Press Release: Nasdaq Expands Bank and Broker-Dealer Risk Platform into Asia

    Nasdaq risk platform for capital markets
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    View Nasdaq risk platfomr

    Nasdaq Risk Platform

    Nasdaq's Real-time Risk Platform

    Strengthen transparency with sophisticated risk tools and aggregate exposure across markets, asset classes, regions, and accounts, all in real-time with Nasdaq’s SaaS-deployed, cloud-native Risk Platform. 

    Watch the demo

    Cloud-native, Real-time Risk Management Technology

    Discover Nasdaq Risk Platform’s robust risk management capabilities across asset classes and markets and learn how to leverage its real-time alerts and visualizations.

    Cloud-native Risk Management Technology, Built for Capital Markets

    Manage the risks that matter

    Multi-asset global coverage provides the transparency you need to address risk upfront while protecting at-trade and post-trade impacts across your own book, as well as your clients’ portfolios.

    Multi-asset global coverage provides the transparency you need to address risk upfront while protecting at-trade and post-trade impacts across your own book, as well as your clients’ portfolios.

    Change the paradigm of real-time risk

    With streaming real-time risk analytics available via Kafka, you can ensure that your analyses are always leveraging the latest data to empower critical decisions with stress test results, VaR results and ability to position P&L and market data details.

    With streaming real-time risk analytics available via Kafka, you can ensure that your analyses are always leveraging the latest data to empower critical decisions with stress test results, VaR results and ability to position P&L and market data details.

    Get to market faster

    Nasdaq Risk Platform’s cloud-native infrastructure coupled with pre-configured & built connectivity across a wide range of markets, instruments and data execution providers empowers client onboarding in as little as 6 weeks.

    Nasdaq Risk Platform’s cloud-native infrastructure coupled with pre-configured & built connectivity across a wide range of markets, instruments and data execution providers empowers client onboarding in as little as 6 weeks.

    Continuously enhance your risk practices

    New releases are deployed every 3 weeks so that you’re always aligned with the latest enhancements and product evolution.

    New releases are deployed every 3 weeks so that you’re always aligned with the latest enhancements and product evolution.

    Driving Risk Agility for a Wide Array of Capital Markets Constituents

    Nasdaq Execution for Single Dealer Platforms

    Improve capital efficiency while elevating customer relationship management

    For prime brokers

    Aggregate live positions with views of margin and exposure across trading venues and across your book of business to help you protect your business while improving capital efficiency and empowering growth. Offer users a consolidated view of risk across a broad range of asset classes including Fixed Income, Equities and Equity Options, Exchange Traded Derivatives and Foreign Exchange

    Aggregate live positions with views of margin and exposure across trading venues and across your book of business to help you protect your business while improving capital efficiency and empowering growth. Offer users a consolidated view of risk across a broad range of asset classes including Fixed Income, Equities and Equity Options, Exchange Traded Derivatives and Foreign Exchange

    Feasibility_Marketplace_advisory_services_Nasdaq

    Accelerate revenue impact, decreasing operational risk and regulatory exposure

    For investment banks & broker-dealers

    Manage market swings with confidence leveraging aggregated live positions and transparency into trading exposure across exchanges in a single view. Help manage regulatory needs under MiFID II, RTS, SEC rules 15c3-1 a (6) and 15c3-5, while also empowering capital deployment optimization.

    Manage market swings with confidence leveraging aggregated live positions and transparency into trading exposure across exchanges in a single view. Help manage regulatory needs under MiFID II, RTS, SEC rules 15c3-1 a (6) and 15c3-5, while also empowering capital deployment optimization.

    clearing brokers for nasdaq risk platform

    Service your clients more effectively, increase profitability and facilitate growth at scale

    For clearing brokers

    Gain real-time visibility into trades, positions, margins and exposures across exchanges, clearinghouses and your entire book of business to identify cross-client risk upfront while enabling improved capital allocation and client responsiveness.

    Gain real-time visibility into trades, positions, margins and exposures across exchanges, clearinghouses and your entire book of business to identify cross-client risk upfront while enabling improved capital allocation and client responsiveness.

    commodity brokers and energy trading firms

    Limit exposure to price swings and distortions in supply and demand

    For commodity brokers & energy trading firms

    Increase agility in your business strategy. Nasdaq Risk Platform provides visibility and controls to help you become more sophisticated in your hedging strategies while helping you unlock capital to deploy on opportunistic investment activities.

