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Nasdaq AxiomSL Functional Certification

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The Functional Certification is intended to evaluate and confirm individuals’ understanding of Nasdaq AxiomSL ControllerView platform, including its components, configuration, regulatory product onboarding, report generation, attestation and submission, troubleshooting techniques, navigation, and proficiency with the user interface.

The Functional Certification examination is available at three levels:

  • Associate
  • Professional
  • Expert

Each Nasdaq AxiomSL Certification is only valid for the current version. You will need to re-certify your credentials once the latest version of ControllerView is released.

To successfully complete the program at any level, you are required to earn minimum credits specified for each group (ControllerView Platform and Products) by successfully passing the relevant Certification exams in that group. Once you attain the Functional Certified Associate level, you have the flexibility to choose the exam topics. 

Jump to: Platform Certification | Product Certification | Other Certifications

Platform: 20

Credits Required: 20

Recommended: ControllerView experience of 6 months or more

Platform: 25 | Products: 05

Credits Required: 30

Recommended: ControllerView experience of 1 year or more

Platform: 35 | Products: 15

Credits Required: 50

Recommended: ControllerView experience of 5 years or more

Platform

Credits: 2

101 - ControllerView Object Framework & Lifecycle

The ControllerView Object Framework & Lifecycle certification exam is designed for professionals looking to confirm their understanding of ControllerView framework and regulatory reporting processes. This exam assesses your knowledge of regulatory reporting methodologies and the entire lifecycle of a regulatory product.

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Credits: 2

102 - Navigating ControllerView

The Navigating ControllerView certification examination aims to evaluate your ability in efficiently navigating the platform, assessing your grasp of its user interface, and confirming your familiarity with its key features.

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Credits: 3

103 - Data Analytics, Reporting & Signoff

The Data Analytics, Reporting, and Signoff certification Exam is designed to assess your proficiency in critical areas such as report data analysis, reporting, and the report attestation process.

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Credits: 3

104 - Functional Management of Data

The Functional Management of Data certification exam is designed to assess your knowledge in core aspects of data governance and integrity within the ControllerView platform. By successfully completing this certification, you will demonstrate your ability to effectively manage data, ensure data accuracy, and comply with stringent regulatory requirements.

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Credits: 4

105 - ControllerView Objects Fundamentals

The ControllerView Objects Fundamentals certification exam is designed to assess foundational understanding of core objects within ControllerView platform. This exam evaluates your ability to configure and maintain the core objects effectively.

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Credits: 3

106 - ControllerView Maintenance Fundamentals

The ControllerView Maintenance Fundamentals certification exam evaluates your proficiency in performing routine maintenance tasks, troubleshooting common issues, and ensuring the seamless operation of ControllerView core objects and the underlying data.

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Credits: 3

107 - Technical Data Management

The Technical Data Management certification exam is designed to evaluate your proficiency in the complex facets of data management within ControllerView. This comprehensive examination assesses your expertise in areas such as data integration, data modeling, and data governance.

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Credits: 3

108 - Environment Configuration

The Environment Configuration certification exam aims to assess your ability to configure and manage system environments effectively, ensuring proper access control, project specific defaults, and overall system stability.

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Credits: 3

109 - Advanced ControllerView Maintenance

The Advanced ControllerView Maintenance certification exam is designed to evaluate your proficiency in the complex facets of data maintenance within ControllerView. This comprehensive examination introduces additional platform functionality and configuration techniques used in ControllerView solutions.

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Credits: 4

110 - Access & Data Control

The Access & Data Control certification examination assess your ability to manage and administrate domains and branches, focusing on the principles of permissions, advanced administrative privileges, override permissions, data security and access control.

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Credits: 3

111 - Advanced Objects Configuration

The Advanced Objects Configuration certification exam assesses your expertise in advanced configuration topics, including Netting and Computation objects. It also evaluates your ability to set up key parameters such as Stream Keys, Variables, and Iterators, ensuring the efficient operation of ControllerView’s core objects and the integrity of the underlying data processes.

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Credits: 3

112 - Performance Analysis & Tuning

The Performance Analysis & Tuning certification Exam is designed to assess your proficiency in critical areas such as report data analysis, reporting, and the report attestation process.

