Nasdaq ETF Listings
From supporting issuers’ ETF listings journeys to providing bespoke educational content, Nasdaq supports the ETF ecosystem every step of the way.
Nasdaq Delivers a Complete ETF Ecosystem
Leveraging our reach, trusted execution platform and experience, Nasdaq helps with the ETF listing process by delivering a complete ETF ecosystem with deep liquidity and unparalleled marketing tools to differentiate, activate and amplify your brand. Our experienced support team of subject-matter experts are always accessible and dedicated to your needs – throughout your product lifecycle.
One-Stop ETF Listing Experience With Ongoing Support
We provide tailored ETF services – spanning product development, marketing, compliance, trading and market structure support – that fit your needs, while making it easier to plan expenses through a simple low-cost fee schedule.
Pioneers of ETF Services Through Innovation and Expertise
As a leading exchange for ETFs, with more than $1 trillion raised in AUM over the past 20+ years, we partner with issuers to deliver state-of-the-art ETFs and, in turn, exciting, new benefits to investors.
Always on the Leading Edge of Market Quality, Execution and Reform
Listing an ETF with Nasdaq means partnering with the most liquid and resilient platform around and the creator of automated auctions. We aim for the best investor experience, by developing dedicated ETF liquidity programs and driving better market frameworks.
One-of-a-kind Marketing That Reaches Further
Our unparalleled business and marketing acumen provides all types of ETF market participants with the tools to list and invest in the most innovative funds.
ETF Issuer Insights
Our unparalleled business and marketing acumen provides all types of ETF market participants with the tools to list and invest in the most innovative funds.
Complimentary ETF Data Portals
ETF Intel in Customer Portal
Customizable, exportable dashboards, analytics and data for all ETFs.
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Nasdaq ETF Listings Guide
Notify Nasdaq ETP Listing Team
Please contact our team to inform of your interest and get started.
Reserve ETP Ticker
Visit the Nasdaq Listings Center to reserve your ticker.
Complete the Listings Application
New Fund Launches
New funds will be required to complete a certification in connection with the initial listing application. The certification is done within the listing application.
Listings Transfers
Funds switching from another market to Nasdaq are required to complete a certification regarding compliance with Rule 6c-11. The certification is done within the listing application.
Create Your Account
Visit the Nasdaq Listings Center to create your account. Once logged in, click the "create new form" tab to fill out the listings application.
Create Listings Center Account ->
Guides & Checklists
Review the ETP Listings Guide and the ETP Listing Checklist.
Connect with Your Listings Analyst & Receive Approval to List
Once your application items have been submitted, Listing Qualifications will guide and support you every step of the way and introduce you to our ETF community and key constituents.
Amplify & Activate with Nasdaq
Utilize our ETP Co-Marketing Checklist to amplify and activate your brand and tap into Nasdaq’s global reach, brand exposure, and diversity of activation tools – tailored to your ETP launch.
Continued Listings
ETFs listed under Nasdaq Rule 5704 are required to submit an annual certification regarding the funds compliance with Rule 6c-11 during the fiscal year. The certification is required to be submitted within 30 calendar days of the fund’s fiscal year end. The certification can be done by submitting a Company Event Form.
Data Submission Requirements and Templates for All Other Products
In order to monitor compliance with the requirements, Nasdaq collects the following data from ETP issuers regarding the index or reference asset underlying the ETP:
- Passive ETFs and ETNs: Index Component File due 30 calendar days following the end of the fund's fiscal quarter.
- Active ETFs: Portfolio Component File due 30 calendar days following the end of the fund's fiscal quarter.
- Listed Pursuant to a Product-Specific Rule Filing under Rule 19b-4 (Active or Passive): Portfolio Component File due 30 calendar days following the end of the fund's fiscal quarter and Annual Compliance Certification due 30 calendar days following the fund's fiscal year-end.
NOTE: Submission of the index component or reference asset data described above is NOT required for Rule 6c-11 ETFs pursuant to Nasdaq Rule 5704.
Index Rebalances/Reconstitutions: In lieu of submitting the quarterly component file, issuers can submit an index component file following an index rebalance or reconstitution if the rebalance or reconstitution took place within the fiscal quarter. Issuers who submit this file in connection with a rebalance or reconstitution do not have to submit a separate component file for the same quarter.
ETP Sponsors must use this template for submitting index or portfolio component data. For assistance with this form, please refer to the ETP Listings Guide.
Issuers can submit component information and annual certifications using the Nasdaq Listing Center by completing the Company Event Form.
The most competitive, simple, and straightforward listings fee: No Initial Fees and $4,000 Flat Annual Listing Fee
ETP Resources & Market Information
Contact Us
Listing Qualifications - Initial and Continued Listings
Jeremy Brown, ETP/Options Senior Manager
+1 (267) 418-5246 jeremy.brown@nasdaq.comETP Listings Services and Sales - Benefits of Nasdaq Liquidity Programs
Gabby Vennitti, Head of ETP Listings
+1 (914) 510-3354 gabrielle.vennitti@nasdaq.com ETFs@nasdaq.comETP Marketing
etfmarketing@nasdaq.comETP Listing Applications (including switches from other exchanges) and ETP initial and continued listing standards and processes
Sara Sherry, Regulatory Compliance Analyst
+1 (267) 279-0561 sara.sherry@nasdaq.com ETP_Regulation@nasdaq.comETP Listing Applications (including switches from other exchanges) and ETP initial and continued listing standards and processes
Julia Considine, Regulatory Compliance Analyst
+1 (856) 287-9226 julia.considine@nasdaq.com ETP_Regulation@nasdaq.comOffice of General Counsel - ETP Rules Filings
Sun Kim, Senior Associate General Counsel
+1(646) 420-7816 sun.kim@nasdaq.com