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Simplify D&O Reporting With Compliance Questionnaires

Enhance your compliance workflow with powerful, customisable questionnaires hosted on a flexible governance platform. Easily manage risks related to conflicts of interest, code of conduct, cybersecurity and beyond—all in one seamless digital solution.

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Overview

Achieve Governance Excellence with Robust and Customisable Compliance Questionnaires

Simplify Compliance Questionnaire Efforts

Streamline disclosure data collection across directors, officers and employees with automated workflows that reduce manual effort and improve participation.

Manage Potential Risks

Promote timely, reliable disclosures through structured workflows and secure data management that help reduce compliance and governance risk.

Improve accuracy

Identify changes and discrepancies with redlined reports and audit-ready summaries that support more accurate and consistent disclosures.

Save Time for Administrators and Respondents

Use AI-powered form creation and automated workflows to launch questionnaires faster, reduce manual effort and simplify the disclosure process for everyone involved.

Features

Customisable Questionnaires Built to Meet Your Organisation's Needs

Conflict of interest

Streamline your organisation's risk management questionnaire process.

Code of Conduct

Address the key components to develop a comprehensive ethics platform.

Cybersecurity

Evaluate directors' level of cybersecurity expertise and understand business alignment with the latest protocols and practices.

Related Party Questionnaire

Streamline new accounting standards and disclosure requirements.

FCPA & Anti-Bribery

Review and administer Foreign Corrupt Practices Act (FCPA) and anti-bribery questionnaires.

Case Study

Total Economic Impact™ Study

Findings from a 2025 Commissioned Forrester Consulting Total Economic Impact™ (TEI) Study

Discover how Nasdaq's compliance questionnaires delivered a 208% return on investment and a 50% increase in workflow efficiency over three years for a composite organisation based on interviewed customers by digitising questionnaire processes and reducing regulatory and data breach risks.

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Our Platform

Discover Nasdaq's Questionnaires Platform

To meet modern requirements, a modern solution is needed

Nasdaq's questionnaires platform is a dynamic digital solution, purpose-built to meet the needs of everyone in the compliance equation—from corporate secretaries and general counsel to directors and officers.

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Modernised Dashboard

Corporate secretaries and general counsel gain access to a streamlined interface for managing D&O questionnaires, board evaluations and other compliance workflows. The centralised dashboard brings all compliance questionnaire and board assessment elements together—making it easy to update forms, send reminders and download reports, in one place through our digital board portal.

Streamlined Director Experience

Simplify your organisation's compliance questionnaire and board evaluation process. Directors and executive officers can complete their tasks quickly and confidently—from any device, anytime and anywhere.

Data-Driven Reporting

Transform manual reporting into a data-driven, automated process, saving time for corporate secretaries and general counsel. With the platform's board reporting software, you can process respondent data on demand and report sensitive information with efficiency and confidence.

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Product tour

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Our Impact

Partner with a Global Leader in Board Evaluations

1000+

Projects Completed

$10.2

Trillion Market Cap

39%

Fortune 500 Clients

Resource library

Gain Deeper Insight into Board Evaluations

Case Studies Best Practices Governance Insights Factsheets
Case Study

Orange Sky

Learn how the board at Orange Sky engaged Nasdaq Governance Solutions and Board Matters to evaluate its board, governance framework and strategic focus, resulting in a clear picture of board dynamics, priorities and practices.

Orange Sky
Guide

5 Keys to Enhancing Governance Excellence with Board Assessments

A well-designed board evaluation process identifies opportunities for improvement and turns director feedback into action. Working with a third party can help ensure customised and streamlined design and facilitation. Find out more about the elements of a well-designed board evaluation process and how a third party can help.

5 Keys to Enhancing Governance Excellence with Board Assessments
Guide

How to Be an Effective Board Member

Shifting dynamics in the boardroom may affect the board's effectiveness. To revitalise and refresh dynamics in the boardroom, assess the board's composition. Here’s a closer look at the traits that help foster healthy dynamics, as well as potential barriers to being an effective board member.

How to Be an Effective Board Member
Guide

Cognitive Diversity and Board Performance

Cognitive diversity is a prerequisite for effective decision-making by boards. It's not enough for directors to be gender and ethnically diverse: improved board performance demands they are cognitively diverse. Here's a closer look at the transformative effect of cognitive diversity on board performance.

Cognitive Diversity and Board Performance
Guide

The value of board evaluations

A well-designed board evaluation is key to driving director engagement and improving board effectiveness. Learn why boards should conduct board evaluations, how to optimise the process and why a third-party facilitator may help promote the candour of director responses and offer an independent perspective.

The value of board evaluations
Guide

Identifying Biases in the Boardroom

Effective boards understand the link between openness, self-awareness and biases – and how they may affect decision-making. Boards often rely on individual directors to recognise and control their own biases. To do so, directors must first understand some of the different types of biases outlined in the Cognitive Bias Codex.

Identifying Biases in the Boardroom
Report

Succession planning: preparations for the inevitable

Corporate Secretary's 'Succession planning: Preparations for the inevitable' report presents data collected from a survey conducted among in-house governance professionals such as general counsel and company secretaries. It provides important insights into, among other things, who is typically in charge of succession planning, who and what is included in plans and how often boards review their company's plans.

Read the report
Article

Board Due for a Tune-Up? Get Aligned with Board Evaluations

Consider your organisation's board and management team: Is there room for improvement? Based on the Nasdaq Governance Solutions board engagement team's discussions with boards, the answer is typically "yes."

Read the Article
Factsheet

Compliance Questionnaires Fact Sheet

Simplify compliance efforts, manage potential risks and improve efficiencies with robust and customisable compliance questionnaires from Nasdaq Governance Solutions. Find out more about questionnaires offered, such as conflict of interest, code of conduct, cybersecurity, FCPA & Anti-Bribery and related party questionnaires.

Board Evaluations Factsheet
Factsheet

CEO & Management Evaluations Factsheet

CEO & Management Evaluations Factsheet
Factsheet

Nasdaq EnGauge Security Factsheet

The Nasdaq EnGauge platform has multiple security measures in place to help safeguard sensitive board data. Find out more about its industry-standard certifications, application security, infrastructure security, personnel security and process security.

Nasdaq EnGauge Security Factsheet
Factsheet

Why Nasdaq Governance Solutions factsheet

Nasdaq Governance Solutions provides a suite of governance technologies that enables boards and leadership teams to work at peak performance. See why our solutions are trusted by thousands of public, private and non-profit organisations worldwide and how we stack up against the competition.

Why Nasdaq Governance Solutions factsheet
Factsheet

Nasdaq Board Evaluations vs. Nasdaq Boardvantage Surveys

With Nasdaq Governance Solutions, you can identify continuous improvement opportunities for your board, promote board and management alignment, and turn board member feedback into strategic action. Whether partnering with The Nasdaq Board Advisory team to develop effective and customisable evaluation processes from start to finish, or simply surveying board members with Nasdaq Boardvantage, we have the people and technology to ensure your board and leadership teams operate at peak performance.

Nasdaq Board Evaluations vs Nasdaq Boardvantage Surveys Factsheet

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