AxiomSL Learning Services

    Nasdaq Calypso Education Services

    Nasdaq Calypso Limits and Compliance

    Enquire Now

    Classroom Training

    The purpose of this course is to strengthen your risk management and compliance skills with our focused training program on Limits and Compliance. The course is designed to help you mitigate risks, ensure regulatory adherence, and apply best practices through real-world scenarios. The course is a mixture of instructor-led presentations, demonstrations, and hands-on exercises.

    The training will be a virtual instructor-led training and each attendee will be provided with access to unique instance of cloud-based Nasdaq Calypso environments.

    Each participant will receive access to Nasdaq Calypso Education Service eLearning portal to access training material, slides, and course exercises.

    For registration or enrollment details, please email: CalypsoEducation@nasdaq.com

    The purpose of this course is to strengthen your risk management and compliance skills with our focused training program on Limits and Compliance. The course is designed to help you mitigate risks, ensure regulatory adherence, and apply best practices through real-world scenarios. The course is a mixture of instructor-led presentations, demonstrations, and hands-on exercises.

    The training will be a virtual instructor-led training and each attendee will be provided with access to unique instance of cloud-based Nasdaq Calypso environments.

    Each participant will receive access to Nasdaq Calypso Education Service eLearning portal to access training material, slides, and course exercises.

    For registration or enrollment details, please email: CalypsoEducation@nasdaq.com

    Course Information

    Course Location

    Virtual Classroom

    Course Duration

    4 Hours per day

    Course level

    Intermediate

    Pre-Requisite:

    Basic understanding of financial markets, risk management principles, and familiarity with Nasdaq Calypso platform navigation and trade workflows

    Course Dates

    Q1' 2026

    02 - 06 February, 2026

    Q2' 2026

    11 - 15 May, 2026

    Q3' 2026

    24 - 28 August, 2026

    Q4' 2026

    09 - 13 November, 2026

    Topics Include

    Module 1: Foundations & Setup

    ► Introduction to Limits & Compliance
    ► Core Concepts and Regulatory Context
    ► Role in Risk Management and Trade Lifecycle
    ► Compliance Module Overview
    ► Installation & Setup Requirements
    ► Environment Configuration
    ► Access Rights and Permissions

    Module 4: Violation Monitoring & Breach Management

    ► Violation Monitoring Workflows
    ► Predeal, On-Demand, and EOD Checks
    ► Breach Detection and Alerting
    ► Compliance Analyzer Configuration
    ► Compliance Dashboard Widgets
    ► Headroom Reporting
    ► Breach Reports and Alert Configuration
    ► Email Notifications and Workflows

    Module 2: Rule Framework & Basic Configuration

    ► Portfolio & Book Hierarchy
    ► Rule Framework Architecture
    ► Rules and Rule Groups
    ► Rule Types (Max, Restrict, Warning)
    ► Trade Filters Fundamentals
    ► Compliance UI Functionalities
    ► Navigation and Dashboard Overview

    Module 5: Advanced Features & Trade-Level Controls

    ► Advanced Limit Features
    ► ERS Hierarchies and Static Data Integration
    ► Trade Filters and Keywords (Advanced)
    ► Maximum Notional Per Trade Rules
    ► Tenor Limits and Settlement Limits
    ► Trade‑level Restriction Rules
    ► Market Risk Limits Integration
    ► Import/Export Configurations
    ► Audit and Reporting Capabilities

    Module 3: Credit Risk & Exposure Management

    ► Credit Risk Limit Concepts
    ► Counterparty vs. Issuer Risk
    ► Credit Exposure Analysis Setup
    ► Analysis Designer Configuration
    ► Measure Parameters and Columns
    ► Aggregation Levels and Formula Policies
    ► Netting and Settlement Risk

    Client Testimonials

    Despite having spent quite a few years as a Nasdaq Calypso developer, I still got a lot out of this training. It was enlightening and helped us delve deeper into some exciting details about Nasdaq Calypso. I would like to emphasize the excellent didactics with practical and objective exercises. Undoubtedly, I improved my analytical perception of operations and lifecycles. The Getting Started with Nasdaq Calypso module definitely provides a satisfactory roadmap.

    Samuel L., Exadel Financial Services (formerly CPQi)

    What an amazing week it was! The course covered an introduction to Nasdaq Calypso architecture, and dived into details of static data setup, workflow, and trade lifecycles, including pricing environments. I would like to express my thanks to the Education Services team for this opportunity and teaching me a lot of important things for my work routine.

    Marcelo Y., Mark2Market (Qaracter)

    The training was enriching and a very well designed program. There was a new theme each day, with a series of exercise adapted to each theme. The trainers were professional and attentive. They gave ample amount of time to each participant. They provided a simple explanation, illustrated with examples in Nasdaq Calypso. The quiz at the end of each day, was helpful to test our skills.

    ExpertEase Partners

    Get started with Nasdaq.

    Unlock Skills To Level-up Your Performance

    An investment in training goes a long way in helping a company achieve its goals and emerge as an expert in its industry.

    Our certified training experts conduct a thorough training requirement analysis, to understand the knowledge gap and recommend a combination of training sessions to bridge this gap.

    Based on your requirement, you can enroll in either our In-person classrooms or virtual workshops or ask us to curate a special training customized to your needs.