The Evolving Surveillance and Compliance Landscape

Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, Eun Ah Choi, Global Head of Regulatory Operations at Nasdaq, and Rich Shulman, Vice President of Surveillance Optimization and Innovation at FINRA, join Jill Malandrino on Nasdaq TradeTalks to discuss the evolving surveillance and compliance landscape and how firms are leveraging advances in technology to gain a strategic edge in an increasingly complex and dynamic environment.