Nasdaq Originals

    Nasdaq AxiomSL

    An Enterprise Regulatory Reporting and Risk Solution

    Accurate, auditable, and future ready regulatory reporting for Japan’s compliance landscape. Delivered on a single end-to-end platform with full fllexibility to deploy on-premise, on cloud, or in a hybrid model.

    Talk To Us

    Who we serve

    Designed to deliver accurate and reliable reporting for financial institutions and firms in Japan.

    We serve institutions that require trusted and transparent compliance solutions to meet regulatory obligations with confidence.

    Watch the video

    Nasdaq Tech Spotlight: Japan Exchange Group


    Ryusuke Yokoyama, CEO at Osaka Exchange (JPX Group), discusses 
    the greatest advantage of JPX's long-lasting partnership with Nasdaq.

    Testimonials & Awards

    Recognized internationally for excellence in regulatory reporting and risk compliance.

    FT_Press_Release_Resource_Asset
    Mitsubishi UFJ Financial Group (MUFG) Selects AxiomSL Solution to Automate Daily Equity Position Monitoring and Reporting Globally ->


    AxiomSL, the industry's leading provider of risk and regulatory reporting solutions, announced an agreement with Mitsubishi UFJ Financial Group (MUFG), a leading global financial services group and one of the largest banking institutions in Japan, to implement AxiomSL's Global Shareholding Disclosures solution.

     

    Awards

    Nasdaq AxiomSL Awards

     

    Business capabilities

    Nasdaq AxiomSL is trusted by Tier 1 and Tier 2 financial institutions worldwide, including 90% of globally systemically important banks (G-SIBs).


    Nasdaq AxiomSL is a resilient regulatory reporting solution built for accuracy, reliability, and transparency. The platform aligns with Japan’s reporting frameworks, reduces operational burden, and provides documented audit trails while mitigating regulatory and operational risk.

    We bring the strength of Nasdaq’s global regulatory expertise and apply proven learnings from working with more than 170 regulators in over 65 jurisdictions to the specific requirements of Japanese institutions.

    Reduce risk exposure

    Complete data transparency and lineage is fully automated for multiple disparate data sources to simplify regulatory requirements. There is a graphical display for all data elements at each point in the reporting process.

    Complete data transparency and lineage is fully automated for multiple disparate data sources to simplify regulatory requirements. There is a graphical display for all data elements at each point in the reporting process.

    Stay ahead of complex regulatory obligations

    Daily updates, including proactive adoption of new regulations, reducing time to market.

    Daily updates, including proactive adoption of new regulations, reducing time to market.

    Improved operational efficiency

    Save time on reporting with an automated, end-to-end BCBS 239 compliant solution that reduces operational overhead and unlocks capital.

    Save time on reporting with an automated, end-to-end BCBS 239 compliant solution that reduces operational overhead and unlocks capital.

    Build for stability and growth

    Confidence in meeting capital and regulatory requirements that support long term business resilience.

    Confidence in meeting capital and regulatory requirements that support long term business resilience.

    Key Features

    Single integrated data management and regulatory reporting solution

    Nasdaq Calypso Front Office

    Nasdaq AxiomSL is a comprehensive data management tool and regulatory reporting platform, customizable to your specific business needs.

    Nasdaq AxiomSL provides solutions and services for financial regulatory reporting, liquidity, capital and credit, operations, trade and transaction (OTC Derivative) reporting, and ESG. 

    Nasdaq empowers financial institutions to trust their data, rapidly adapt to business and regulatory changes, submit reports on time, and improve efficiency ratios. 

    Reporting outputs are available in Japanese to meet regulator expectations, supported by Japan-based expertise. 

    Flexible & modular design

    • Ability to customize look and feel to the firm's specific business
    • Optionally deployed on cloud or on-premises to fit the firm's transformation roadmap
    • Highly modular to integrate with any existing ecosystem

    Flexible deployment technology

    • Leading technology that adapts seamlessly to rapidly changing regulatory requirements
    • Choose cloud, on-premise, or hybrid with a high-performing solution that adapts to changing regulatory expectations and scales to manage massive volumes of granular data
    • Ability to scale and grow with expansion into new markets

    Out of the box regulatory reporting

    • Includes data management, regulatory rules and logic, calculations, report population, adjustments (with comprehensive audit trail), validations, reconciliations, report generation, sign-off, preservation of historical filings, BCBS 239 compliance, and submission to regulators
    • Global coverage encompasses over 170 regulators across 65+ jurisdictions, continuously monitored by Nasdaq’s team of regulatory experts. 

