Nasdaq Trade Surveillance

    Top Trends: Nasdaq's 2023 Global Compliance Survey

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    Webinar

    Top Trends: Nasdaq's 2023 Global Compliance Survey

    In partnership with Chartis Research, Nasdaq hosted a webinar to discuss the 2023 Global Compliance Survey's findings, including point-in-time analysis and historical data on compliance trends and challenges.

    In partnership with Chartis Research, Nasdaq hosted a webinar to discuss the 2023 Global Compliance Survey's findings, including point-in-time analysis and historical data on compliance trends and challenges.

     

    Speakers

    David Percival

    David Percival

    Head of Nasdaq Trade Surveillance Advisory Services, Nasdaq

    Nick Vitchev

    Nick Vitchev

    Research Director, Chartis Research

    Kristan Scala

    Kristan Scala

    AVP Surveillance Marketing, Nasdaq

    ANTI-FINANCIAL CRIME

    Ally with Nasdaq's Anti-Financial Crime Technology

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Nasdaq Market Surveillance

    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

    Maintain fair, transparent and safe markets with a robust platform for exchanges, marketplaces and regulators to manage cross-market, cross-asset, multi-venue surveillance.

    Nasdaq Crypto Surveillance

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.

    Effectively mitigate risks across traditional and digital assets, fiat and crypto, and on and off-chain activities with a comprehensive suite of crypto-specific monitoring capabilities.