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Markets are Built for Sophisticated Trading. Our Surveillance is Built to Match.

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Nasdaq Surveillance

Protect Client Trust While Enabling Complex Trading Strategies

Banks

Banks operate complex, multi‑asset execution businesses where cross‑market relationships shape every client interaction. Our surveillance adapts to this complexity, detecting manipulation across products and venues to protect execution quality and regulatory confidence.

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Retail Brokers

Retail brokers must safeguard investors across fragmented venues and fast‑moving retail products. Surveillance that connects activity across markets helps ensure fair pricing and protect retail clients from emerging manipulation risks.

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Hedge Funds & Asset Managers

Portfolio strategies depend on interconnected markets, making cross‑asset distortions a material threat to alpha. Advanced surveillance brings the cross‑market intelligence managers need to preserve strategy integrity and strengthen oversight.

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High‑Frequency & Proprietary Trading Firms

HFT and prop firms operate across correlated products at extreme speed, where even subtle distortions impact performance. Precision monitoring that reflects their trading environment helps identify threats with the sophistication their strategies demand.

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Crypto Trading Firms

Digital asset firms trade continuously across globally distributed venues with intricate token relationships. Our surveillance captures manipulation unique to crypto markets, supporting integrity in fast‑evolving digital ecosystems.

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Energy & Commodities Firms

Energy and commodities markets blend physical fundamentals with financial instruments, creating complex manipulation risk. Surveillance that links physical‑financial relationships and regional dynamics helps protect integrity across the full commodity lifecycle.

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Financial Market Infrastructure

Exchanges, clearing houses, depositories, and market operators rely on surveillance technology to safeguard market integrity, detect misconduct, and support regulatory compliance across evolving markets. Nasdaq Market Surveillance empowers organizations with real-time monitoring, intelligent alerting, and efficient investigations to help protect fair, transparent, and resilient markets.

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Related Solutions

Ally with Nasdaq Regulatory Technology

Nasdaq Anti-Financial Crime Technology

Nasdaq's Anti-Financial Crime solutions tackle nefarious activities across a range of compliance silos - detecting and fighting financial crime as it occurs.

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Nasdaq Trade Surveillance

Proactively detect market abuse and better comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology for market participants.

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Nasdaq Market Surveillance

Better maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces, and regulators to manage cross-market, cross-asset, multi-venue surveillance.

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