Nasdaq RegCloud
As capital markets operations continue to grow in size and complexity, financial institutions can no longer rely on aging technology stacks with key person risk. Modernizing the technology landscape with vendor-managed SaaS delivers the growth engine of tomorrow, and enables the institutions to face fresh digital competition by launching new products faster than before.
Secure, Fast, and Timely Reporting - as a Service
The Nasdaq RegCloud fully managed SaaS offering delivers unparalleled security, operational agility, continuous innovation, and cloud-only features for a superior end user experience.
No longer burdened or distracted by total cost of owning and operating complex hardware and software infrastructures, Nasdaq RegCloud enables clients to focus on their business priorities – achieving strategic value from technology, maximizing resource utilization for optimized TCO, and managing the process, data integrity and controls associated with their regulatory commitments.
Modernizing the Technology Landscape
Develop, Run, and Manage Standard or Customized Regulatory-Reporting Solutions
on Nasdaq AxiomSL without maintaining underlying technology infrastructure
Disaster Recovery Best-Practices for Recovery Point Objective (RPO)
and recovery time objective (RTO) service-level commitments
Secure Network Connectivity
and technical and application management services
Single-Tenant Application Model
for complete data isolation from other clients
Industry-Accredited Security Protocols
and delivery frameworks and best practices
Continuous Deployment of Regulator-Driven Changes
and documentation with Regulatory Change Services (RCS)
Multi-Layer Infrastructure Resiliency
potentially across multiple geographic locations
Continuous Integration and Deployment Pipelines
for Infrastructure as Code, and core software
How Nasdaq RegCloud Can Help You
Unparalleled Security and Performance
- Industry best practice architecture, policies, and procedures
- Well-architected, high-performing, resilient, and efficient infrastructure for regulatory workloads
- ISO 27001/ISO 27017 certified, SOC 1/SOC 2 Type II audited and SEC WORM compliant
- Industry-accepted standard for data encryption at rest and in transit
- Comprehensive risk management: identification, evaluation, treatment, and communication
- Enhanced resilience through synchronous data replication
Unrivaled SaaS Experience
- Dedicated cloud engagement manager from inception
- Deep technical Nasdaq RegCloud and platform knowledge of Nasdaq AxiomSL’s ControllerView
- 24/7 operations and support teams
- Proactive real-time infrastructure and application monitoring
- Rapid incident response model in line with ITIL best practice
- Robust RegCloud migration framework from discovery to validation
- Flexible data transfer capabilities for all data volumes
Seamless Regulatory Change Process
- Interactive solution-update planning with regulatory subject-matter experts
- Automated change promotion, regression testing, and UAT support
- Continuous deployment of regulator-driven changes and documentation
- Reduction in time-to-comply with regulations
- Cost predictability for change management