Exchange Oversight
Nasdaq operates a multifaceted surveillance program with exchange oversight for U.S. and European markets.
U.S. Oversight
U.S. Oversight
Nasdaq operates a multifaceted surveillance program
European Oversight
European Disciplinary Processes
In Nasdaq Nordic, the Surveillance function is responsible for disciplinary procedures.
- Transparency
- Consistent Rulings
- Compliance
Annual & Quarterly Surveillance Reports
These reports describe the main day-to-day activities and achievements within Nordic Surveillance.
European Rules & Regulations
Rules & Regulations - Nordic Member Rules
The Nasdaq Nordic Member Rules contain conditions for membership and rules for trading on the regulated markets.
Rules & Regulations - First North MTF Rules
The rules are the same in all First North markets, except for a few, smaller differences due to national law.
Rules & Regulations - Derivatives Rules
Rules and Regulations of Nasdaq Derivatives Markets govern Nasdaq Stockholm's derivative exchange & Nasdaq Clearing.
