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Rules, Regulations and Resources

Dive deeper into the rules and regulatory structures of listing globally, plus regional resources.

U.S. Regulation European Regulation

What's Happening in Regulation

U.S. Market Regulation

At Nasdaq, our regulatory functions operate independently of Nasdaq’s business units to safeguard the integrity of our markets.

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Departments
MarketWatch: Equities & Options Surveillance Explore Investigations & Enforcement Explore Listing Qualifications Explore
Resources
Exchange Rulebooks Explore Disciplinary Actions Explore Listing Center Explore Reference Library Explore Non-Compliant Company List Explore Issues Pending Suspension or Delisting Explore Penny Stock List Explore

European Market Regulation

Nasdaq operates securities markets in Stockholm, Copenhagen, Helsinki and Iceland. Rules and regulations serve an important purpose to sustain confidence in the financial market, enable a common framework for listed companies and protect minority stakeholders such as retail investors.

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Nordic Rules
Nordic Member Rules Explore Nordic Main Market Rules Explore First North MTF Rules Explore Derivatives Rules Explore Consultations Rules Explore MiFID II Explore
European Market Surveillance
European Market Surveillance Explore Listing Review Explore Disciplinary Actions Explore Surveillance Reports Explore
Local Rules & Regulations
Nasdaq Stockholm Explore Nasdaq Copenhagen Explore Nasdaq Helsinki Explore Nasdaq Iceland Explore