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Nasdaq Surveillance Resources

Stay aware of the latest regulatory news and trends in surveillance.

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Latest Indusry Insights & Trends

Stay up-to-date with our latest product information, thought leadership content covering Nasdaq Surveillance solutions across the trading lifecycle. 

Fact Sheets & Brochures Thought Leadership Case Studies
Factsheet

Nasdaq Trade Surveillance Factsheet

Learn how Nasdaq Trade Surveillance meets and helps overcome difficulties in data sorting, management, and trade alerts.

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Factsheet

Nasdaq Trade Surveillance for Energy

See how Nasdaq Trade Surveillance can help your firm to keep pace with evolving regulations and effectively monitor across physical and financial energy markets.

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Factsheet

Nasdaq Trade Surveillance for Crypto Trading

Learn more about Nasdaq Trade Surveillance for Crypto Trading to help support the stability and integrity of the emerging digital assets ecosystem.

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Factsheet

Nasdaq Market Surveillance Factsheet

Learn more about how Nasdaq Market Surveillance helps exchanges and regulators maintain fairness, transparency, and integrity across multiple venues and asset classes.

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Brochure

Nasdaq Market Surveillance Brochure

As trading technology evolves, markets need advanced surveillance to maintain fairness, transparency, and investor confidence. Access the brochure to learn how Nasdaq helps detect market abuse and protect market integrity.

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Brochure

Nasdaq Anti-Financial Crime Solutions for Cryptocurrency

Cryptocurrency markets require advanced surveillance and risk management. Access the brochure to see how Nasdaq helps combat AML, fraud, market abuse, and compliance risks.

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Whitepaper

Cross‑Product Manipulation: How Regulators Assess Surveillance Effectiveness in Practice

Cross‑product manipulation has long been a risk to market integrity. What’s changed over the past decade are the market conditions that enable it: faster trading, more complex products, fragmented liquidity, and venues operating across time zones.

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Report

2025 Nasdaq Global Compliance Survey

Now in its 10th year, Nasdaq’s Global Compliance Survey captures insights from compliance leaders, providing a clear snapshot of an industry in rapid evolution. Discover how teams are leveraging emerging technology like AI while navigating regulatory complexity.

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Guide

Buyer’s Guide: Key Considerations for Your Surveillance Solution

Selecting the ideal surveillance solution for your business is often a time-consuming and difficult experience. Learn more about key considerations to help assess the solution that best suits your firm.

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Whitepaper

Beyond the Horizon: Market Integrity in 2026

This whitepaper distills what’s changing across regions, translates those shifts into focus areas and offers a measurable guide for benchmarking readiness. Discover what surveillance leaders must prioritize in 2026 to strengthen utility for investigators and to improve

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Guide

Nasdaq Market Surveillance Buyer's Guide

Whether you are a regulator, an exchange or market operator, or a central bank, surveillance is critical in ensuring trust and integrity across the global financial ecosystem. Before selecting the ideal solution for your institution, there are many factors to consider from a functionality and support standpoint.

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Whitepaper

Top 3 Behaviors to Monitor in Crypto Markets

Awareness of manipulation tactics in financial markets is crucial to maintaining market integrity and protecting investors. This paper sheds light on the most prevalent manipulation tactics, their impact on the market and how they can be combatted.

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Case Study

JPX Case Study: Resilience for Today, Scalability for Tomorrow

Uncover how JPX and Nasdaq have grown together to create stronger markets today while also positioning for opportunities tomorrow.

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Case Study

Case Study: Stock Exchange of Thailand

Learn how the Stock Exchange of Thailand (SET) modernized its core infrastructure across trading, pre-trade risk management, index, market surveillance and data management with Nasdaq technology to better serve international and domestic investors.

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Case Study

AI Surveillance on the US Stock Market

As marketplaces become more accessible, surveillance teams must monitor a growing volume and variety of trading activity. Access the case study to see how Nasdaq uses AI to identify potential market abuse across U.S. equities markets.

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Featured Resource

Featured Stories

Insights, News & Updates

Stay informed with expert perspectives, industry commentary, product developments, and key announcements shaping the future of marketplace technology and financial infrastructure.

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Video Library

Nasdaq Surveillance Videos & Insights

Access on-demand videos, webinars, product demonstrations, and industry insights from Nasdaq Eqlipse experts covering market technology, innovation, and operational excellence.

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Trusted by Market Leaders Worldwide

Empowering financial institutions, exchanges, regulators, and market participants across the globe with proven technology and expertise.

30+

Years of Surveillance Expertise

190+

Clients

25+

Awards

3,000+

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