Nasdaq AxiomSL for U.S. Mid-Sized Banks
A unified regulatory data foundation with end‑to‑end automation across core U.S. reports including Call Report and FR Y‑9C.
Regulatory Reporting Automation for U.S. Mid‑Sized Banks
Nasdaq AxiomSL for U.S. Mid-Sized Banks is an AI-enabled, SaaS regulatory reporting platform built on the same expertise and technology trusted by the world’s largest banks, in a model designed specifically for mid‑sized U.S. institutions.
Long-Term Efficiency Built In
AxiomSL for Mid-Sized U.S. Banks delivers a regulatory reporting foundation that remains efficient and effective over time. Reporting runs predictably, regulatory updates are absorbed in the platform, and built‑in intelligence continuously guides attention so performance holds up without increasing operational effort as requirements evolve.
End-to-End Automation
Automating the full regulatory reporting lifecycle from data ingestion through validation, review, and submission, teams manage by exception spending less time coordinating the process and more time focused on strategic oversight.
Intelligence Built Into the Platform
AI‑driven analytics and data intelligence are embedded across AxiomSL to surface issues, explain variances, and support confident decision‑making—so teams focus on judgment and outcomes, not manual investigation.
Regulatory Change as a Service
Regulatory updates are reflected directly in the platform across data, logic, controls, and workflows so teams remain aligned without dedicating internal resources to continuous change management.
Regulatory Reporting Without the Data Workload
AxiomSL requires only a clear, predefined set of data inputs. From there, the platform and our services takes over, simplifying onboarding and reducing long‑term operational effort across teams.
Outcomes You Can Expect
Shorter cycles. Lower cost. Fewer surprises.
- Reduced reliance on spreadsheets and manual workarounds
- Fewer late-cycle adjustments and escalations
- Predictable reporting timelines quarter after quarter, even as reporting scope and volume increase
- Lower operational risk tied to individual knowledge
- Greater confidence during audits and reviews through transparent data, controls, and traceability
- Capacity freed for analysis rather than mechanics
What's Included
Everything required to run regulatory reporting platform
- Prescribed regulatory data dictionary
- Standardized ingestion from finance, risk, and treasury systems
- Automated calculations, averages, and maturity structures
- Built-in validation rules and native drill-down diagnostics
- End-to-end workflow management and sign-off
- Version control and audit-ready documentation
- Submission tracking and regulator-ready outputs
From Data Ingestion to Submission, Without Rework
Clear Value Across Finance, Risk, and Technology Teams
CFO
Lower total cost of ownership through scalable automation and predictable reporting economics as reporting scale increases
Chief Accounting Officer and Controller
Consistent definitions across reports, reducing late‑cycle adjustments and rework
Treasury
Reliable balances, maturities, and averages without downstream rework
CIO
Reduced risk from spreadsheet‑based logic through centralized, governed reporting workflows
Decades of Regulatory Reporting Expertise at Global Scale
3,500+
Institutions supported across the broader Nasdaq Financial Technology portfolio
650
Banks and brokers rely on Nasdaq technology
FAQs
This solution is designed for mid-sized banks (sometimes referred to as mid‑market banks) that need to automate regulatory reporting and reduce manual effort without the cost and complexity of large-bank platforms.
Banks typically begin with core regulatory reports such as Call Report and FR Y-9C. The prescribed data foundation supports expansion to additional regulatory reporting requirements as needs evolve.
Manual spreadsheets and disconnected processes are replaced with a prescribed data model, centralized validations, and automated workflows. Regulatory updates are delivered through software rather than rebuilt internally each cycle.
Centralized data, transparent lineage, and consistent definitions make it easier to trace reported values back to source systems, supporting faster responses during audits and reviews.
Yes. The prescribed data model allows reporting scope, volume, and complexity to increase without rebuilding data pipelines or workflows as the institution grows.
Document-based tools focus on assembling and reviewing reports. Nasdaq AxiomSL manages the underlying regulatory data, logic, and change, which reduces operational risk and long-term cost.