Nasdaq RegTech Solutions
Future-proof your firm against potential threats with our RegTech solutions. Nasdaq’s robust surveillance, compliance and supervision technology simplifies the monitoring process by distilling complex information into a single snapshot that provides clear guidance on where to focus an investigation.
Nasdaq is committed to maintaining a fair, transparent and safe global marketplace and ensuring that firms have the tools to do so as well.Valerie Bannert-Thurner, Head of Sell-Side & Buy-side Technology, Nasdaq
Advanced data analysis tools enable you to unlock data for ad-hoc or regulatory queries, or leverage data for innovation and R&D efforts.
Effective cross-market, cross-asset, multi-venue surveillance technology to simplify the monitoring process
- Gain Transparency & Comply with Market Regulations
- Reduce Operational Cost & Complexity
- Future-Proof your Surveillance Program
Nasdaq SMARTS Data Discovery enables firms to pull queries and reports across trading and alert data for deeper insights
- Choose Aggregation Level
- Define Query Conditions
- Customize Output
Real-time, cross-asset solution for front-office monitoring of trading activities which may represent disorderly markets
- Detection of disorderly trading patterns
- Full asset class coverage
- Rapid alert delivery