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    Trade and Transaction Reporting

    Integrated trade and transaction reporting

    Improve operational efficiency in the trade and transaction reporting process with our scalable, regime-agnostic, end-to-end solution.

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    Who we serve

    Trade and transaction reporting to improve efficiencies with multi-jurisdictional coverage for banks and trading firms

    Banks, brokers, and trading institutions, particularly those with multiple jurisdictional regulatory obligations, face complex challenges across their front, middle, and back offices in managing the transaction lifecycle while satisfying internal and regulatory-driven requirements, audits, and examinations.

    Banks, Asset Managers, and Wealth Managers

    Swap Dealers, Foreign Brokers, Futures Merchants, and Clearing Members

    Commodity / Energy Firms

    Challenger Banks

    The Challenge We Solve

    Mitigate operational risk while navigating an evolving regulatory landscape

    307 Calypso Performance and Monitoring

    In an effort to increase market transparency and facilitate global financial stability, trading institutions face stringent regulatory requirements across a growing number of regimes. Trading firms require a regime-agnostic, technology-driven process that consolidates front-to-back trading and transactional data for more efficient and accurate reporting.

    Constant regulatory change

    Global regulations require adapting to Rewrite and Refit regimes and divergence trends, including the US’ CFTC Rewrite, other rewrites around the globe (Australia, Canada, Japan, and Singapore), EMIR Refit, ISO 20022 standards, and Global Harmonization standards.

    Unrealized operational risk

    Fragmented ecosystems, including diverse trading and back-office systems, siloed functions, and inefficient processes often require manual intervention, which adds to the total cost of ownership (TCO) and increases operational risks.

    Outdated legacy tech

    Firms are unable to streamline their regulatory processes or respond to trends such as moving from complex reporting formats to more automated direct-delivery ones like XML, etc.

    Constant regulatory change

    Global regulations require adapting to Rewrite and Refit regimes and divergence trends, including the US’ CFTC Rewrite, other rewrites around the globe (Australia, Canada, Japan, and Singapore), EMIR Refit, ISO 20022 standards, and Global Harmonization standards.

    Unrealized operational risk

    Fragmented ecosystems, including diverse trading and back-office systems, siloed functions, and inefficient processes often require manual intervention, which adds to the total cost of ownership (TCO) and increases operational risks.

    Outdated legacy tech

    Firms are unable to streamline their regulatory processes or respond to trends such as moving from complex reporting formats to more automated direct-delivery ones like XML, etc.

    Key features of Nasdaq AxiomSL for trade and transaction reporting

    Consolidated, front-to-back trading and risk management platform

    Nasdaq AxiomSL Trade and Transaction Reporting combines rich front-to-back-office trading processes with flexible regime-agnostic regulatory data management to streamline the reporting lifecycle.

    • Singular and Consolidated Interface
    • Flexible and Modular Design
    • Regulatory Compliance and Reporting
    • Asset and Regime Agnostic

    Singular and Consolidated Interface

    • Consolidate native data in one platform with end-to-end functionality for full transparency and traceability.
    • Streamline your processes with comprehensive monitoring, analysis, examination, and reporting from one platform. 
    • Consolidate native data in one platform with end-to-end functionality for full transparency and traceability.
    • Streamline your processes with comprehensive monitoring, analysis, examination, and reporting from one platform. 
    FT AxiomSL Tech Certification 102

    Key Benefits

    What are the benefits of Nasdaq AxiomSL for trade and transaction reporting?

    The cloud-enabled, end-to-end Nasdaq AxiomSL trade and transaction reporting solution enables users to easily align regulatory requirements with business needs for growth, while adapting to swiftly evolving reporting demands.

    Meet Evolving Regulatory Needs with Confidence

    The out-of-the-box service connectivity and multi-jurisdictional coverage support G20 derivatives and position reporting, while the cloud-enabled modular architecture of our solution enables quick and seamless compliance updates.

    Demonstrate a Best Practices Approach to Trade and Transaction Reporting to Regulators

    Demonstrate robust processes and controls to achieve regulatory reporting obligations, with full auditability and traceability of data lineage within the Nasdaq AxiomSL platform including detailed data drilldowns.

    Optimize and Customize Your Workflows to Meet Your Needs

    Our flexible solution offers standardized best practices and reporting templates to help streamline the compliance function, but also adapts to your institution’s business requirements so that you can optimize and plan for growth.

    Future-Proof Your Approach to Regulatory Reporting

    Our Nasdaq RegCloud SaaS offering ensures you have not only the latest regulatory rules but also the technological scale and flexibility required to help your organization meet the volume and velocity of complex regulatory changes on-time and across regions and jurisdictions.

    Why Nasdaq?

    With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.

    With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.

    Execution Platform factsheet
    3,500+
    Financial Institutions

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    Interested in Nasdaq's cutting-edge ESG Reporting regulatory solution? Complete this form to get in touch with our team. Let's start a conversation.

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