorrow.

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    Nasdaq Market Surveillance & Market Abuse Regulation

    Read our guide to remain compliant under the Market Abuse Regulations, helping secure the integrity of the financial markets.

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    Case Study: Stock Exchange of Thailand

    Learn how the Stock Exchange of Thailand (SET) modernized its core infrastructure across trading, pre-trade risk management, index, market surveillance and data management with Nasdaq technology to better serve international and domestic investors.

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    Nasdaq Market Surveillance Factsheet

    Learn more about how Nasdaq Market Surveillance helps exchanges and regulators maintain fairness, transparency, and integrity across multiple venues and asset classes.

    Blogs & Press Releases

    Read about relevant news in the world of surveillance, including the relevance of surveillance in emergent fields, and how modern technologies are impacting companies’ surveillance strategies.

    Nadaq FinTech Blog

    Q&A with Indonesia Stock Exchange and How They’re Scaling for Growth with Nasdaq Financial Technology

    Technology plays a significant role in Indonesia's capital market, driving innovation and efficiency across various aspects. The recent launch of IDX's  new trading technology infrastructure with Nasdaq, a leading provider in the world, aligns closely with IDX’s vision and strategy to enhance market efficiency.

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    CFTC Enhances Market Oversight with Advanced Surveillance Technology Platform

    Nasdaq’s surveillance technology delivers cross-market monitoring, analytics, and fraud detection across traditional and digital asset classes. CFTC launches crypto sprint to implement digital asset reforms. Read the full press release.

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    Breaking Silos and Building Trust: Lessons from the South African Market Surveillance Code of Conduct

    African Market Surveillance Code of Conduct—a collaborative step toward trust, transparency and ethical finance.

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    The Role of Market Surveillance: Building Trust in Crypto Markets

    As the crypto markets evolve, how are regulatory approaches developing, and what role is market surveillance playing in building resilience and trust in the crypto world?

    Videos

    See experts weigh in on the functionality of the Nasdaq Market Surveillance solution, as well as the need for stable, reliable infrastructure across markets.

    Nasdaq Tech Spotlight: Indonesia Stock Exchange

    Nasdaq Tech Spotlight: Indonesia Stock Exchange

    Iman Rachman, President Director, Indonesia Stock Exchange; Iding Pardi, President Director, IDClear Indonesia; and Samuel Hidayat, President Director, Indonesia Central Securities Depository, discuss the importance of technology to drive innovation and efficiency in Indonesia's capital market.

    Nasdaq Tech Spotlight: B3

    Fabio Perdiz, Head of Market Surveillance, B3, discusses the importance of surveillance and how the exchange works with Nasdaq Market Surveillance to monitor the market.

    Bolsa Institucional de Valores Tech Spotlight

    Nasdaq Tech Spotlight: Bolsa Institucional De Valores

    Jose Cordoba, Head of Market Surveillance, Bolsa Institucional de Valores (BIVA), speaks about the role of surveillance at BIVA and how it provides the market with trust, helps maintain the integrity of the market, and helps the market grow and evolve.

    Regulatory Spotlight - Commodity Futures Trading Commission

    Regulatory Spotlight - Commodity Futures Trading Commission

    Caroline Pham, Commissioner at Commodity Futures Trading Commission, discusses the CFTC's approach to innovation and artificial intelligence to enhance surveillance regulation.

    See in-depth surveillance coverage in action.

    Claim Your Free Demo!

    Complete the form to request a free demo of our Nasdaq Market Surveillance solution.

    Anti-Financial Crime

    Ally with Nasdaq Anti-Financial Crime Technology

    Verafin: Fraud Detection and Management

    Understand how participants are fraudulently presenting themselves on your exchange.  

    Understand how participants are fraudulently presenting themselves on your exchange.  

    Nasdaq Anti-Financial Crime Solutions for Cryptocurrency

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Verafin: BSA/AML Compliance and Management

    Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.

    Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.