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CCP Risk Technology

Yields cross-asset, real-time risk controls to safeguard CCPs and optimize their business.

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Nasdaq CCP Risk Technology

Full Risk Coverage – From Position Keeping and Collateral to Dynamic Limits and Data Aggregation

Specifically designed to address the sophisticated risk management needs of today's CCPs and exchanges, Nasdaq’s CCP Risk provides the functionality required to measure and manage risk in both cash and derivatives instruments, helping to ensure that risk breaches and violations do not go undetected. The solution takes a holistic, enterprise-wide approach to risk, leveraging multiple safeguards to empower early identification and resolution of issues before they become critical. A single implementation of CCP Risk can serve multiple clients or aggregate risk across multiple CCPs.

Because CCP Risk operates on the dynamic Nasdaq Financial Framework infrastructure, CCPs can expect industry-leading throughput and performance coupled with the scalability and reliability to keep CCPs successful and operational at all times.

JPX Case Study: Resilience for Today, Scalability for Tomorrow Learn how Nasdaq’s technology is powering trading, market surveillance, ETD and OTC clearing, risk- and collateral management at Japan Exchange Group (JPX). Read the JPX Case Study

Key Features of Nasdaq CCP Risk

By setting enterprise-wide limits, Nasdaq CCP Risk helps CCPs better manage their health and mitigate risk upfront by ensuring member activities meet pre-defined parameters without crossing risk thresholds. Additionally, risk checks cover cross-asset, cross-market analysis, ensuring a consistent, complete view of risk across the enterprise.

Comprehensive Risk and Collateral Management

Real-Time Position Keeping and Allocations

Robust Functionality for Setting Static and Dynamic Limits, Business Rule Definitions, Automatic Escalation

Root Cause Analysis for Limit Breaches

Plug-and-Play Risk Models with Ability to Leverage Proprietary Models

Seamless Integration to Trading and Clearing Solutions, Including Nasdaq-Built, Proprietary or Third-Party Systems

We started down this path to replace our core clearing and risk settlement systems with the objective of delivering a resilient and adaptable solution to be able to not only provide our core client services in a reliable way, but also add new capabilities quickly and bring things to market with a lot more agility.
David Hoag, Chief Information Officer, OCC Read About OCC's Cloud Journey
Benefits

Protect and Optimize your CCP with Nasdaq CCP Risk

Holistically Identify Risk Across Your Enterprise

A holistic view supports simple and complex data aggregation, enabling risk management on an integrated basis enterprise-wide across millions of transactions in multiple markets, currencies and asset classes.

Improve Transparency and Uncover Unidentified Risks

Strong data visualizations intuitively emphasize key risk indicators so that critical information is fully visible from a single screen at all times.

Reduce Excessive Margin Requirements and Optimize Use of Capital

Leveraging a number of risk models in parallel, CCP Risk provides the clarity and confidence required to lower excessive margin requirements.

Respond Quickly to Market Changes

Adaptable and flexible controls and infrastructure enable quick response to new market opportunities, crises or regulatory changes.

Reduce Operational Complexity

Lower complexity, minimize risk in manual error-prone processes and reduce total cost of ownership using a single, real-time, multi-asset class solution.

Improve Member Communication

Transparency into risk calculations, tests and margins enable more productive conversations with clearing members.

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Market Infrastructure Insights

Nasdaq Eqlipse 2026 Post Trade Outlook With Gerard Smith
Clearing and CSD operations are experiencing a profound shift, fueled by faster settlement cycles, the rise of innovative asset models, and a heightened focus on seamless operational resilience. In this video, Gerard Smith, delves into how Nasdaq Eqlipse empowers clients with embedded AI, supports readiness for digital assets, and facilitates adaptable operating models. These innovations are not just simplifying post-trade workflows—they are equipping organizations to anticipate and address evolving industry challenges with enhanced agility and efficiency.
Apr 02, 2026
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