Sell-Side Technology

165+ firms leverage Nasdaq's sell-side technology to power their surveillance, compliance, risk management and trading needs.

 

Sell-side Technology that will provide end to end trade life cycle coverage

 
165

sell-side firms leverage Nasdaq technology

We enable customers to plan, optimize and execute your business vision with confidence – using proven technologies that provide transparency and insight for navigating today's global capital markets.

Via our sell-side offerings, we provide end-to-end coverage for your firm throughout the entire life cycle of a trade. Our technology ensures you are able to adequately manage business requirements – from infrastructure and operations to risk management, surveillance and regulatory obligations – allowing you to re-focus energy on differentiation, growth, innovation and revenue generation.

 

We are delivering the technical scalability, flexibility and market operations and compliance expertise required by sell-side firms
Lars Ottersgård, EVP and Head of Market Technology, Nasdaq
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Execution Solutions

Nasdaq Execution Platform

Benefit from over 20 years in market operating experience and best-in-class technology.

Key Features
  • Regulatory Compliance
  • Cost Reduction
  • Resource Optimization

Nasdaq Risk Platform

Comprehensive risk management and execution infrastructure tools to help minimize risks.

Key Features
  • Real-time Risk Engine
  • Reduce Overfunding, Increase Transparency
  • Scalable Technology from an Operator of Markets

RegTech Solutions

Nasdaq (SMARTS) Trade Surveillance

Effective cross-market, cross-asset, multi-venue surveillance technology to simplify the monitoring process

Key Features
  • Gain Transparency & Comply with Market Regulations
  • Reduce Operational Cost & Complexity
  • Future-Proof your Surveillance Program

Nasdaq Data Discovery for Surveillance

Nasdaq SMARTS Data Discovery enables firms to pull queries and reports across trading and alert data for deeper insights

Key Features
  • Choose Aggregation Level
  • Define Query Conditions
  • Customize Output

Nasdaq Trade Supervision

Real-time, cross-asset solution for front-office monitoring of trading activities which may represent disorderly markets

Key Features
  • Detection of disorderly trading patterns
  • Full asset class coverage
  • Rapid alert delivery

Nasdaq Automated Investigator for AML

Key Features
  • Quality at Scale
  • Improved Investigation Quality
  • Increased Operational Efficiencies

Advisory Services

Nasdaq Trade Surveillance for Advisory Services

Advisory Services for Surveillance Processes

Key Features
  • Find Monitoring Gaps
  • Control False Positives
  • Improve Surveillance Coverage

Contact our Sell-Side Technology Team!

Envision a Future – Fueled by Innovation, Technology and Expertise.
Now, let’s get there. Select below.