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First Trust Energy AlphaDEX Fund Institutional Ownership

(ETF)
FXN 
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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 67.27%
Total Shares Outstanding (millions) 15
Total Value of Holdings (millions) $130

Active Positions

Holders Shares
Increased Positions 35 2,248,335
Decreased Positions 55 8,771,142
Held Positions 9 (1,265,118)
Total Institutional Shares 99 9,754,359

New and Sold Out Positions


Holders Shares
New Positions 20 1,138,853
Sold Out Positions 20 2,287,618

99 Institutional Holders
9,754,359 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).


Owner Name Date Shares Held Change (Shares) Change (%) Value (in 1,000s)
MORGAN STANLEY 12/31/2018 1,743,223 (1,544,262) (46.97) 23,255
UBS GROUP AG 12/31/2018 1,725,814 782,490 82.95 23,022
BANK OF AMERICA CORP /DE/ 12/31/2018 1,093,035 (398,966) (26.74) 14,581
WELLS FARGO & COMPANY/MN 12/31/2018 738,615 (2,274,781) (75.49) 9,853
LPL FINANCIAL LLC 12/31/2018 547,114 (71,653) (11.58) 7,299
RAYMOND JAMES & ASSOCIATES 12/31/2018 427,766 (984,379) (69.71) 5,706
CLS INVESTMENTS, LLC 12/31/2018 391,000 391,000 New 5,216
ROYAL BANK OF CANADA 12/31/2018 305,225 33,439 12.30 4,072
BAIRD FINANCIAL GROUP, INC. 12/31/2018 259,558 (12,330) (4.54) 3,463
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. 12/31/2018 218,131 (125,552) (36.53) 2,910
COLONY GROUP LLC 12/31/2018 216,320 216,320 New 2,886
SUSQUEHANNA INTERNATIONAL GROUP, LLP 12/31/2018 214,474 188,866 737.53 2,861
TOWER RESEARCH CAPITAL LLC (TRC) 12/31/2018 133,890 51,172 61.86 1,786
TWO SIGMA SECURITIES, LLC 12/31/2018 125,109 125,109 New 1,669
CITADEL ADVISORS LLC 12/31/2018 115,951 115,951 New 1,547

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
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