Nasdaq Dorsey Wright Indexes

    HKMA Reporting Regulation: Complete Trade Reporting Solution

    What is HKTR OTC Derivatives Reporting?

    The Hong Kong Monetary Authority (HKMA) implemented the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules as part of Hong Kong’s response to the G20 agreement to mandate reporting of all OTC derivatives.

    Speak With a Regulatory Specialist Download the Factsheet

    Who is impacted by the regulation?

    Registered TR Members would be impacted by the new regulation.

    The Asset Class requires reporting are:

    Credit

    Equity

    FX

    Interest rates

    Commodities asset classes

    Which trades need to be reported?

    The HKMA regime prescribes the following entity types as being required to report:

    Authorised Institutions

    Approved Money Brokers

    Licensed Corporations

    Central Clearing Counterparties

    What is the submission timeline?

    The regulatory change deadline is September 2025, the submission timeline is the timeframe or cadence of the report submission.

    How can Nasdaq help?

    Nasdaq’s Trade and Transaction Reporting Solution for HKMA Rewrite offers:

    Capability of Data Ingestion and Transformation from various upstream sources in different formats.

    Modular Regime agnostic Data Dictionary to map to for reporting.

    Comprehensive Eligibility framework to assist in determining in an automated manner a transactions eligibility for a regime.

    Built-in Data quality checks and Validation to flag out any data inconsistency and inaccuracy, proactively to enhance operational efficiency.

    UPI acquisition using built-in UPI Adaptor.

    UTI generation and its lifecycle management.

    Adjustment of data with inbuilt audit checks for proper control and governance.

    Intuitive operational dashboards providing a bird eye view of the transaction reporting.

    Flexible reconciliation framework and ISO 20022 XML file generation.

    Nasdaq AxiomSL’s Trade and Transaction Reporting Solution caters to the HKTR Rewrite regulatory updates. The platform is on SaaS as well as On Premise, which provides scalability for multi-regime reporting on the same platform.

    Nasdaq AxiomSL

    Centralize and scale all current and future regulatory reporting processes from a single, cloud-enabled, end-to-end platform for risk and regulatory calculations and reporting.

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    Is your HKMA reporting accurate and complete?

    For a free health check of your reporting or a conversation with one of our regulatory specialists, please fill in the form below.