Regulatory Reporting
An automated, end-to-end regulatory reporting solution designed for evolving global compliance obligations.
A Regulatory Reporting Solution for Complex Global Requirements
The Challenge Nasdaq AxiomSL Solves
Navigate an Evolving Regulatory Landscape with a Fully Integrated Single Technology Stack
With increased scrutiny on regulatory reporting across global financial markets, the operational burden of regulatory reporting has grown significantly. Institutions need to reduce costs and optimize their compliance and reporting processes while ensuring reporting accuracy.
Siloed Data Sources
Information is typically sourced across multiple datasets from different locations, creating a disjointed view and increasing the likelihood of reporting inaccuracies.
Time-Consuming Manual Processes
Detailed data review and analysis, while reconciling with the latest regulatory requirements takes an enormous amount of time, especially when reporting to multiple jurisdictions.
Regulatory Reporting Designed to Support Banks and Brokerages in Complex Regulatory Environments
The global financial market moves in real time. Brokers and trading institutions need to modernize their compliance and regulatory reporting processes with automated, flexible, end-to-end solutions to adapt quickly to regulatory changes and enable timely report submissions.
Bank Holding Companies
Commercial and Investment Banks
Foreign Banking Organizations
Digital Banks
Retail Banks
What are the Benefits of Nasdaq AxiomSL for Regulatory Reporting?
The cloud-enabled Nasdaq AxiomSL regulatory reporting solution is built to scale to support a full array of current and future global regulatory reporting requirements, while integrating natively with your enterprise data warehouse for a seamless experience.
Meet Evolving Regulatory Needs with Confidence
Our team of industry experts are in direct communication with regulators, keeping Nasdaq ahead of upcoming changes, while our modular architecture enables quick and seamless compliance updates.
Demonstrate a Best Practices Approach to Regulatory Reporting to Regulators
Demonstrate robust processes and controls to achieve regulatory reporting obligations, with full auditability and traceability of data lineage within the Nasdaq AxiomSL platform including detailed data drilldowns.
Optimize and Customize Your Workflows to Meet Your Needs
Our solution offers standardized best practices and reporting templates to help streamline the compliance function, but also adapts to your institution’s operational model, allowing you to customize the operational process to your organization.
Future-Proof Your Approach to Regulatory Reporting
Our fully SaaS-delivered solution ensures you have not only the latest regulatory rules but also the technological scale and flexibility required to help your organization meet the volume and velocity of complex regulatory changes without drastically impacting your bottom line.
Compliance and Regulatory Reporting Made Simple
Nasdaq AxiomSL simplifies the regulatory reporting process with robust calculations and reporting templates on a single platform, providing greater in-depth data transparency and reporting accuracy.
Web-Based UI
View the full end-to-end process from a modern, user-friendly interface, as well as approve checker-controls and manage your entire regulatory process.
Data Integration & Management
Integrate all existing file formats and sources (DB, flat files, API) and reuse data as many times as needed for a singular, consistent view on all data.
Comprehensive Regulatory Compliance & Submission
Ensure compliance with 170+ regulators across 60+ jurisdictions, submit reports in any preferred submission formats (XML, XBRL, Structured Data, etc.), and automate the submission process and receive active status updates.
Automated Workflows & Validations
Streamline the reporting process with an embedded workflow tool, pre-built data logic, in-built regulatory validation rules, and automated alerts. Make customizations and dynamic updates to suit your needs.
Join a Strong, Trusted Community
With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.