Market Surveillance Resource Center

    Nasdaq Market Surveillance (SMARTS) Resources

    Stay up to date with the latest regulatory news and trends in surveillance.

    Explore our thought-leadership to stay current on shifting surveillance requirements, new trends in data and markets with potential impact on surveillance, as well as new thinking on surveillance methods and technology.

    Whitepapers

    Catch up on the latest trends in surveillance – including how to optimize your surveillance strategy and major regulatory requirements impacting firms.

    Nasdaq Market surveillance for Market manipulation

    2022 Global Compliance Survey

    In the latest iteration of Nasdaq's annual Global Compliance Survey (GCS), feedback was gathered from financial industry compliance professionals to shed light on new and longstanding challenges encountered in surveillance and compliance operations. 

    Nasdaq Crypto regulatory guide

    Cryptocurrency Regulation Summary: 2022 Edition

    Our Crypto Regulatory Guide provides a summary of the latest regulations governing crypto marketplaces around the world, as well as the tools exchanges can implement to detect and prevent nefarious activity.

    The Case for Crypto Market Surveillance

    The Case for Crypto Market Surveillance

    Uncover reasons why cryptocurrency exchanges should leverage the same types of surveillance processes and technologies used in the traditional capital markets to protect investors, ensure market integrity and avoid fines and penalties.

    Regulatory trends for marketplaces

    Top Regulatory Trends for Exchanges & Regulators

    A whitepaper detailing the top regulatory trends for marketplaces, regulators & market participants.

    Factsheets & Case Studies

    View the technical capacities of Nasdaq Market Surveillance and its application to specific targeted industries, helping to meet evolving requirements and regulations.

    Brochure for Nasdaq Market Surveillance

    Nasdaq Market Surveillance Brochure

    Our market surveillance solution for exchanges, regulators and new marketplaces.

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    Nasdaq Market Surveillance & Supervision for Central Banks

    Nasdaq Market Surveillance and Supervision for Central Banks can help enhance market oversight capabilities and reduce operational costs, benefiting both the central banks and local economies.

    Nasdaq Surveillance as a service factsheet

    Nasdaq Market Surveillance as a Service

    End-to-end SaaS solution purpose-built to safeguard the integrity of markets. Learn more about our service based offering.

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    Nasdaq Anti-Financial Crime Solutions for Cryptocurrency

    Learn how Nasdaq Market Surveillance can lend reliability and trustworthiness to your exchange by rooting out potential abuses and fine-tuning detection processes.

    Articles

    Read about relevant news in the world of surveillance, including the relevance of surveillance in emergent fields, and how modern technologies are impacting companies’ surveillance strategies.

    Tech Tuesday article crypto

    TECH TUESDAY: Crypto Gaining Acceptance

    There have been many pieces to the ‘Crypto Winter’ and the downturn in valuations, but two recent developments suggest the nascent asset class is here to stay.

    The Role of Market Surveillance: Building Trust in Crypto Markets

    The Role of Market Surveillance: Building Trust in Crypto Markets

    As the crypto markets evolve, how are regulatory approaches developing, and what role is market surveillance playing in building resilience and trust in the crypto world?

    Cryptocurrency Regulation in 2022: A Year for Change

    Crypto Regulation in 2022: A Year for Change

    Regulators are reacting to the rapid expansion of the cryptocurrency markets, but crypto exchanges also need to incorporate surveillance into their infrastructure to ensure market integrity.

    Energy and Power Market Manipulation

    Leveraging Technology for Central Bank Surveillance

    Data automation and monitoring can help central banks execute on their mandates more effectively.

    Videos

    See experts weigh in on the functionality of the Nasdaq Market Surveillance solution, as well as the need for stable, reliable infrastructure across markets.

    Where Sports Betting Meets the Stock Market

    Where Sports Betting Meets the Stock Market

    Sporttrade Founder & CEO Alex Kane joins Jill Malandrino on Nasdaq TradeTalks to discuss where sports betting meets the stock market.

    Webinar-Crypto-Markets

    Webinar: The Role of Market Surveillance - Building Trust in Crypto Markets

    We discuss the evolution of regulatory approaches to crypto markets, as well as the surveillance programs and other measures that crypto trading venues are introducing to protect market integrity.

    Surveillance Trends In The Financial Markets Ecosystem And Beyond

    Surveillance Trends In The Financial Markets Ecosystem And Beyond

    Nasdaq Head of Marketplace Regulatory Technology Tony Sio joins Jill Malandrino on TradeTalks to discuss surveillance trends in the financial markets ecosystem and beyond. #2022Outlook.

    #TradeTalks: The launch of Nasdaq Market Surveillance and Supervision for Central Banks

    #TradeTalks: The launch of Nasdaq Market Surveillance and Supervision for Central Banks

    Nasdaq Head of Marketplace Regulatory Technology Tony Sio joins Jill Malandrino on #TradeTalks​ to discuss the launch of Nasdaq Market Surveillance and Supervision for Central Banks.

    See in-depth surveillance coverage in action.

    Claim Your Free Demo!

    Complete the form to request a free demo of our Nasdaq Market Surveillance solution.

    Anti-Financial Crime

    Ally with Nasdaq Anti-Financial Crime Technology

    Verafin: Fraud Detection and Management

    Understand how participants are fraudulently presenting themselves on your exchange.  

    Understand how participants are fraudulently presenting themselves on your exchange.  

    Nasdaq Anti-Financial Crime Solutions for Cryptocurrency

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Verafin: BSA/AML Compliance and Management

    Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.

    Strengthen regulatory compliance and enhance your ability to detect, investigate and report potentially suspicious activity with targeted analytics and end-to-end BSA/AML solutions.

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.