Nasdaq Trade Supervision

provides the first line of defense – monitoring electronic trading in real-time.

This Solution Helps

  • Banks
  • Brokers
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Public perception and increasing regulatory scrutiny on trading desk supervision have placed pressure on the front office to enhance risk and surveillance processes and put in place multiple lines of defense. Nasdaq Trade Supervision is a real-time, cross-asset solution that enables the front office to monitor for trading activities which may represent disorderly markets.

Nasdaq Trade Supervision is a real-time, cross-asset solution that enables the front office at firms to monitor for trading activities which may represent disorderly markets. Its package of alert scenarios contains various rule-based algorithms, which are able to identify trading patterns based on the parameter values tailored to each firm.

MULTIPLE LINES OF DEFENSE
68%
of firms' front office (trading desk) carry out their own trade monitoring function as part of their trade supervision responsibility
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Nasdaq Global Compliance Survey
Learn more about key benchmarking data surrounding front-office supervision
Full report here
MULTIPLE LINES OF DEFENSE
68%
of firms' front office (trading desk) carry out their own trade monitoring function as part of their trade supervision responsibility

How can Nasdaq Trade Supervision help you?

Detection of disorderly trading patterns

Monitor for trading activities which may represent disorderly markets

Full asset class coverage

Coverage of trading in equities, futures and options and fixed income, FX and OTC

Rapid alert delivery

Real-time dashboards and analytics – providing strong insights into trading activity

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