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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

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Feb 10, 2021
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Feb 9, 2021
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Jan 28, 2021
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Dec 18, 2020
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Dec 14, 2020
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Jun 30, 2020
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