Regulatory Capital Risk Calculations & Reporting
Consolidate capital risk calculations and multi-jurisdictional reporting on a single, automated end-to-end platform, with the governance and flexibility to adapt as requirements change.
Clarity and Control in Regulatory Capital Risk Management
The Challenge Nasdaq AxiomSL Solves
Navigate an Evolving Regulatory Landscape
In a complex global capital market, risk, compliance, and reporting teams face evolving regulatory requirements emanating from Basel, the EBA, OSFI, the US Fed, many regulatory jurisdictions, and other frameworks and directives. With so much in flux, institutions need efficient and reliable capital risk reporting processes that offer greater data transparency and help reduce and manage capital risk.
Constant Regulatory Change
Regulatory changes are made on a near-daily basis, across varying levels of jurisdictional requirements, adding cost and complexity to capital risk management and the reporting process.
Siloed Data Sources
Institutions need to rely on consistent, transparent, and consolidated data to run different scenarios and easily audit and dissect data at varying levels of granularity, but many still rely on multiple datasets sourced from different locations, yielding a disjointed view and increasing the likelihood of reporting inaccuracies.
Time-Consuming Manual Processes
Detailed data review and analysis, while reconciling with the latest regulatory requirements takes an enormous amount of time, especially when reporting to multiple jurisdictions or handling a high volume of data. Outdated legacy technology is holding many firms back and increasing operational risk.
Credit and Capital Risk Management Designed to Support Banks and Investment Firms with Consolidated Data Management and Regulatory Reporting
The global financial market moves in real time. Banks and investment firms need to modernize their capital risk and reporting processes with automated, flexible, end-to-end solutions that adapt quickly to regulatory changes and enable accurate and actionable regulatory capital risk insights.
International Banks
Investment Firms
Retail and Investment Banks
Consistent, Transparent, and Automated Capital Risk Management
Our cloud-enabled Nasdaq AxiomSL ControllerView® platform underpins our solution, powered by extensible data dictionaries and calculation engines.
Singular & Consolidated Interface
Leverage our extensive data dictionaries that ingest, consolidate, and organize your data, while you maintain control of your data ETL processes. Stress and scenario test your models with comprehensive risk calculators, reporting dictionaries, and templates.
Flexible & Modular Design
Customize and make data adjustments as needed at every stage in the process and on reporting templates. Scale operations up or down and integrate with other wider regulatory reporting requirements.
Regulatory Compliance & Reporting
Produce regulatory and bespoke reports to confidently comply with the latest regulatory updates, including RWA Capital Calculations, EBA IFR, IFRS 9, and Broker-Dealer Net Capital. Utilize our embedded Regulatory Rule reference and searchable navigation.
Optimized Collateral Management
Optimize your proprietary collateral allocation and processes within regulatory CRM rules.
What are the Benefits of Nasdaq AxiomSL for Capital Risk & Reporting?
The cloud-enabled Nasdaq AxiomSL capital risk management and reporting solution is built to bring you peace of mind with much more data transparency, control, enhanced operational efficiency, and flexibility to manage your capital risk and make more informed decisions about your capital allocations.
Meet Evolving Regulatory Needs with Confidence
Our team of industry experts are in direct communication with regulators, keeping Nasdaq ahead of upcoming changes, while our modular architecture enables quick and seamless compliance updates.
Demonstrate a Best Practices Approach to Capital Risk & Reporting to Regulators
Demonstrate robust processes and controls to go beyond capital risk reporting obligations with full auditability and traceability of data lineage within the Nasdaq AxiomSL platform including detailed data drilldowns.
Optimize and Customize Your Workflows to Meet Your Needs
Minimize operational overhead by streamlining operations through a singular, end-to-end platform to drive unlimited what-if and scenario analysis for internal and external benchmarking, QIS or capital management and forecasting.
Join a Strong, Trusted Community
With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.