Abstract view of architectural texture

Simplify D&O Reporting With Compliance Questionnaires

Enhance your compliance workflow with powerful, customizable questionnaires hosted on a flexible governance platform. Easily manage risks related to conflicts of interest, code of conduct, cybersecurity, and beyond—all in one seamless digital solution.

Book a Demo
Overview

Achieve Governance Excellence with Robust and Customizable Compliance Questionnaires

Simplify Compliance Questionnaire Efforts

Streamline disclosure data collection across directors, officers, and employees with automated workflows that reduce manual effort and improve participation.

Manage Potential Risks

Promote timely, reliable disclosures through structured workflows and secure data management that help reduce compliance and governance risk.

Improve Accuracy

Identify changes and discrepancies with redlined reports and audit-ready summaries that support more accurate and consistent disclosures.

Save Time for Administrators and Respondents

Leverage AI-powered form creation and automated workflows to launch questionnaires faster, reduce manual effort, and simplify the disclosure process for everyone involved.

Features

Customizable Questionnaires Built to Meet Your Organization’s Needs

Conflict of Interest

Streamline your organization's risk management questionnaire process.

Code of Conduct

Address the key components to develop a comprehensive ethics platform.

Cybersecurity

Evaluate directors’ level of cybersecurity expertise and understand business alignment with the latest protocols and practices.

Related Party Questionnaire

Streamline new accounting standards and disclosure requirements.

FCPA & Anti-Bribery

Review and administer Foreign Corrupt Practices Act (FCPA) and anti-bribery questionnaires.

Case Study

Total Economic Impact™ Study

Findings from a 2025 Commissioned Forrester Consulting Total Economic Impact™ (TEI) Study

Discover how Nasdaq’s compliance questionnaires delivered a 208% ROI and a 50% increase in workflow efficiency over three years for a composite organization based on interviewed customers by digitizing questionnaire processes and reducing regulatory and data breach risks.

Download the Full Report
Our Platform

Discover Nasdaq’s Questionnaires Platform

To Meet Modern Requirements, a Modern Solution is Needed

Nasdaq’s questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

Book a Demo

Modernized Dashboard

Corporate secretaries and general counsel gain access to a streamlined interface for managing D&O questionnaires, board evaluations, and other compliance workflows. The centralized dashboard brings all compliance questionnaire and board assessment elements together—making it easy to update forms, send reminders, and download reports, in one place through our digital board portal.

Streamlined Director Experience

Simplify your organization’s compliance questionnaire and board evaluation process. Directors and executive officers can complete their tasks quickly and confidently—from any device, anytime and anywhere.

Data-Driven Reporting

Transform manual reporting into a data-driven, automated process, saving time for corporate secretaries and general counsel. With the platform’s board reporting software, you can process respondent data on-demand and report sensitive information with efficiency and confidence.

Discover All Platform Features
Product Tour

Take a Free Self-Guided Tour

Our Impact

Partner with a Global Leader in Board Evaluations

1000+

Projects Completed

$10.2

Trillion Market Cap

39%

Fortune 500 Clients

Resource Library

Gain More Insight to Board Evaluations

Case Studies Best Practices Governance Insights Factsheets
Case Study

Orange Sky

Learn how the board at Orange Sky engaged Nasdaq Governance Solutions and Board Matters to evaluate its board, governance framework and strategic focus, resulting in a clear picture of board dynamics, priorities and practices.

Orange Sky
Guide

5 Keys to Enhancing Governance Excellence with Board Assessments

A well-designed board evaluation process identifies opportunities for improvement and turns director feedback into action. Working with a third party can help ensure customized and streamlined design and facilitation. Learn more about the elements of a well-designed board evaluation process and how a third party can help.

5 Keys to Enhancing Governance Excellence with Board Assessments
Guide

How to Be an Effective Board Member

Shifting dynamics in the boardroom may impact the board’s effectiveness. To re-energize and refresh dynamics in the boardroom, evaluate the board’s composition. Here’s a closer look at the traits that help encourage healthy dynamics, as well as potential barriers to being an effective board members.