    Nasdaq AxiomSL ControllerView® platform

    • Ingests and standardizes native data from multiple complex sources
    • Simple integration with standard data architecture
    • Incorporates visual business rules, robust data dictionaries, and calculation tools
    • Fully auditable with transparent data lineage from source to report

    Flexible & modular design

    • Ability to customize look and feel to the firm's specific business
    • Optionally deployed on cloud or on-premises to fit the firm's transformation roadmap
    • Highly modular to integrate with any existing ecosystem

    Flexible deployment technology

    • Leading technology that adapts seamlessly to rapidly changing regulatory requirements
    • Choose cloud, on-premise, or hybrid with a high-performing solution that adapts to changing regulatory expectations and scales to manage massive volumes of granular data
    • Ability to scale and grow with expansion into new markets

    Out of the box regulatory reporting

    • Includes data management, regulatory rules and logic, calculations, report population, adjustments (with comprehensive audit trail), validations, reconciliations, report generation, sign-off, preservation of historical filings, BCBS 239 compliance, and submission to regulators
    • Global coverage encompasses over 170 regulators across 65+ jurisdictions, continuously monitored by Nasdaq’s team of regulatory experts. 

    Nasdaq AxiomSL ControllerView® platform

    • Ingests and standardizes native data from multiple complex sources
    • Simple integration with standard data architecture
    • Incorporates visual business rules, robust data dictionaries, and calculation tools
    • Fully auditable with transparent data lineage from source to report

    Related Blog


    Understanding shifts in the Asian regulatory landscape and the implications for Japanese banks

    The shift towards Granular Data Reporting (GDR) in the Asia Pacific region (and globally) represents a significant evolution in the regulatory landscape, reflecting a global trend towards data-driven oversight and enhanced transparency.

     

    Learn how the shift to granular data is shaping the Asia-Pacific region and what it means for Japanese banks. Discover the challenges, risks, and steps to prepare for expanded regulatory requirements. 

    Read the blog to learn more->

    Nasdaq AxiomSL Services

    The future of regulatory reporting technology is in the cloud.

    Maximize business benefits with comprehensive deployment, training, and delivery services designed to meet your business needs.

    Adobe stock photography of digital light streams on a dark background.

    RegCloud SaaS Solution

    • Highly secure single-tenant model for complete data isolation
    • Risk as a Service (RaaS) including monitoring and risk generation
    • 24/7 support model available
    • Continuous integration and deployment automation for infrastructure, software updates, and regulatory-driven changes
    • Future ready with responsibly integrated AI tools, available where regulations permit

    Learn More
    • Highly secure single-tenant model for complete data isolation
    • Risk as a Service (RaaS) including monitoring and risk generation
    • 24/7 support model available
    • Continuous integration and deployment automation for infrastructure, software updates, and regulatory-driven changes
    • Future ready with responsibly integrated AI tools, available where regulations permit
    Learn More->
    Nasdaq Calypso 315 Calypso Recon

    Education & Learning

    • Online and classroom learning experiences to train the team
    • Build user proficiency in Nasdaq AxiomSL
    • Includes certification of completion

    Learn More
    • Online and classroom learning experiences to train the team
    • Build user proficiency in Nasdaq AxiomSL
    • Includes certification of completion
    Learn More->
    AdobeStock_770766079

    Customer Delivery

    • Delivery and service offerings appropriate to business needs
    • Long-term recurring services or standardized services on-demand
    • Traditional, consultative, or advisory services available

    Contact Us
    • Delivery and service offerings appropriate to business needs
    • Long-term recurring services or standardized services on-demand
    • Traditional, consultative, or advisory services available
    Contact Us->

    Get started with Nasdaq

    Get In Touch

    Interested in Nasdaq's cutting-edge Nasdaq AxiomSL solution that simplifies a complex regulatory landscape? Complete this form to contact the Nasdaq team. Let's start a conversation.

    Related Resources & Solutions

    Deep dive into Nasdaq's industry expertise with our latest insights and related resources.

    Brochure

    AxiomSL Global Shareholding Disclosures

    Nasdaq AxiomSL's Global Shareholding Disclosure (GSD) solution supports monitoring of substantial holdings, foreign investment restrictions, short positions and tender offers across jurisdictions, while automating regulatory reporting.

    • Read the brochure->

    Factsheet

    Nasdaq AxiomSL Risk and Financial Regulatory Reporting Solutions

    Learn about how Nasdaq AxiomSL delivers solutions and services that combine deep industry experience with an intelligent data-management platform.

    • Read the factsheet->

    Factsheet

    Nasdaq AxiomSL ControllerView Platform

    Discover a reimagined data integrity platform. Explore the intuitive interface and enhanced functionalities to boost your operational efficiency today.

    • Read the factsheet->