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LPLA

LPLA Insider Activity (SEC Form 4)

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*Delayed - data as of Jun. 19, 2018  -  Find a broker to begin trading LPLA now
Exchange:NASDAQ
Industry: Finance
Community Rating:
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(SEC Form 4)
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Number of Insider Trades


3 Mo. 12 Mo.
# of Open Market Buys 19 39
# of Sells 5 44
Total Insider Trades 24 83

Number of Insider Shares Traded


3 Mo. 12 Mo.
# of Shares Bought 24,828 74,848
# of Shares Sold 15,876 1,519,750
Total Shares Traded 40,704 1,594,598
Net Activity 8,952 (1,444,902)

Trades in last 3 months: 24
Trades in last 12 months: 83
The Summary totals only include Open Market Buys, the table below Includes all purchases.

Click on the column header links to resort ascending (▲) or descending (▼).
Insider Relation Last Date ▼ Transaction Type OwnerType Shares Traded Last Price Shares Held
KALBAUGH JOHN ANDREW Officer 06/14/2018 Automatic Sell direct 1,627 70.2000 22,691
GOOLEY THOMAS Officer 06/13/2018 Disposition (Non Open Market) direct 484 70.4900 22,426
WHITE GEORGE BURTON Officer 06/10/2018 Disposition (Non Open Market) direct 327 71.0500 24,474
MNOOKIN ALLISON Director 06/01/2018 Acquisition (Non Open Market) direct 2,131 0.0000 2,131
DINH VIET D Director 06/01/2018 Acquisition (Non Open Market) direct 48 0.0000 17,313
EBERHART PAULETT Director 06/01/2018 Acquisition (Non Open Market) direct 8 0.0000 13,733
GLAVIN WILLIAM FRANCIS JR Director 06/01/2018 Acquisition (Non Open Market) direct 30 0.0000 9,004
PUTNAM JAMES S Director 06/01/2018 Acquisition (Non Open Market) direct 36 0.0000 124,780
RIEPE JAMES S Director 06/01/2018 Acquisition (Non Open Market) direct 30 0.0000 82,875
SCHIFTER RICHARD P Director 06/01/2018 Acquisition (Non Open Market) direct 48 0.0000 41,276
DINH VIET D Director 05/18/2018 Acquisition (Non Open Market) direct 3,734 0.0000 17,265
EBERHART PAULETT Director 05/18/2018 Acquisition (Non Open Market) direct 2,463 0.0000 13,725
GLAVIN WILLIAM FRANCIS JR Director 05/18/2018 Acquisition (Non Open Market) direct 3,734 0.0000 8,974
MULCAHY ANNE M Director 05/18/2018 Acquisition (Non Open Market) direct 2,463 0.0000 22,803
PUTNAM JAMES S Director 05/18/2018 Acquisition (Non Open Market) direct 2,463 0.0000 124,744

Insider Trading information for LPLA is derived from Forms 3 and 4 filings filed with the U.S. Securities and Exchange Commission (SEC). Please Note: An FPI is exempt of filing insider holdings with the SEC. Therefore, it is recommended to visit the company's website for up to date information.
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