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Equus Total Return, Inc. Institutional Ownership

EQS 
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Ownership Summary Institutional Holdings Insiders
(SEC Form 4)
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Ownership Summary as reported in the most recent 13F filings


Institutional Ownership 12.81%
Total Shares Outstanding (millions) 14
Total Value of Holdings (millions) $3

Active Positions

Holders Shares
Increased Positions 5 61,790
Decreased Positions 3 55,826
Held Positions 11 1,614,082
Total Institutional Shares 19 1,731,698

New and Sold Out Positions


Holders Shares
New Positions 2 15,409
Sold Out Positions 1 3,122

19 Institutional Holders
1,731,698 Total Shares Held


Click on the column header links to resort ascending (▲) or descending (▼).


Owner Name Date Shares Held Change (Shares) Change (%) Value (in 1,000s)
ANCORA ADVISORS, LLC 09/30/2018 587,000 45,000 8.30 1,112
BULLDOG INVESTORS, LLC 09/30/2018 497,162 0 0.00 942
WEST FAMILY INVESTMENTS, INC. 09/30/2018 243,803 0 0.00 462
BOOTHBAY FUND MANAGEMENT, LLC 09/30/2018 77,969 (12,799) (14.1) 148
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 09/30/2018 77,425 (39,905) (34.01) 147
WYNNEFIELD CAPITAL INC 09/30/2018 71,304 0 0.00 135
ROYAL BANK OF CANADA 09/30/2018 52,329 700 1.36 99
THOMAS J. HERZFELD ADVISORS, INC. 09/30/2018 39,150 0 0.00 74
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 12/31/2018 20,297 0 0.00 38
SHUFRO ROSE & CO LLC 09/30/2018 17,735 0 0.00 34
KAZAZIAN ASSET MANAGEMENT, LLC 09/30/2018 17,286 0 0.00 33
COMMONWEALTH EQUITY SERVICES, LLC 09/30/2018 15,004 15,004 New 28
BANK OF AMERICA CORP /DE/ 09/30/2018 12,655 0 0.00 24
TOWER RESEARCH CAPITAL LLC (TRC) 09/30/2018 1,541 681 79.19 3
ADVISOR GROUP, INC. 09/30/2018 571 0 0.00 1

Institutional Holdings information for this company is filed by major institutions on form 13-F with the Securities and Exchange Commission.
info  Learn more about Institutional Holdings