Whitepapers
Catch up on the latest trends in surveillance – including how to optimize your surveillance strategy and major regulatory requirements impacting firms.
Top 3 Behaviors to Monitor in Crypto Markets
Awareness of manipulation tactics in financial markets is crucial to maintaining market integrity and protecting investors. This paper sheds light on the most prevalent manipulation tactics, their impact on the market and how they can be combatted.
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Thought Leadership
Top 3 Behaviors to Monitor in Crypto Markets
Awareness of manipulation tactics in financial markets is crucial to maintaining market integrity and protecting investors. This paper sheds light on the most prevalent manipulation tactics, their impact on the market and how they can be combatted.
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2024 Global Compliance Survey
In collaboration with Chartis Research, Nasdaq surveyed 94 compliance professionals to determine their top challenges in the year ahead, the role of emerging technologies, the power of data scientists and technology staff, and the trends of regulatory-focused investments.
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Survey Report
2024 Nasdaq Global Compliance Survey
Access all the data and insights – download your copy of the 2024 Global Compliance Survey today.
Please check your inbox for the 2024 Global Compliance Survey report.
Nasdaq Market Surveillance Buyer's Guide
Whether you are a regulator, an exchange or market operator, or a central bank, surveillance is critical in ensuring trust and integrity across the global financial ecosystem. Before selecting the ideal solution for your institution, there are many factors to consider from a functionality and support standpoint.
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Product Content
Nasdaq Market Surveillance Buyer's Guide
Learn more about some essential considerations to be mindful of when determining the best surveillance technology partner for your organization.
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Using Social Media to Inform Surveillance Investigations
Social media has evolved into a powerful tool that empowers people to distribute information to the whole world. While this improves the way we socialize and work, some bad actors have harnessed these channels for market abuse.
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Whitepaper
Using Social Media to Inform Surveillance Investigations
Read our paper to learn how social media surveillance programs are evolving to detect market abuse.
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Whitepaper
2024 Outlook: State of Cloud Adoption at FMIs
Based on lived experience in migrating three markets to the Cloud and on insights and observations gathered from delivering mission-critical market infrastructure solutions worldwide, Nasdaq has compiled a new viewpoint paper aimed at providing the 2024 Outlook for Cloud in Market Infrastructure.
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Whitepaper
Using Social Media to Inform Surveillance Investigations
Social media has evolved into a powerful tool that empowers people to distribute information to the whole world. While this improves the way we socialize and work, some bad actors have harnessed these channels for market abuse. Read our paper to learn how social media surveillance programs are evolving to detect market abuse.
Please check your inbox to read the whitepaper.
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Survey Report
2023 Nasdaq Global Compliance Survey
Access all the data and insights – download your copy of the 2023 Global Compliance Survey today.
Please check your inbox to read the 2023 Nasdaq Global Compliance Survey report.
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Product Content
Crypto Surveillance Solution Buyer's Guide
Vetting different vendor solutions is often a time-consuming and difficult experience. There are multiple factors you must consider, specifically when it comes to a comprehensive crypto surveillance solution.
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Thought Leadership
Cryptocurrency Regulation Summary: 2022 Edition
Our Crypto Regulatory Guide provides a summary of the latest regulations governing crypto marketplaces around the world, as well as the tools exchanges can implement to detect and prevent nefarious activity.
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Thought Leadership
Nasdaq 2022 Global Compliance Survey
In the latest iteration of Nasdaq's annual Global Compliance Survey (GCS), feedback was gathered from financial industry compliance professionals to shed light on new and longstanding challenges encountered in surveillance and compliance operations.
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Thought Leadership
The Case for Crypto Market Surveillance
Fill out the form to uncover reasons why cryptocurrency exchanges should leverage the same types of surveillance processes and technologies used in the traditional capital markets to protect investors, ensure market integrity and avoid fines and penalties.
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Whitepaper
Top Regulatory Trends for Exchanges & Regulators
A whitepaper detailing the top regulatory trends for marketplaces, regulators & market participants.
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Whitepaper
The Case for Trade Surveillance in FX and Fixed Income Markets
The Case for Trade Surveillance in FX and Fixed Income Markets
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Thought Leadership
Top 3 Market Abuse Behaviors to Monitor
Read our paper to learn the top three market abuse behaviors that should have exchanges on alert.
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Factsheets & Case Studies
View the technical capacities of Nasdaq Market Surveillance and its application to specific targeted industries, helping to meet evolving requirements and regulations.
JPX Case Study: Resilience for Today, Scalability for Tomorrow
Uncover how JPX and Nasdaq have grown together to create stronger markets today while also positioning for opportunities tomorrow.
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Case Study
JPX Case Study: Resilience for Today, Scalability for Tomorrow
Uncover how JPX and Nasdaq have grown together to create stronger markets today while also positioning for opportunities tomorrow.
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Nasdaq Market Surveillance & Market Abuse Regulation
Read our guide to remain compliant under the Market Abuse Regulations, helping secure the integrity of the financial markets.
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Product Content
NMS & Market Abuse Regulation
Read our guide to remain compliant under the Market Abuse Regulations, helping secure the integrity of the financial markets.
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Case Study: Stock Exchange of Thailand
Learn how the Stock Exchange of Thailand (SET) modernized its core infrastructure across trading, pre-trade risk management, index, market surveillance and data management with Nasdaq technology to better serve international and domestic investors.