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Credits: 4

113 - XBRL

The XBRL certification exam is designed for professionals looking to confirm their understanding of XBRL projects and taxonomy regulatory reporting processes.

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Products

Credits: 2

201 - AnaCredit

The AnaCredit certification exam is designed for professionals looking to confirm their understanding of the global AnaCredit reporting processes. This exam assesses your knowledge of regulatory reporting methodologies and the entire lifecycle of a regulatory product.

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Credits: 4

205 - Broker Dealer

The Broker Dealer certification exam is designed for professionals looking to confirm their understanding of the Broker Dealer regulations and AxiomSL's Broker Dealer solution. This exam assesses your knowledge of Broker Dealer Regulations (Rule 15c3-1, Rule 15c3-3, and FOCUS Reporting) the Nasdaq AxiomSL data dictionary for Broker Dealer, data processing, solution structure and its key functionalities. 

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Credits: 4

207 - EU Capital (COREP)

The EU Capital certification exam is designed for professionals looking to confirm their understanding of the regulations on EU COREP and AxiomSL's Capital solution. This exam assesses your knowledge of the EU Capital Solution (Solution Overview, Data Enrichment, Calculation and Components, Data Processing, and Solution Output) overall process of Taxonomy Mapping, Solution process flow, and its key functionalities.

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Credits: 3

208 - Environmental, Social and Governance (ESG)

The ESG certification exam is designed to evaluate your proficiency in ESG Reporting regulation and Nasdaq AxiomSL's ESG solution. It focuses on an in-depth understanding of the ESG functional architecture and data flow. This exam assesses your knowledge of the Nasdaq AxiomSL ESG solution and its key functionalities.

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Credits: 3

209 - FDIC Part 370

The FDIC Part 370 certification exam aims to validate regulations pertaining to Part 370 and AxiomSL's Capital solution. It evaluates understanding of regulatory compliance, including FDIC Part 370 Overview, Data Source and Data Model, Account Classification, Insurance Calculation and Processing, and Solution Outputs. Additionally, the exam assesses Part 370 netting, solution architecture, and core functionalities.

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Credits: 3

210 - FINREP

Coming soon. Contact us to learn more.

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Credits: 4

211 - FinStat

The FinStat Certification exam is designed for professionals looking to confirm their understanding of the FinStat regulations and Nasdaq AxiomSL's FinStat solution. This exam assesses your knowledge of FinStat Regulations, the Nasdaq AxiomSL data dictionary for FinStat, data processing, solution structure and its key functionalities. 

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Credits: 4

212 - Global Shareholding Disclosure (GSD)

The GSD certification exam is designed for professionals looking to confirm their understanding of the regulations on Global Shareholding Disclosures regulations and AxiomSL's GSD solution. This exam assess your knowledge of GSD Regulations (Significant Holding, Takeover Panel, Sensitive Industry, Short Selling and Form 13 F) overall flow of alerts and Monitoring Triggers, Alert Calculations, Levels of AxiomSL Solutions and its key functionalities.

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Credits: 4

213 - Liquidity EU

The Liquidity EU certification exam is designed for professionals looking to confirm their understanding of the global Basel framework and liquidity reporting processes. This exam assesses your knowledge of regulatory reporting methodologies and the entire lifecycle of a regulatory product.

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Credits: 3

214 - Trade & Transaction (TNT)

The T&T certification exam is designed to evaluate your proficiency on T&T Reporting regulation and AxiomSL’ s T&T solution. This exam assesses your knowledge of T&T AxiomSL solution and its key functionalities.

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Credits: 4

215 - Liquidity US

The Liquidity US certification exam is designed for professionals looking to confirm their understanding of the Liquidity Reporting processes. This exam assesses your knowledge of regulatory reporting methodologies and the entire lifecycle of a regulatory product.

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Other AxiomSL Certifications

Technical Certification

The Technical Certification is intended to evaluate and confirm individuals’ comprehension of Nasdaq AxiomSL ControllerView fundamental architecture, its components, and the dynamics between them.

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Certified Administration

This Certification is intended to evaluate and confirm your expertise in ControllerView configuration, administration, support, and maintenance tasks for professionals who provide technical expertise to Business Users of Nasdaq AxiomSL systems.

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