Compliance Questionnaires

    Nasdaq Governance Solutions

    Compliance Questionnaires
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    Digital Compliance Questionnaires | Streamline annual board questionnaires
    Digital Compliance Questionnaires | Streamline annual board questionnaires

    Compliance Questionnaires

    Transform your efforts in compliance into a seamless, digital process.

    Simplify your efforts in compliance with robust and customisable Compliance Questionnaires using a flexible and efficient governance platform. Designed to help you manage risks such as conflicts of interest, codes of conduct, cybersecurity questionnaires and more.

    Why Compliance Questionnaires?

    Achieve governance excellence with robust and customisable Compliance Questionnaires

    Customisable Compliance Questionnaires key Features

    Customise Compliance Questionnaires to meet your organisation's needs.

    Conflict of interest

    Streamline your organisation’s risk management questionnaire procedure

    Code of conduct

    Address the key components to develop a comprehensive ethics platform

    Cybersecurity

    Evaluate directors’ level of cybersecurity expertise and understand business alignment with the latest protocols and practices

    Related party questionnaire

    Streamline new accounting standards and disclosure requirements

    FCPA & anti-bribery

    Review and administer FCPA and anti-bribery questionnaires

    NASDAQ COMPLIANCE QUESTIONNAIRES

    Discover Nasdaq's Questionnaires Platform

    Nasdaq's questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

    Nasdaq's questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

    NASDAQ'S QUESTIONNAIRES PLATFORM

    Key features

    Nasdaq's questionnaires platform offers corporate secretaries, general counsel, directors and executive officers a modern interface to manage and complete questionnaires and evaluations. Discover key platform features and capabilities.

    Nasdaq's Questionnaires Platform: Modernised dashboard

    Nasdaq's Questionnaires Platform offers corporate secretaries and general counsel a modernised interface for managing directors' and officers' questionnaires, board and CEO evaluations, and other Compliance Questionnaires. The platform's dashboard displays all aspects related to your questionnaires and evaluations, allowing you to update forms, send reminders, download reports and more—all in one place. Explore other platform features and capabilities here.

    Nasdaq's Questionnaires Platform: Streamlined director experience

    Nasdaq's Questionnaires Platform streamlines questionnaire and evaluation processes. Directors and executive officers can complete questionnaires confidently and quickly—and from any device, anytime and anywhere. Discover key platform features and capabilities here.

    Nasdaq's Questionnaires platform: data-driven reporting

    Nasdaq's Questionnaires Platform transforms manual reporting into a data-driven, automated process, saving time for corporate secretaries and general counsel. Its reporting feature allows you to process respondent data on-demand and report sensitive information efficiently and confidently. Discover other platform features and capabilities here.

    Nasdaq's platform vs. other technologies

    The value of our Compliance Questionnaires

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    Security

    Your questionnaires are stored on Nasdaq’s platform, which leverages the security of third-party cloud provider Microsoft Azure.

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    Data & analytics

    Our strategic reporting provides you with the data to help make important decisions for your company.

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    Compliance

    Our team helps you develop processes that support your internal compliance programme.

    By the numbers

    A global leader in governance solutions

    1000+
    Projects completed

    $10.2
    Trillion market capitalisation

    39%
    Fortune 500 clients

    Arrange your personalised demonstration today

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    Nasdaq Governance Solutions

    Go beyond the boardroom and explore Nasdaq's full suite of corporate governance solutions.

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    Measure and improve with board evaluations

    Identify opportunities for improvement, promote alignment between the board and management, and turn director feedback into strategic action.

    Identify opportunities for improvement, promote alignment between the board and management, and turn director feedback into strategic action.

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    Promote efficiency and accuracy with questionnaires

    Collect information digitally from directors and officers to support accuracy in disclosures, streamline compliance efforts and manage potential risks.

    Collect information digitally from directors and officers to support accuracy in disclosures, streamline compliance efforts and manage potential risks.

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    AI translation

    Our translation tool aims for accuracy, but no machine translation is perfect or a replacement for human translators. Translations are provided for convenience, "as is." We do not guarantee the accuracy, reliability or correctness of translations from English into other languages. Some content may not translate accurately due to software limitations.

    The original English text takes precedence on the website. Differences in translation are non-binding and carry no legal weight for compliance or enforcement. For questions regarding the accuracy of translated content, please refer to the official English version of our site.

    Our translation tool aims for accuracy, but no machine translation is perfect or a replacement for human translators. Translations are provided for convenience, "as is." We do not guarantee the accuracy, reliability or correctness of translations from English into other languages. Some content may not translate accurately due to software limitations.The original English text takes precedence on the website. Differences in translation are non-binding and carry no legal weight for compliance or enforcement. For questions regarding the accuracy of translated content, please refer to the official English version of our site.