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NeoPhotonics Corporation Institutional Ownership

NPTN 
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Exchange:NYSE
Industry: Technology
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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 81.99%
Total Shares Outstanding (millions) 46
Total Value of Holdings (millions) $257

Active Positions

Holders Shares
Increased Positions 66 6,400,354
Decreased Positions 46 3,141,985
Held Positions 18 28,558,693
Total Institutional Shares 130 38,101,032

New and Sold Out Positions


Holders Shares
New Positions 30 2,044,682
Sold Out Positions 15 1,429,543

130 Institutional Holders
38,101,032 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).


Owner Name Date Shares Held Change (Shares) Change (%) Value (in 1,000s)
OAK MANAGEMENT CORP 12/31/2018 5,571,335 0 0.00 37,607
RUSSELL INVESTMENTS GROUP, LTD. 12/31/2018 4,244,217 1,866,449 78.50 28,648
BOSTON PARTNERS 12/31/2018 2,742,980 1,395,000 103.49 18,515
BLACKROCK INC. 12/31/2018 2,347,762 63,750 2.79 15,847
DIMENSIONAL FUND ADVISORS LP 12/31/2018 2,335,824 (144,383) (5.82) 15,767
AWM INVESTMENT COMPANY, INC. 12/31/2018 2,330,000 (41,183) (1.74) 15,728
ROYCE & ASSOCIATES LP 12/31/2018 2,298,959 (151,800) (6.19) 15,518
VANGUARD GROUP INC 12/31/2018 2,001,512 166,540 9.08 13,510
MASTERS CAPITAL MANAGEMENT LLC 12/31/2018 2,000,000 0 0.00 13,500
MILLENNIUM MANAGEMENT LLC 12/31/2018 1,017,235 (207,188) (16.92) 6,866
COOPER CREEK PARTNERS MANAGEMENT LLC 12/31/2018 927,055 (135,510) (12.75) 6,258
KENNEDY CAPITAL MANAGEMENT, INC. 12/31/2018 796,961 (1,729) (0.22) 5,379
CITADEL ADVISORS LLC 12/31/2018 696,366 23,023 3.42 4,700
STATE STREET CORP 12/31/2018 613,348 12,156 2.02 4,140
CAVALRY MANAGEMENT GROUP, LLC 12/31/2018 456,965 456,965 New 3,085

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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