Nasdaq Market Surveillance

Powers market integrity on a global stage

This Solution Helps

  • Marketplaces
  • New Markets
  • Regulators
explore

For exchanges and trading venues, the ability to maintain a fair, transparent and safe market is critical to attracting liquidity

Our Nasdaq Market Surveillance (SMARTS) solutions provide you with a robust platform to manage cross-market, cross-asset, multi-venue surveillance.

Powerful visualization tools simplify the monitoring process by distilling complex information into a single snapshot that provides you with clear guidance on where to focus an investigation. You can also correlate real-time and historical data with detection patterns to ensure early detection of unusual trading patterns that could be potential breaches of exchange trading rules and practices.

 

How Has Volatility Impacted Surveillance?

CLIENT BASE
50+
marketplaces leverage Nasdaq's Market Surveillance solutions
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Nasdaq Nordics Machine Intelligence Case Study
How the implementation of machine intelligence can enhance operational efficiency in combatting market abuse
vIEW CASE STUDY
CLIENT BASE
50+
marketplaces leverage Nasdaq's Market Surveillance solutions

How Can Nasdaq Market Surveillance help you?

Detect abuse

Identify of manipulative patterns in real-time with context surrounding irregular activities

Visualize activity

Leverage interactive visualizations for clear graphic support of market analysis and easy comparison of potentially abusive scenarios to normal market behavior

Analyze cases

Manage the case work flow via a detailed event analysis and arrangement, which can be leveraged and evidentiary support in regulatory cases

Replay

Drill down to the order book and replay any transaction for any security during any time period – including a complete audit trail and consolidation across different venues and books

Profile actors

Compare a traders' behavior against their history and their peers to identify uncharacteristic or high risk behavior

Gain market insights

Gain visibility into event behavior and flag risky changes via data and analytics

SOLUTION HIGHLIGHTS

Nasdaq Market Surveillance provides surveillance teams with the essential monitoring toolkit:

  • Functionality

    Robust and flexible workflow, supported by market-leading analysis and visualization tools

  • Performance

    Ability to load and process billions of messages daily and to identify undesirable behavior via a suite of  sophisticated alerts

  • Operability & Resilience

    Proven in a number of massive volume implementations, including those across Nasdaq markets

Choosing the right deployment method for your surveillance program:

Self-Hosted Solution

In this approach the solution is deployed and operated on your client environment. This can be either in your own hardware or on a third party cloud or hosting provider.

Managed Service

In this approach the hosting and operation is handled by the vendor. There are two options for hosting:
1. Cloud Based
2. Vendor Data Center
The Managed Service offering allows a similar level of bespoke solution flexibility as the self-hosted approach, the difference being the vendor is hosting and operating.

Surveillance as a Service

This is similar to the Managed Service offering. However, in this deployment method, the vendor offers standard architecture, alerting, reporting, and modules. This is a more streamlined approach which allows lower implementation cost and faster time to market, but with less customizability.

EMPOWERING FIRMS TO ADDRESS LEGACY TRANSFORMATION
SaaS
Get to market quickly and efficiently, ensuring market integrity remains in tact.
Clouds in the sky
Surveillance as a Service
Nasdaq Market Surveillance is available as a service - find out the key benefits of deploying your market surveillance via SaaS.
Learn more about SaaS
EMPOWERING FIRMS TO ADDRESS LEGACY TRANSFORMATION
SaaS
Get to market quickly and efficiently, ensuring market integrity remains in tact.

