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Solutions for Banks & Brokers

Secure long-term operational and business resilience with trusted end-to-end solutions for the sell-side.

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Secure Long-Term Operational and Business Resilience With Trusted End-to-End Solutions for the Sell-Side

Banks and brokers are facing a more dynamic and complex market landscape than ever before – skyrocketing volumes and volatility, new market entrants, an evolving macro environment, regulatory activity and how to appropriately integrate transformative technologies are just a few of the challenges being tackled on a daily basis. 

Mitigate, Manage, and Capitalize on Risk, Capital, and Regulatory Complexities While Being Able to Scale and Grow

Reduce Risk Exposure

Manage Regulatory Obligations

Optimize Capital Efficiency

Scale & Grow Your Business

End-to-End Solutions for Banks & Brokers

Treasury Pre-Trade Trade Execution Post-Trade Processing Compliance Reporting

Financial Risk

Access the most up-to-date pricing and risk management analytics.

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Funding, Capital & Liquidity Management

Monitor cash positions, P&L, funding, and liquidity reporting in real-time.

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Front-Office: Pricing, Order Management, Performance Management

Gain insight into real-time analytics spanning pricing, order management, and performance management.

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Pre-Trade Risk

Aggregate exposure across markets, asset classes, regions, and accounts in real-time.

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Trading & Access Services

Access Nasdaq’s multi-asset trading and market services spanning 18 markets.

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Middle-Office: P&L, Margin, Credit & Market Risk

Help improve trading decisions with an integrated risk analytics and compliance management platform.

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Clearing

Gain visibility into clearing activities across over the counter (OTC) and exchange traded derivatives (ETD).

Clearing

Collateral Management

Optimally manage margin calls and allocate collateral with a single cash and security inventory.

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Corporate Actions, Settlement, Payments

Analyze and adapt your processes to achieve optimal STP and reduce total cost of ownership.

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Securities Finance

Manage all repo and securities lending activities.

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Trade Surveillance

Proactively detect market abuse and comply with regulations.

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AML, KYC, Fraud & Sanctions

Effectively detect crime and fight sophisticated financial criminal networks.

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Trade & Transaction Reporting

Handle expanding trade and transaction regulation requirements in a SaaS-enabled environment.

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Regulatory Reporting

Maintain granular regulatory requirements with an end-to-end platform.

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Capital & Liquidity Reporting

Accurately monitor and report on capital and liquidity across the organization.

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Nasdaq Tech Spotlight: Allied Irish Banks

We spoke with James Wehrley, Head of IT, Treasury at Allied Irish Banks, to discuss how they work with Nasdaq as a key partner to ensure current treasury and regulatory reporting solutions using Nasdaq Calypso and Nasdaq AxiomSL.

Our Technology Solutions

Nasdaq's technology solutions power 650+ Banks & Brokers around the world.

650+ Bank & Brokers Around the World

Client Stories

Learn where Nasdaq is partnering with our sell-side clients to drive efficiency, transparency and integrity.  

U.S. Banks Are Facing Major Regulatory Changes – What You Need to Know The American financial system is set to undergo a major set of regulatory changes that are poised to significantly evolve key elements of how U.S. banks do business. Called “Basel III Endgame,” the set of regulatory updates is part of a global push to ensure the financial system is as resilient as possible against the threat of crises. Here’s what you need to know about Basel III Endgame. Read the Article
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