    Increase agility in your business strategy. Nasdaq Risk Platform provides visibility and controls to help you become more sophisticated in your hedging strategies while helping you unlock capital to deploy on opportunistic investment activities.

    Nasdaq Alternative Trading Systems benefits

    Key Features of Nasdaq Risk Platform

    See Why Nasdaq Risk Platform is Growing 50% YoY

    Number of customers using Nasdaq Risk Platform increased by over 50% in the last 12 months, reflecting substantial increase in demand for real-time risk capability.

    Learn More ->

    24/7 multi-asset coverage across equities, derivatives and commodities venues globally

    Real-time margin replication to reduce credit and liquidity risks

    Exposure management related to Regulatory Capital and Client Asset Protection

    Calculate Value-at-Risk (VaR), risk scenarios, portfolio margin, and limit checks for each account

    Cloud-native SaaS solution built using an open-source software stack

    Rapid delivery of new functionality in line with market changes every 3 weeks

    Real-time P&L, theoretical pricing, stress testing and VaR calculation of fixed income products, such as government bonds, corporate bonds, and convertible bonds.

    Intraday stress testing tools that are help isolate and manage specific risks within large and complex scenario sets

    24/7 multi-asset coverage across equities, derivatives and commodities venues globally

    Real-time margin replication to reduce credit and liquidity risks

    Exposure management related to Regulatory Capital and Client Asset Protection

    Calculate Value-at-Risk (VaR), risk scenarios, portfolio margin, and limit checks for each account

    Cloud-native SaaS solution built using an open-source software stack

    Rapid delivery of new functionality in line with market changes every 3 weeks

    Real-time P&L, theoretical pricing, stress testing and VaR calculation of fixed income products, such as government bonds, corporate bonds, and convertible bonds.

    Intraday stress testing tools that are help isolate and manage specific risks within large and complex scenario sets

    Asset Class Coverage

    Cash Equity & Equity Options

    Exchange Traded Derivatives & Fixed Income

    FX

    Bullion

    Energy Futures & Options

    ETD Commodities

    Customer News

    Kiatnakin Phatra Securities (KKPS)

    Press Release

    Nasdaq Expands Bank and Broker-Dealer Risk Platform into Asia

    As a leading broker in Thailand, Kiatnakin Phatra Securities (KKPS) adoption of Nasdaq Risk Platform highlights their dedication to pushing the boundaries in real-time risk monitoring and control.

    Kiatnakin Phatra Securities (KKPS)

    Q&A

    Q&A with Thai Broker KKPS on Why They Use Nasdaq Risk Platform

    Sukit Tangmanenimit, Managing Director, Head of Equity and Derivatives Markets Group at Kiatnakin Phatra Securities, discusses the key business drivers for adopting Nasdaq Risk Platform and how the Thai broker will leverage the real-time, SaaS-deployed Risk Platform.

    What are the Benefits of Nasdaq Risk Platform?

    How Can Nasdaq's Risk Platform Help You?

    nasdaq risk platform benefits

    Flexible and functionally rich, Nasdaq Risk Platform can benefit organizations firmwide to efficiently assess, understand and proactively manage risk exposure in aggregate. Empowered with real-time insights and risk analytics, key team members can communicate with clients earlier and optimize capital allocation and deployment while mitigating operational and regulatory risks upfront.  

    Traders

    Monitor the real-time effects of market swings on your entire portfolios with deep visibility into P&L, limits and open order exposure for a holistic, aggregated view of your book. Leverage what-if analysis and other sophisticated tools to assess the impact of additional trades on your book.

    Risk Managers

    Understand firmwide trades and positions in real-time against defined limits with proactive notifications before a limit is breached. Employ real-time analytics across a portfolio of tools to evaluate your risk profile against several scenarios and parameters.

    Account Managers

    Assess clients’ trades and positions in real-time against the account-level limits and receive notifications when a client is in breach of a limit, to proactively communicate.   

    Executive Management

    Dive into both client-by-client and desk-by-desk exposure over a time horizon to empower constructive discussions on limit utilization, capital utilization, performance, regulatory or operational risks and a variety of other time-sensitive strategic decisions.    

