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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

Recent Articles

Published
Nov 21, 2024
Finra
Markets

Are You Checking Your Trade Confirmations?

Published
Nov 21, 2024
Finra
Published
Nov 5, 2024
Finra
Markets

How Online Stock Trading Works: Understanding the Trade Lifecycle

Published
Nov 5, 2024
Finra
Published
Oct 29, 2024
Finra
Markets

SIM Swapping Risks to Investors

Published
Oct 29, 2024
Finra
Published
Oct 25, 2024
Finra
Markets

Questions Employees Should Ask About Stock Awards

Published
Oct 25, 2024
Finra
Published
Oct 9, 2024
Finra
Markets

Know Your Risk Tolerance

Published
Oct 9, 2024
Finra
Published
Oct 4, 2024
Finra
Markets

Baby Bonds: What to Know Before Investing

Published
Oct 4, 2024
Finra
Published
Sep 27, 2024
Finra
Markets

Six Tips to Avoiding Shell Company Fraud

Published
Sep 27, 2024
Finra
Published
Sep 10, 2024
Finra
Personal Finance

Investor Alert: Relationship Investment Scams

Published
Sep 10, 2024
Finra
Published
Jul 25, 2024
Finra
Personal Finance

Be Aware of Support Center Ad Scams

Published
Jul 25, 2024
Finra
Published
Jul 23, 2024
Finra
Personal Finance

What Is Earnings Season?

Published
Jul 23, 2024
Finra

Published

Published