Our clients speak for themselves:

BRVM

Aug 31, 2021
Crypto assets have a market capitalization of
$250B+
as of January 2020
crypto wallet on table
Are You a Cryptocurrency Exchange Looking for Surveillance?
Cryptocurrency marketplaces are susceptible to manipulation - ensure your exchange is protected with our surveillance solution designed for cryptos.
Learn More About Market Surveillance for Crypto Exchanges
Crypto assets have a market capitalization of
$250B+
as of January 2020
DEMAND FOR SERVICES
38%
of CIOs see surveillance/compliance as an area to explore managed services
Celent 2021 Market Infrastructure CIO study
At the Top of the CIO’s Agenda
Celent surveyed CIOs across market infrastructure (MI) operators globally to find out how they are addressing digital transformation and their most prioritized investment areas leading up to 2025. The results show a strong focus on improving agility, product creation capabilities and customer centricity.
GET THE 2021 MI CIO REPORT
DEMAND FOR SERVICES
38%
of CIOs see surveillance/compliance as an area to explore managed services

You may also be interested in:

Resource Center

  • Nasdaq Market Surveillance Brochure

    Brochure

    Nasdaq Market Surveillance Brochure

    Our market surveillance solution for exchanges, regulators and new marketplaces

    Data is currently not available
  • Surveillance as a Service Factsheet

    Factsheet

    Surveillance as a Service Factsheet

    Nasdaq Market Surveillance as a Service

    Data is currently not available
  • Nasdaq Market Surveillance for Cryptocurrency Exchanges

    Factsheet

    Nasdaq Market Surveillance for Cryptocurrency Exchanges

    Our surveillance solution for cryptocurrency exchanges

    Data is currently not available
  • The Case for Crypto Market Surveillance

    Viewpoint

    The Case for Crypto Market Surveillance

    Data is currently not available
  • CIO Market Infrastructure Survey 2021

    Whitepaper

    CIO Market Infrastructure Survey 2021

    Celent interviewed CIOs and senior technology leaders of global market infrastructure to understand their focus, priorities, and investments around the creation of their future platform. Download the report to take part of their insights.

    Data is currently not available
  • Top 3 Behaviors to Monitor in Crypto Markets

    Whitepaper

    Top 3 Behaviors to Monitor in Crypto Markets

    Data is currently not available
  • Betting on Honesty: A Proactive Approach to Market Integrity

    Whitepaper

    Betting on Honesty: A Proactive Approach to Market Integrity

    Examines the parallels between sports betting & the financial markets, as well as the benefits of implementing an automated surveillance system.

    Data is currently not available
  • Behavioral Analysis in Market Surveillance: Going beyond data aggregation and standard statistical techniques

    Whitepaper

    Behavioral Analysis in Market Surveillance: Going beyond data aggregation and standard statistical techniques

    A surveillance viewpoint

    Data is currently not available
  • Nasdaq Enforcement Report

    Report

    Nasdaq Enforcement Report

    Data is currently not available
  • Surveillance Deployment Guide

    Guide

    Surveillance Deployment Guide

    A comprehensive guide to choosing an automated surveillance solution.

    Data is currently not available
  • Top Regulatory Trends for Exchanges & Regulators

    Whitepaper

    Top Regulatory Trends for Exchanges & Regulators

    A whitepaper detailing the top regulatory trends for marketplaces, regulators & market participants.

    Data is currently not available
  • Cryptocurrency Regulation Summary: 2020 Edition

    Whitepaper

    Cryptocurrency Regulation Summary: 2020 Edition

    A global regulatory guide to trading & issuing crypto assets.

    Data is currently not available
  • Reimagining Surveillance as a Service View Reimagining Surveillance as a Service
  • On Guard in Crypto View On Guard in Crypto
  • AI Surveillance on the US Stock Market

    Case Study

    AI Surveillance on the US Stock Market

    Artificial Intelligence detection on Nasdaq US Equities

    Data is currently not available
  • Scoring Alerts: Nasdaq Nordic Surveillance's Implementation of MI

    Case Study

    Scoring Alerts: Nasdaq Nordic Surveillance's Implementation of MI

    Nasdaq Nordic Surveillance’s implementation of machine intelligence enhances operational efficiency in combating market abuse.

    Data is currently not available

Contact the Nasdaq Market Surveillance team!

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