    Traders

    Monitor the real-time effects of market swings on your entire portfolios with deep visibility into P&L, limits and open order exposure for a holistic, aggregated view of your book. Leverage what-if analysis and other sophisticated tools to assess the impact of additional trades on your book.

    Risk Managers

    Understand firmwide trades and positions in real-time against defined limits with proactive notifications before a limit is breached. Employ real-time analytics across a portfolio of tools to evaluate your risk profile against several scenarios and parameters.

    Account Managers

    Assess clients’ trades and positions in real-time against the account-level limits and receive notifications when a client is in breach of a limit, to proactively communicate.   

    Executive Management

    Dive into both client-by-client and desk-by-desk exposure over a time horizon to empower constructive discussions on limit utilization, capital utilization, performance, regulatory or operational risks and a variety of other time-sensitive strategic decisions.    

    Article

    Latest Articles & Client Stories

    Read our latest article series on stress testing and portfolio margining and learn more about latest industry client stories. 

    Nanhua Chooses Nasdaq as Their Technology Provider ->

    Nanhua Financial recently announced the go-live of its Nasdaq Risk Platform technology, in addition to Nasdaq Trade Surveillance, to comply with regulatory requirements and efficiently manage their counterparty credit and market risks across major exchanges globally in real-time.

    Get Started with Nasdaq

    Request a Demo of Nasdaq Risk Platform

    Get in touch to see an in-depth demo of Nasdaq Risk Platform in action. 

    Sucden Financial Expands Risk Technology Partnership with Nasdaq to Enhance Market Coverage and Data Analytics

    Sucden Financial, the multi-asset execution, clearing, and liquidity provider, has extended their risk technology partnership with Nasdaq to further enhance their ability to monitor, manage, and mitigate market and liquidity risk globally.

    Read the Full Press Release ->

    Risk Platform Resource Library

    Information ranging from factsheets and informational documents on Nasdaq Risk Platform, to multimedia on Nasdaq products and related trends, to news and videos.

    Risk Platform Frequently Asked Questions (FAQs)

    Don't see your questions listed? Get in touch!

    A risk platform provides wide-ranging risk management infrastructure tools to help customers minimize risks in regulated, latency-sensitive, high-volume and global trading environments. With a risk platform like the Nasdaq Risk Platform, you can monitor and manage your aggregate risk exposure across markets asset classes, regions, and accounts in real-time. 

    Leveraging a cloud-based platform enables rapid scaling and real-time performance. Via a consolidated risk infrastructure, firms can generate efficiencies by removing multiple legacy solutions, helping to minimize operational risks and allowing firms to focus on core revenue generating activities. A SaaS deployment method can shorten customer time-to-market, increase customer ROI, and ensure a more frequent delivery cycle.  

    Anti-Financial Crime Technology

    Nasdaq Trade Surveillance

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Proactively detect market abuse and comply with regulations with time-tested and comprehensive cross-market, cross-asset trade surveillance technology.

    Marketplace Technology

    Nasdaq Execution Platform

    Focus on growth with Nasdaq's Execution Platform and trade execution services. Benefit from 20+ years in market operating and best in-class technology.

    Focus on growth with Nasdaq's Execution Platform and trade execution services. Benefit from 20+ years in market operating and best in-class technology.

    Marketplace Technology

    Trading and Matching Technology

    Manage the full range of trading functions - from price formation to order matching - in one solution with robust functionality supporting trading in any asset.

    Manage the full range of trading functions - from price formation to order matching - in one solution with robust functionality supporting trading in any asset.

    Marketplace Technology

    CCP Clearing Technology

    Leverage high-velocity, real-time, cross-asset class clearing and settlement with Nasdaq's Clearing Technology.

    Leverage high-velocity, real-time, cross-asset class clearing and settlement with Nasdaq's Clearing Technology.

    Marketplace Technology

    Nasdaq Options Greeks & Implied Volatility

    Access real-time options Greeks, theoretical prices and implied volatilities for the OPRA universe through a cloud-based streaming feed or RESTful API.

    Access real-time options Greeks, theoretical prices and implied volatilities for the OPRA universe through a cloud-based streaming feed or RESTful API.