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FINRA is authorized by Congress to protect America’s investors by making sure the broker-dealer industry operates fairly and honestly. We oversee more than 624,000 brokers across the country—and analyze billions of daily market events.

Recent Articles

Published
Mar 12, 2020
Finra
Personal Finance

Financial Peace of Mind in the Age of Coronavirus

Published
Mar 12, 2020
Finra
Published
Mar 4, 2020
Finra
Personal Finance

Please Consider Adding a Trusted Contact to Your Account

Published
Mar 4, 2020
Finra
Published
Feb 28, 2020
Finra
Personal Finance

Investor Tips For Turbulent Markets

Published
Feb 28, 2020
Finra
Published
Feb 12, 2020
Finra
Personal Finance

Keep the Harmony Alive: Discussing Investing with Your Partner

Published
Feb 12, 2020
Finra
Published
Feb 10, 2020
Finra
Personal Finance

What Do Investors Need To Know About the SECURE Act?

Published
Feb 10, 2020
Finra
Published
Jan 22, 2020
Finra
Markets

No 401(k)? No Problem

Published
Jan 22, 2020
Finra
Published
Jan 9, 2020
Finra
Personal Finance

Am I a Pattern Day Trader?

Published
Jan 9, 2020
Finra
Published
Dec 23, 2019
Finra
Personal Finance

Make These 4 Financial Moves Before the New Year

Published
Dec 23, 2019
Finra
Published
Dec 19, 2019
Finra
Personal Finance

It Pays to Pay Attention to Your Brokerage Account Statements

Published
Dec 19, 2019
Finra
Published
Dec 11, 2019
Finra
Personal Finance

ESG Investing—Clearing the Air on Social Impact Financial Products

Published
Dec 11, 2019
Finra

Published

Published