Trade and Transaction Reporting
Improve operational efficiency in the trade and transaction reporting process with our scalable, regime-agnostic, end-to-end solution.
Integrated Trade and Transaction Reporting
Mitigate Operational Risk While Navigating an Evolving Regulatory Landscape
In an effort to increase market transparency and facilitate global financial stability, trading institutions face stringent regulatory requirements across a growing number of regimes. Trading firms require a regime-agnostic, technology-driven process that consolidates front-to-back trading and transactional data for more efficient and accurate reporting.
Constant Regulatory Change
Global regulations require adapting to Rewrite and Refit regimes and divergence trends, including the US’ CFTC Rewrite, other rewrites around the globe (Australia, Canada, Japan, and Singapore), EMIR Refit, ISO 20022 standards, and Global Harmonization standards.
Unrealized Operational Risk
Fragmented ecosystems, including diverse trading and back-office systems, siloed functions, and inefficient processes often require manual intervention, which adds to the total cost of ownership (TCO) and increases operational risks.
Outdated Legacy Tech
Firms are unable to streamline their regulatory processes or respond to trends such as moving from complex reporting formats to more automated direct-delivery ones like XML, etc.
Trade and Transaction Reporting to Improve Efficiencies with Multi-Jurisdictional Coverage for Banks and Trading Firms
Banks, brokers, and trading institutions, particularly those with multiple jurisdictional regulatory obligations, face complex challenges across their front, middle, and back offices in managing the transaction lifecycle while satisfying internal and regulatory-driven requirements, audits, and examinations.
Banks, Asset Managers, and Wealth Managers
Swap Dealers, Foreign Brokers, Futures Merchants, and Clearing Members
Commodity/Energy Firms
Challenger Banks
What are the Benefits of Nasdaq AxiomSL for Trade and Transaction Reporting?
The cloud-enabled, end-to-end Nasdaq AxiomSL trade and transaction reporting solution enables users to easily align regulatory requirements with business needs for growth, while adapting to swiftly evolving reporting demands.
Meet Evolving Regulatory Needs with Confidence
The out-of-the-box service connectivity and multi-jurisdictional coverage support G20 derivatives and position reporting, while the cloud-enabled modular architecture of our solution enables quick and seamless compliance updates.
Demonstrate a Best Practices Approach to Trade and Transaction Reporting to Regulators
Demonstrate robust processes and controls to achieve regulatory reporting obligations, with full auditability and traceability of data lineage within the Nasdaq AxiomSL platform including detailed data drilldowns.
Optimize and Customize Your Workflows to Meet Your Needs
Our flexible solution offers standardized best practices and reporting templates to help streamline the compliance function, but also adapts to your institution’s business requirements so that you can optimize and plan for growth.
Future-Proof Your Approach to Regulatory Reporting
Our Nasdaq RegCloud SaaS offering ensures you have not only the latest regulatory rules but also the technological scale and flexibility required to help your organization meet the volume and velocity of complex regulatory changes on-time and across regions and jurisdictions.
Consolidated, Front-to-Back Trading and Risk Management Platform
Nasdaq AxiomSL Trade and Transaction Reporting combines rich front-to-back-office trading processes with flexible regime-agnostic regulatory data management to streamline the reporting lifecycle.
Singular and Consolidated Interface
- Consolidate native data in one platform with end-to-end functionality for full transparency and traceability.
- Streamline your processes with comprehensive monitoring, analysis, examination, and reporting from one platform.
Flexible and Modular Design
- Configure workflows to match business requirements across eligibility and reportability engines.
- Simplify review and management with our flexible and transparent user interface.
Regulatory Compliance and Reporting
- Leverage our comprehensive regulatory data dictionary that spans jurisdictional reporting regimes and trade repositories.
- Identify, enrich, and validate in-scope trades before submitting to relevant trade repositories with extensive pre-submission checks.
- Oversee accepted reports and exceptions from our detailed Exception Management dashboard.
- Meet a variety of regulatory-trading protocols such as clearing rules, BCBS-239 Principles-compliant data-quality, and regime-mandated requirements.
Asset and Regime Agnostic
- Covers trades and transactions across a range of asset classes and requirements across multiple regulatory regimes.
- Rely on agnostic rule creation for each regime and repository by action type, event type, and trade and position level.
Join a Strong, Trusted Community
With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.