Skip to main content

Exchange Oversight

Nasdaq operates a multifaceted surveillance program with exchange oversight for U.S. and European markets.

Jump to:

U.S. Oversight

U.S. Oversight

Nasdaq operates a multifaceted surveillance program

European Oversight

European Disciplinary Processes

In Nasdaq Nordic, the Surveillance function is responsible for disciplinary procedures.

Key Features

Transparency
Consistent Rulings
Compliance

Annual & Quarterly Surveillance Reports

These reports describe the main day-to-day activities and achievements within Nordic Surveillance.

First Name*

Last Name*

Job Title*

Company*

Email Address*

Business Phone*

Country

Questions/Comments

elq_hp*

var dom0 = document.querySelector('#form848 #field0');var field0 = new LiveValidation(dom0, {validMessage: "", onlyOnBlur: false, wait: 300});field0.add(Validate.Presence, {failureMessage:"This field is required"});var dom1 = document.querySelector('#form848 #field1');var field1 = new LiveValidation(dom1, {validMessage: "", onlyOnBlur: false, wait: 300});field1.add(Validate.Presence, {failureMessage:"This field is required"});var dom2 = document.querySelector('#form848 #field2');var field2 = new LiveValidation(dom2, {validMessage: "", onlyOnBlur: false, wait: 300});field2.add(Validate.Custom, {against: function(value) {return !value.match(/(telnet|ftp|https?):\/\/(?:[a-z0-9][a-z0-9-]{0,61}[a-z0-9]\.|[a-z0-9]\.)+[a-z]{2,63}/i);}, failureMessage: "Value must not contain any URL's"});field2.add(Validate.Length, {tooShortMessage:"Invalid length for field value", tooLongMessage: "Invalid length for field value", minimum: 0, maximum: 35});field2.add(Validate.Presence, {failureMessage:"This field is required"});var dom3 = document.querySelector('#form848 #field3');var field3 = new LiveValidation(dom3, {validMessage: "", onlyOnBlur: false, wait: 300});field3.add(Validate.Presence, {failureMessage:"This field is required"});var dom4 = document.querySelector('#form848 #field4');var field4 = new LiveValidation(dom4, {validMessage: "", onlyOnBlur: false, wait: 300});field4.add(Validate.Presence, {failureMessage:"This field is required"});field4.add(Validate.Format, {pattern: /^([^@\s]+)@((?:[-a-z0-9]+\.)+[a-z]{2,})$/i, failureMessage: "A valid email address is required"});var dom5 = document.querySelector('#form848 #field5');var field5 = new LiveValidation(dom5, {validMessage: "", onlyOnBlur: false, wait: 300});field5.add(Validate.Presence, {failureMessage:"This field is required"});var dom6 = document.querySelector('#form848 #field6');var field6 = new LiveValidation(dom6, {validMessage: "", onlyOnBlur: false, wait: 300});var dom7 = document.querySelector('#form848 #field7');var field7 = new LiveValidation(dom7, {validMessage: "", onlyOnBlur: false, wait: 300});field7.add(Validate.Custom, {against: function(value) {return !value.match(/(telnet|ftp|https?):\/\/(?:[a-z0-9][a-z0-9-]{0,61}[a-z0-9]\.|[a-z0-9]\.)+[a-z]{2,63}/i);}, failureMessage: "Value must not contain any URL's"});var dom11 = document.querySelector('#form848 #field11');var field11 = new LiveValidation(dom11, {validMessage: "", onlyOnBlur: false, wait: 300});field11.add(Validate.Custom, {against: function(value) {return !value.match(/(telnet|ftp|https?):\/\/(?:[a-z0-9][a-z0-9-]{0,61}[a-z0-9]\.|[a-z0-9]\.)+[a-z]{2,63}/i);}, failureMessage: "Value must not contain any URL's"});field11.add(Validate.Presence, {failureMessage:"This field is required"});field11.add(Validate.Length, {tooShortMessage:"Invalid length for field value", tooLongMessage: "Invalid length for field value", minimum: 4, maximum: 4});function handleFormSubmit(ele) { var submitButton = ele.querySelector('input[type=submit]'); var spinner = document.createElement('span'); spinner.setAttribute('class', 'loader'); submitButton.setAttribute('disabled', true); submitButton.style.cursor = 'wait'; submitButton.parentNode.appendChild(spinner); return true; }function resetSubmitButton(e){ var submitButtons = e.target.form.getElementsByClassName('submit-button'); for(var i=0;i<submitButtons.length;i++){ submitButtons[i].disabled = false; } }function addChangeHandler(elements){ for(var i=0; i<elements.length; i++){ elements[i].addEventListener('change', resetSubmitButton); } }var form = document.getElementById('form848'); addChangeHandler(form.getElementsByTagName('input')); addChangeHandler(form.getElementsByTagName('select')); addChangeHandler(form.getElementsByTagName('textarea'));var nodes = document.querySelectorAll('#form848 input[data-subscription]'); if (nodes) { for (var i = 0, len = nodes.length; i < len; i++) {var status = nodes[i].dataset ? nodes[i].dataset.subscription : nodes[i].getAttribute('data-subscription'); if(status ==='true') {nodes[i].checked = true;}}};var nodes = document.querySelectorAll('#form848 select[data-value]'); if (nodes) { for (var i = 0; i < nodes.length; i++) { var node = nodes[i]; var selectedValue = node.dataset ? node.dataset.value : node.getAttribute('data-value'); if (selectedValue) { for (var j = 0; j < node.options.length; j++) { if(node.options[j].value === selectedValue) { node.options[j].selected = 'selected';break;}}}}}

Now, let’s get there. Select below.

My Portfolio

/