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First Trust Small Cap Growth AlphaDEX Fund Institutional Ownership

FYC 
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Exchange:NASDAQ

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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 33.28%
Total Shares Outstanding (millions) 7
Total Value of Holdings (millions) $118

Active Positions

Holders Shares
Increased Positions 26 308,055
Decreased Positions 15 233,355
Held Positions 10 1,788,095
Total Institutional Shares 51 2,329,505

New and Sold Out Positions


Holders Shares
New Positions 9 63,257
Sold Out Positions 3 12,302

51 Institutional Holders
2,329,505 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).
Owner Name Date Shares Held Change (Shares) Change (%) Value (in 1,000s)
MORGAN STANLEY 03/31/2018 571,738 (107,704) (15.85) 28,850
BANK OF AMERICA CORP /DE/ 03/31/2018 333,031 (11,361) (3.3) 16,805
LPL FINANCIAL LLC 03/31/2018 278,142 (84,306) (23.26) 14,035
RAYMOND JAMES & ASSOCIATES 03/31/2018 274,900 180,523 191.28 13,871
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. 03/31/2018 151,197 9,955 7.05 7,629
UBS GROUP AG 03/31/2018 144,433 (5,290) (3.53) 7,288
FIRST TRUST ADVISORS LP 03/31/2018 57,320 6,621 13.06 2,892
SHAMROCK ASSET MANAGEMENT LLC 06/30/2018 54,948 (250) (0.45) 2,773
CLEARWATER CAPITAL ADVISORS, LLC 03/31/2018 53,020 (1,571) (2.88) 2,675
ROYAL BANK OF CANADA 03/31/2018 47,021 1,570 3.45 2,373
TRANSAMERICA FINANCIAL ADVISORS, INC. 03/31/2018 44,375 (2,692) (5.72) 2,239
BENJAMIN F. EDWARDS & COMPANY, INC. 03/31/2018 44,131 12,872 41.18 2,227
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 03/31/2018 40,437 (6,479) (13.81) 2,040
STEWARD PARTNERS INVESTMENT ADVISORY, LLC 03/31/2018 30,211 30,211 New 1,524
WELLS FARGO & COMPANY/MN 03/31/2018 28,877 119 .41 1,457

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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