Pre-Trade Risk Management Technology

provides flexible, real-time and multi-asset class risk controls for Marketplaces.

This Solution Helps

  • Marketplaces
  • CCPs
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Multi-asset controls mitigate risk upfront with minimal impacts to latency

Part of the Nasdaq Financial Framework, Nasdaq’s Pre-Trade Risk Management (PTRM) business application offers a flexible, real-time and multi-asset risk solution to help marketplaces, banks, brokers and CCPs ensure their risk controls are maintained from pre-trade through the trade and 

Proven and in use in 8 marketplaces and CCPs today, the solution’s open architecture enables placement of risk checks in whichever location will work best with the business’ strategy to ensure protection and scale with trading as your business grows: pre-trade or at-match.

PROTECT YOUR FIRM
<2
Microseconds impact
inside a computer technology wire path
Minimize Latency Impact. Maximize Protection.
Pre- and at-trade risk checks reside natively within the matching engine and introduce typically less than 2 microseconds in latency while maximizing protection.
PROTECT YOUR FIRM
<2
Microseconds impact

How can Pre-Trade Risk Management benefit your business?

Flexible Protection

Deploy risk controls in the areas that best benefit your business, pre-, at- or on-trade

Improve Liquidity for Balance Sheet Optimization

Real-time margining and optimization engine helps to improve liquidity for balance sheet optimization.

Real-time Visibility of Member and Market Exposures

Risk managers have the complete picture of current risk profiles with PTRM's comprehensive risk dashboards and reporting.

Use cases for Pre-Trade Risk Management

Minimize risks in increasingly regulated, latency-sensitive, high-volume and global trading environments

  • Exchange/Market Guards

    Safeguard market health by ensuring market participants meet exchange-set limits

  • Clearing Certainty

    Control credit consumption and margin availability with ability to clear trading positions to protect the CCP or GCM   

  • Multi-Venue Risk Checks

    Risk checks cover cross-asset, cross-market analysis and are designed for low-latency so member execution speed is not severely impacted

The Nasdaq Financial Framework
One
One platform, for all your needs.
Nasdaq Financial Framework
Agile. Reliable. Scalable.
The Nasdaq Financial Framework is the foundation for end-to-end marketplaces operations, supporting price formation, matching and pre-trade risk through market surveillance, clearing and settlement.
Learn more about the Nasdaq Financial Framework
The Nasdaq Financial Framework
One
One platform, for all your needs.

Seamless Integration via the Nasdaq Financial Framework

Resource Center

  • Nasdaq Financial Framework for Marketplaces

    Brochure

    Nasdaq Financial Framework for Marketplaces

    Data is currently not available
  • Nasdaq Financial Framework Overview

    Brochure

    Nasdaq Financial Framework Overview

    Data is currently not available
  • CIO Priorities in Capital Markets Infrastructure

    Whitepaper

    CIO Priorities in Capital Markets Infrastructure

    Data is currently not available
  • Nasdaq Decodes: Tech Trends 2019

    Whitepaper

    Nasdaq Decodes: Tech Trends 2019

    Data is currently not available

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