Nasdaq Calypso Limits and Compliance

Nasdaq Calypso Education Services

Classroom Training

The purpose of this course is to strengthen your risk management and compliance skills with our focused training program on Limits and Compliance. The course is designed to help you mitigate risks, ensure regulatory adherence, and apply best practices through real-world scenarios. The course is a mixture of instructor-led presentations, demonstrations, and hands-on exercises.

The training will be a virtual instructor-led training and each attendee will be provided with access to unique instance of cloud-based Nasdaq Calypso environments.

Each participant will receive access to Nasdaq Calypso Education Service eLearning portal to access training material, slides, and course exercises.

For registration or enrollment details, please email: CalypsoEducation@nasdaq.com

Course Information

Course Location

Virtual Classroom

Course Duration

4 Hours per day

Course level

Intermediate

Pre-Requisite

Basic understanding of financial markets, risk management principles, and familiarity with Nasdaq Calypso platform navigation and trade workflows

Course Dates

Q3' 2026

24 - 28 August, 2026

Q4' 2026

09 - 13 November, 2026

Topics Include

Module 1: Foundations & Setup

Introduction to Limits & Compliance
Core Concepts and Regulatory Context
Role in Risk Management and Trade Lifecycle
Compliance Module Overview
Installation & Setup Requirements
Environment Configuration
Access Rights and Permissions

Module 2: Rule Framework & Basic Configuration

Portfolio & Book Hierarchy
Rule Framework Architecture
Rules and Rule Groups
Rule Types (Max, Restrict, Warning)
Trade Filters Fundamentals
Compliance UI Functionalities
Navigation and Dashboard Overview

Module 3: Credit Risk & Exposure Management

Credit Risk Limit Concepts
Counterparty vs. Issuer Risk
Credit Exposure Analysis Setup
Analysis Designer Configuration
Measure Parameters and Columns
Aggregation Levels and Formula Policies
Netting and Settlement Risk

Module 4: Violation Monitoring & Breach Management

Violation Monitoring Workflows
Predeal, On-Demand, and EOD Checks
Breach Detection and Alerting
Compliance Analyzer Configuration
Compliance Dashboard Widgets
Headroom Reporting
Breach Reports and Alert Configuration
Email Notifications and Workflows

Module 5: Advanced Features & Trade-Level Controls

Advanced Limit Features
ERS Hierarchies and Static Data Integration
Trade Filters and Keywords (Advanced)
Maximum Notional Per Trade Rules
Tenor Limits and Settlement Limits
Trade‑level Restriction Rules
Market Risk Limits Integration
Import/Export Configurations
Audit and Reporting Capabilities

Client Testimonials

Despite having spent quite a few years as a Nasdaq Calypso developer, I still got a lot out of this training. It was enlightening and helped us delve deeper into some exciting details about Nasdaq Calypso. I would like to emphasize the excellent didactics with practical and objective exercises. Undoubtedly, I improved my analytical perception of operations and lifecycles. The Getting Started with Nasdaq Calypso module definitely provides a satisfactory roadmap.

Samuel L., Exadel Financial Services (formerly CPQi)

What an amazing week it was! The course covered an introduction to Nasdaq Calypso architecture, and dived into details of static data setup, workflow, and trade lifecycles, including pricing environments. I would like to express my thanks to the Education Services team for this opportunity and teaching me a lot of important things for my work routine.

Marcelo Y., Mark2Market (Qaracter)

The training was enriching and a very well designed program. There was a new theme each day, with a series of exercise adapted to each theme. The trainers were professional and attentive. They gave ample amount of time to each participant. They provided a simple explanation, illustrated with examples in Nasdaq Calypso. The quiz at the end of each day, was helpful to test our skills.

ExpertEase Partners