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Beyond Automation: Why Straight-Through Processing Is the New Standard for Regulatory Reporting

The problem with regulatory reporting today isn’t the absence of automation—it’s that automation is fragmented and confined within silos.

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The Straight-Through Processing Approach

Modernizing Regulatory Reporting

Financial institutions are facing mounting pressure to demonstrate control across the full reporting value chain, from source data to disclosure. Nasdaq’s approach—straight-through processing—isn’t ‘just automation.’ It's a unified, governed approached that enables seamless data flow, with end-to-end integration, that is fit for modern regulatory reporting.

Beyond Automation: Why Straight-Through Processing Is the New Standard for Regulatory Reporting

In this whitepaper, we explore: 

Siloed Automation vs. Straight-Through Processing

A siloed approach of automating the individual stages of the regulatory reporting process results in compounded friction and inefficiencies, whereas straight-through processing’s unified, scalable platform approach moves data seamlessly from source to submission.

Key Advantages of Straight-Through Processing

The straight-through processing approach offers faster adaptation to regulatory change, faster responses to regulators and lowered reconciliation costs.

AI-Enhanced Straight-Through Processing

AI-Enhanced STP boosts automation with intelligent analysis, preserving transparency and governance while making regulatory reporting faster, smarter and more effective across controlled data environments.

How do Financial Institutions Move From Siloed Automation to Straight-Through Processing? Get the five steps for shifting from isolated automations to the new standard for regulatory reporting. View the Infographic
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Regulatory Reporting: Siloed Automation vs. Straight-Through Processing

Dan Shmueli, Vice President, Strategy, Regulatory Solutions, Americas, Nasdaq, compares siloed automation to the end-to-end-integrated approach of straight-through processing, which delivers a centralized view for reporting that is unified, consolidated and auditable.  

Additional Information

Unlock Deeper Insights into Straight-Through Processing

Dive into additional and relevant resources on straight-through processing in the constantly evolving landscape of regulatory reporting.  

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