Nasdaq Originals Banner

    Regulatory Reporting

    Efficient regulatory reporting for global markets

    Streamline your regulatory reporting process with an efficient, automated, end-to-end solution built for the global market.

    Talk To Us

    Who we serve

    Regulatory reporting designed to support banks and brokerages in complex regulatory environments

    The global financial market moves in real time. Brokers and trading institutions need to modernize their compliance and regulatory reporting processes with automated, flexible, end-to-end solutions to adapt quickly to regulatory changes and enable timely report submissions.

    Bank Holding Companies

    Commercial and Investment Banks

    Foreign Banking Organizations

    Digital Banks

    Retail Banks

    The Challenges we solve

    Navigate an evolving regulatory landscape with a fully integrated single technology stack

    With increased scrutiny on regulatory reporting across global financial markets, the operational burden of regulatory reporting has grown significantly. Institutions need to reduce costs and optimize their compliance and reporting processes while ensuring reporting accuracy. 

    FT AxiomSL Functional Certification 104

    Constant regulatory change

    Information is typically sourced across multiple datasets from different locations, creating a disjointed view and increasing the likelihood of reporting inaccuracies.

    Time-consuming manual processes

    Detailed data review and analysis, while reconciling with the latest regulatory requirements takes an enormous amount of time, especially when reporting to multiple jurisdictions.

    Siloed data sources

    Information is typically sourced across multiple datasets from different locations, creating a disjointed view and increasing the likelihood of reporting inaccuracies.

    Constant regulatory change

    Information is typically sourced across multiple datasets from different locations, creating a disjointed view and increasing the likelihood of reporting inaccuracies.

    Time-consuming manual processes

    Detailed data review and analysis, while reconciling with the latest regulatory requirements takes an enormous amount of time, especially when reporting to multiple jurisdictions.

    Siloed data sources

    Information is typically sourced across multiple datasets from different locations, creating a disjointed view and increasing the likelihood of reporting inaccuracies.

    Compliance and regulatory reporting made simple with our comprehensive, end-to-end solution

    Key features of Nasdaq AxiomSL for regulatory reporting

    FT AxiomSL Functional certification 108

    Our Solution

    Nasdaq AxiomSL simplifies the regulatory reporting process with robust calculations and reporting templates on a single platform, providing greater in-depth data transparency and reporting accuracy.

    Web-based UI

    • View the full end-to-end process from a modern, user-friendly interface.
    • Approve checker-controls and manage your entire regulatory process. 

    Data integration & management

    Integrate all existing file formats and sources (DB, flat files, API) and reuse data as many times as needed for a singular, consistent view on all data.

    Comprehensive regulatory compliance & submission

    • Ensure compliance with 110 regulators across 55 jurisdictions.
    • Submit reports in any preferred submission formats – XML, XBRL, Structured Data, etc.
    • Automate the submission process and receive active status updates.

    Automated workflows & validations

    • Streamline the reporting process with an embedded workflow tool, pre-built data logic, in-built regulatory validation rules, and automated alerts.
    • Make customizations and dynamic updates to suit your needs.

    Web-based UI

    • View the full end-to-end process from a modern, user-friendly interface.
    • Approve checker-controls and manage your entire regulatory process. 

    Data integration & management

    Integrate all existing file formats and sources (DB, flat files, API) and reuse data as many times as needed for a singular, consistent view on all data.

    Comprehensive regulatory compliance & submission

    • Ensure compliance with 110 regulators across 55 jurisdictions.
    • Submit reports in any preferred submission formats – XML, XBRL, Structured Data, etc.
    • Automate the submission process and receive active status updates.

    Automated workflows & validations

    • Streamline the reporting process with an embedded workflow tool, pre-built data logic, in-built regulatory validation rules, and automated alerts.
    • Make customizations and dynamic updates to suit your needs.

    Key Benefits

    What are the benefits of Nasdaq AxiomSL for regulatory reporting?

    The cloud-enabled Nasdaq AxiomSL regulatory reporting solution is built to scale to support a full array of current and future global regulatory reporting requirements, while integrating natively with your enterprise data warehouse for a seamless experience.

    Meet Evolving Regulatory Needs with Confidence

    Our team of industry experts are in direct communication with regulators, keeping Nasdaq ahead of upcoming changes, while our modular architecture enables quick and seamless compliance updates.

    Demonstrate a Best Practices Approach to Regulatory Reporting to Regulators

    Demonstrate robust processes and controls to achieve regulatory reporting obligations, with full auditability and traceability of data lineage within the Nasdaq AxiomSL platform including detailed data drilldowns.

    Optimize and Customize Your Workflows to Meet Your Needs

    Our solution offers standardized best practices and reporting templates to help streamline the compliance function, but also adapts to your institution’s operational model, allowing you to customize the operational process to your organization.

    Future-Proof Your Approach to Regulatory Reporting

    Our fully SaaS-delivered solution ensures you have not only the latest regulatory rules but also the technological scale and flexibility required to help your organization meet the volume and velocity of complex regulatory changes without drastically impacting your bottom line. 

    Why Nasdaq?

    With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.

    With 30+ years of technology and industry expertise across capital markets and banking, we understand the complexities faced by multi-jurisdictional financial institutions and continually modernize our systems to empower your business to thrive and scale. Our commitment to our clients and the broader ecosystem is evidenced by our strong community of 3,500+ financial institutions in 50+ countries.

    Execution Platform factsheet
    3,500+
    Financial Institutions

    Get started with Nasdaq.

    Get In Touch

    Interested in Nasdaq's cutting-edge ESG Reporting regulatory solution? Complete this form to get in touch with our team. Let's start a conversation.

    Resource Library

    Additional Information

    Nasdaq Financial Technology Brochure

    Factsheet

    Nasdaq AxiomSL Risk and Financial Regulatory Reporting Solutions

    Learn about how Nasdaq AxiomSL delivers solutions and services that combine deep industry experience with an intelligent data-management platform. 

    Nasdaq Financial Technology Brochure

    Factsheet

    Nasdaq AxiomSL ControllerView Platform

    Discover a reimagined data integrity platform. Explore the intuitive interface and enhanced functionalities to boost your operational efficiency today.

    FT_Factsheet_Resource_Asset

    Brochure

    Nasdaq AxiomSL FATCA and CRS Reporting Solution

    Discover Nasdaq AxiomSL ControllerView platform with end-to-end automation, data management and control for regulatory reporting regardless of jurisdiction. 

    Nasdaq Financial Technology Brochure

    Product Content

    Nasdaq Calypso and AxiomSL End-to-End Digital Banking Solution

    Discover how this single-platform risk monitoring and treasury operations ecosystem enables digital banks to futureproof for growth and reporting.