How to Be an Effective Board Member
Guide

Cognitive Diversity and Board Performance

Cognitive diversity is a prerequisite for effective decision-making by boards. It’s not enough for directors to be gender and ethnically diverse: improved board performance demands they are cognitively diverse. Here’s a closer look at the transformative effect of cognitive diversity on board performance.

Cognitive Diversity and Board Performance
Guide

The Value in Board Evaluations

A well-designed board evaluation is key for driving director engagement and boosting board effectiveness. Learn why boards should conduct board evaluations, how to optimize the process, and why a third-party facilitator may help promote the candor of director responses and offer an independent perspective.

The Value in Board Evaluations
Guide

Identifying Biases in the Boardroom

Effective boards understand the link between openness, self-awareness, and biases—and how they may impact decision-making. Boards often rely on individual directors to recognize and control their own biases. To do so, directors must first understand some of the different types of biases outlined in the Cognitive Bias Codex.

Identifying Biases in the Boardroom
Report

Succession Planning: Preparations for the Inevitable

Corporate Secretary’s ‘Succession planning: Preparations for the inevitable’ report presents data collected from a survey conducted among in-house governance professionals such as general counsel and corporate secretaries. It provides important insights into, among other things, who typically is in charge of succession planning, who and what is included in plans and how often boards review their company’s plans.

Read the Report
Article

Board Due for a Tune-Up? Get Aligned with Board Evaluations

Consider your organization’s board and management team: Is there room for improvement? Based on the Nasdaq Governance Solutions board engagement team’s discussions with boards, the answer is typically “yes.”

Read the Article
Factsheet

Compliance Questionnaires Fact Sheet

Simplify compliance efforts, manage potential risks, and improve efficiencies with robust and customizable compliance questionnaires from Nasdaq Governance Solutions. Learn more about questionnaires offered, such as conflict of interest, code of conduct, cybersecurity, FCPA & anti-bribery, and related party questionnaires.

Board Evaluations Factsheet
Factsheet

CEO & Management Evaluations Factsheet

CEO & Management Evaluations Factsheet
Factsheet

Nasdaq EnGauge Security Factsheet

The Nasdaq EnGauge platform has multiple security measures in place to help safeguard sensitive board data. Learn more about its industry standard certifications, application security, infrastructure security, personnel security, and process security.

Nasdaq EnGauge Security Factsheet
Factsheet

Why Nasdaq Governance Solutions Factsheet

Nasdaq Governance Solutions provides a suite of governance technologies that enables boards and leadership teams to work at peak performance. See why our solutions are trusted by thousands of public, private, and nonprofit organizations worldwide and how we stack up against the competition.

Why Nasdaq Governance Solutions Factsheet
Factsheet

Nasdaq Board Evaluations vs. Nasdaq Boardvantage Surveys

With Nasdaq Governance Solutions, you can identify continuous improvement opportunities for your board, promote board and management alignment, and turn board member feedback into strategic action. Whether partnering with The Nasdaq Board Advisory team to develop effective and customizable evaluation processes from start to finish, or simply surveying board members with Nasdaq Boardvantage, we have the people and technology to ensure your board and leadership teams operate at peak performance.

Nasdaq Board Evaluations vs. Nasdaq Boardvantage Surveys Factsheet

We are actively working to enhance your experience by translating more content. However, please be aware that the page you are about to visit has not yet been translated.


We appreciate your understanding and patience as we continue to improve our services.

Continue

AI Translation

Our translation tool strives for accuracy, yet no machine translation is flawless or a substitute for human translators. Translations are offered as a convenience, "as is." We do not guarantee the accuracy, reliability, or correctness of translations from English to other languages. Certain content may not translate accurately due to software limitations.The original English text prevails on the website. Variances in translation are non-binding and hold no legal weight for compliance or enforcement. For queries about translated content accuracy, consult the official English version of our site.

Accuracy
Fluency
Clarity
Cultural Relevance
Terminology
Additional Comments (optional)

Submit