

1: “FINRA/Nasdaq TRF” means the FINRA/Nasdaq TRF Carteret and the FINRA/Nasdaq TRF Chicago, depending on the facility to which the member firm reports.
FINRA™, Trade Reporting Facility™ and TRF™ are trademarks of Financial Industry Regulatory Authority, Inc.; FINRA/NASDAQ TRF™ is used under license for Financial Industry Regulatory Authority, Inc.
WorkX ™ is a trademark of Nasdaq Inc.
Post-Trade Reporting & FINRA/Nasdaq TRFs Benefits

Your gateway to modern trade reporting. Providing modular trade reporting workflow, compliance and risk management services on a cloud-based technology stack. Offering easy-to-use tools for:
- Trade reporting, compliance monitoring and workflow on the FINRA/Nasdaq TRFs.
- Pre-trade and Post-trade risk management on Nasdaq Equity exchanges and FINRA/Nasdaq TRFs.
Trade Reporting & Monitoring Resources
Resource Center
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- WorkX Factsheet Open
- Trade Reporting FIX Specification Open
- ETJ Specifications Open
- Nasdaq TRF FAQ Open
- Post-Trade Risk Management Factsheet Open
- Pre-Trade Equities Risk Checks Overview Open
- Pre-Trade Equities Risk Checks User Guide Open
- Nasdaq WorkX and FINRA/Nasdaq TRF FIX Comparison Open
- FINRA/Nasdaq TRF Infographic Open
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- Nasdaq Services Agreement Open
- WorkX Request Form Open
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- Product Pricing Open
- Equity Trader Alerts Open
- Test Facility Open
- Testing Policy Open

North American Markets
From breaking barriers as the first electronic stock exchange, to regularly eclipsing records for average daily volume (ADV) share, Nasdaq's North American markets give trading industry participants access to diverse and transparent liquidity in the equity and equity derivatives markets.