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    Nasdaq Market Surveillance (SMARTS) Resources

    Stay up-to-date with the latest regulatory news and trends in surveillance.

    Stay current on shifting surveillance requirements, trends in data and markets and new thinking on surveillance methods and technology.

    Whitepapers

    Catch up on the latest trends in surveillance – including how to optimize your surveillance strategy and major regulatory requirements impacting firms.

    Regulatory trends for marketplaces

    2024 Outlook: State of Cloud Adoption at FMIs

    Based on lived experience in migrating three markets to the Cloud and on insights and observations gathered from delivering mission-critical market infrastructure solutions worldwide, Nasdaq has compiled a new viewpoint paper aimed at providing the 2024 Outlook for Cloud in Market Infrastructure.

    Nasdaq Market surveillance for Market manipulation

    2023 Global Compliance Survey

    In the latest iteration of Nasdaq's annual Global Compliance Survey (GCS), feedback was gathered from financial industry compliance professionals to shed light on new and longstanding challenges encountered in surveillance and compliance operations.

    Nasdaq Crypto regulatory guide

    Nasdaq Market Surveillance Buyer's Guide

    Whether you are a regulator, an exchange or market operator, or a central bank, surveillance is critical in ensuring trust and integrity across the global financial ecosystem. Before selecting the ideal solution for your institution, there are many factors to consider from a functionality and support standpoint.

    The Case for Crypto Market Surveillance

    Using Social Media to Inform Surveillance Investigations

    Social media has evolved into a powerful tool that empowers people to distribute information to the whole world. While this improves the way we socialize and work, some bad actors have harnessed these channels for market abuse.

    Factsheets & Case Studies

    View the technical capacities of Nasdaq Market Surveillance and its application to specific targeted industries, helping to meet evolving requirements and regulations.

    Brochure for Nasdaq Market Surveillance

    Bitkub Case Study

    Learn how Bitkub Exchange is leveraging Nasdaq's Marketplace Services Platform for trading and surveillance to differentiate in the digital assets space.

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    Nasdaq Market Surveillance Factsheet

    Learn more about how Nasdaq Market Surveillance helps exchanges and regulators maintain fairness, transparency, and integrity across multiple venues and asset classes.

    Nasdaq Surveillance as a service factsheet

    Nasdaq Market Surveillance as a Service

    End-to-end SaaS solution purpose-built to safeguard the integrity of markets. Learn more about our service based offering.

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    Nasdaq Anti-Financial Crime Solutions for Cryptocurrency

    Learn how Nasdaq Market Surveillance can lend reliability and trustworthiness to your exchange by rooting out potential abuses and fine-tuning detection processes.

    Blogs

    Read about relevant news in the world of surveillance, including the relevance of surveillance in emergent fields, and how modern technologies are impacting companies’ surveillance strategies.

    Tech Tuesday article crypto

    TECH TUESDAY: Crypto Gaining Acceptance

    There have been many pieces to the ‘Crypto Winter’ and the downturn in valuations, but two recent developments suggest the nascent asset class is here to stay.

    The Role of Market Surveillance: Building Trust in Crypto Markets

    The Role of Market Surveillance: Building Trust in Crypto Markets

    As the crypto markets evolve, how are regulatory approaches developing, and what role is market surveillance playing in building resilience and trust in the crypto world?

    Cryptocurrency Regulation in 2022: A Year for Change

    Crypto Regulation in 2022: A Year for Change

    Regulators are reacting to the rapid expansion of the cryptocurrency markets, but crypto exchanges also need to incorporate surveillance into their infrastructure to ensure market integrity.

    Energy and Power Market Manipulation

    Leveraging Technology for Central Bank Surveillance

    Data automation and monitoring can help central banks execute on their mandates more effectively.

    Videos

    See experts weigh in on the functionality of the Nasdaq Market Surveillance solution, as well as the need for stable, reliable infrastructure across markets.

    Regulatory Spotlight - National Futures Association

    Regulatory Spotlight - National Futures Association

    Ed Dasso, SVP of Market Regulation, National Futures Association, speaks about the change in responsibilities of the NFA over the past 40 years. Learn more about the NFA and their experience with Nasdaq Market Surveillance.

    Commodity Futures Trading Commission

    Commodity Futures Trading Commission

    Caroline Pham, Commissioner at Commodity Futures Trading Commission, discusses the regulatory landscape with the emergence of digital assets.

    Webinar-Crypto-Markets

    Webinar: The Role of Market Surveillance - Building Trust in Crypto Markets

    We discuss the evolution of regulatory approaches to crypto markets, as well as the surveillance programs and other measures that crypto trading venues are introducing to protect market integrity.

    Surveillance Trends In The Financial Markets Ecosystem And Beyond

    Surveillance Trends In The Financial Markets Ecosystem And Beyond

    Nasdaq Head of Marketplace Regulatory Technology Tony Sio joins Jill Malandrino on TradeTalks to discuss surveillance trends in the financial markets ecosystem and beyond. #2022Outlook.

    See in-depth surveillance coverage in action.

    Claim Your Free Demo!

    Complete the form to request a free demo of our Nasdaq Market Surveillance solution.

    Anti-Financial Crime

    Ally with Nasdaq Anti-Financial Crime Technology

    Verafin: Fraud Detection and Management

    Understand how participants are fraudulently presenting themselves on your exchange.  

    Understand how participants are fraudulently presenting themselves on your exchange.  

    Nasdaq Anti-Financial Crime Solutions for Cryptocurrency

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Verafin: BSA/AML Compliance and Management

    Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.

    Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.