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Case Study
Case Study: Stock Exchange of Thailand
Fill out the form to learn how the Stock Exchange of Thailand is modernizing its capital markets with the help of Nasdaq technology.
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Nasdaq Market Surveillance Factsheet
Learn more about how Nasdaq Market Surveillance helps exchanges and regulators maintain fairness, transparency, and integrity across multiple venues and asset classes.
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Factsheet
Nasdaq Market Surveillance Factsheet
Learn more about how Nasdaq Market Surveillance helps exchanges and regulators maintain fairness, transparency, and integrity across multiple venues and asset classes.
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Product Content
Nasdaq Market Surveillance as a Service
End-to-end SaaS solution purpose-built to safeguard the integrity of markets. Learn more about our service based offering.
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Product Content
Nasdaq Market Surveillance Factsheet: Japanese Edition
Read the factsheet to learn more about Nasdaq Market Surveillance, which has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance.
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Factsheet
Nasdaq Anti-Financial Crime Solutions for Cryptocurrency
Nasdaq Anti-Financial Crime Solutions for Cryptocurrency is designed specifically for digital assets marketplaces and participants to help drive trust and safe market participation for all.
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Brochure
Nasdaq Market Surveillance Brochure
Fill out the form to learn more about our market surveillance solution for exchanges, regulators and new marketplaces.
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Case Study
AI Surveillance on the US Stock Market
Artificial Intelligence detection on Nasdaq US Equities
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Case Study
Scoring Alerts: Nasdaq Nordic Surveillance's Implementation of MI
Nasdaq Nordic Surveillance’s implementation of machine intelligence enhances operational efficiency in combating market abuse.
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Factsheet
Surveillance Deployment Guide
Selecting the right deployment method for your surveillance program can be a daunting task. Discover how to choose the right deployment method for your surveillance program in this report.
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Blogs & Press Releases
Read about relevant news in the world of surveillance, including the relevance of surveillance in emergent fields, and how modern technologies are impacting companies’ surveillance strategies.
Q&A with Indonesia Stock Exchange and How They’re Scaling for Growth with Nasdaq Financial Technology
Technology plays a significant role in Indonesia's capital market, driving innovation and efficiency across various aspects. The recent launch of IDX's new trading technology infrastructure with Nasdaq, a leading provider in the world, aligns closely with IDX’s vision and strategy to enhance market efficiency.
CFTC Enhances Market Oversight with Advanced Surveillance Technology Platform
Nasdaq’s surveillance technology delivers cross-market monitoring, analytics, and fraud detection across traditional and digital asset classes. CFTC launches crypto sprint to implement digital asset reforms. Read the full press release.
Breaking Silos and Building Trust: Lessons from the South African Market Surveillance Code of Conduct
African Market Surveillance Code of Conduct—a collaborative step toward trust, transparency and ethical finance.
The Role of Market Surveillance: Building Trust in Crypto Markets
As the crypto markets evolve, how are regulatory approaches developing, and what role is market surveillance playing in building resilience and trust in the crypto world?
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- Social Media Monitoring with Market Surveillance Tools Open
- Leveraging Technology for Central Bank Surveillance Open
- Crypto Regulation in 2022: A Year for Change Open
- Why Financial Institutions Need Market Surveillance Open
- TECH TUESDAY: Crypto Gaining Acceptance Open
- The Compliance Complexity Driving RegTech Demand in APAC Open
Videos
See experts weigh in on the functionality of the Nasdaq Market Surveillance solution, as well as the need for stable, reliable infrastructure across markets.
Nasdaq Tech Spotlight: Indonesia Stock Exchange
Iman Rachman, President Director, Indonesia Stock Exchange; Iding Pardi, President Director, IDClear Indonesia; and Samuel Hidayat, President Director, Indonesia Central Securities Depository, discuss the importance of technology to drive innovation and efficiency in Indonesia's capital market.
Nasdaq Tech Spotlight: B3
Fabio Perdiz, Head of Market Surveillance, B3, discusses the importance of surveillance and how the exchange works with Nasdaq Market Surveillance to monitor the market.
Nasdaq Tech Spotlight: Bolsa Institucional De Valores
Jose Cordoba, Head of Market Surveillance, Bolsa Institucional de Valores (BIVA), speaks about the role of surveillance at BIVA and how it provides the market with trust, helps maintain the integrity of the market, and helps the market grow and evolve.
Regulatory Spotlight - Commodity Futures Trading Commission
Caroline Pham, Commissioner at Commodity Futures Trading Commission, discusses the CFTC's approach to innovation and artificial intelligence to enhance surveillance regulation.
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- Commodity Futures Trading Commission Open
- Regulatory Spotlight - National Futures Association Open
- Where Sports Betting Meets the Stock Market Open
- Webinar: The Role of Market Surveillance - Building Trust in Crypto Markets Open
- Surveillance Trends In The Financial Markets Ecosystem And Beyond Open
- #TradeTalks: The launch of Nasdaq Market Surveillance and Supervision for Central Banks Open
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Webinar
Market Integrity Under MiCA: A Recap with ESMA
Nasdaq recently hosted a webinar with ESMA discussing the implications of the MiCA regulation, focusing on surveillance, compliance, and the broader capital market ecosystem. They highlighted the current trends in the crypto market, detailed the provisions and challenges of MiCA, and emphasized the role of ESMA in ensuring compliance and promoting common supervisory practices across the EU.
Please check your inbox to watch the webinar replay.
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See in-depth surveillance coverage in action.
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