AxiomSL Learning Services

    Nasdaq AxiomSL® Learning

    Broker Dealer

    Classroom Training

    This 4 half-day course covers AxiomSL’s Broker Dealer product. The course provides an in-depth understanding of the Broker Dealer functional architecture and data flow. It also includes data sourcing methodology using the Broker Dealer data dictionary, workflow logic and execution parameters, stages of data processing, and report outputs for each report type/calculation module.

    Participants learn how to prepare source data with the common data dictionary to align with the calculation-facing aggregations and gain hands-on experience working with the report outputs. This course is ideal for learners involved in the Broker Dealer implementation using ControllerView platform.

    With these enhanced skills, participants are able to formulate resilient and high-performing solutions.

    For registration or enrollment details, please email: AxiomSLEducation@nasdaq.com

    This 4 half-day course covers AxiomSL’s Broker Dealer product. The course provides an in-depth understanding of the Broker Dealer functional architecture and data flow. It also includes data sourcing methodology using the Broker Dealer data dictionary, workflow logic and execution parameters, stages of data processing, and report outputs for each report type/calculation module.

    Participants learn how to prepare source data with the common data dictionary to align with the calculation-facing aggregations and gain hands-on experience working with the report outputs. This course is ideal for learners involved in the Broker Dealer implementation using ControllerView platform.

    With these enhanced skills, participants are able to formulate resilient and high-performing solutions.

    For registration or enrollment details, please email: AxiomSLEducation@nasdaq.com

    Course Information

    Course Location

    Virtual Classroom

    Course Duration

    4 Half-Days

    User Role

    Business User/ Analyst/ QA

    Pre-Requisite:

    ControllerView 101
    Platform Foundations

    Course Dates

    Q1' 2025

    18 - 21 March, 2025

    Q3' 2025

    23 - 26 September, 2025

    Topics Include

    Module 1: Introduction to the Solution

    ► Broker Dealer Solution Purpose
    ► Who are the Reporters?
    ► Instructions Overview
    ► Solution Modules

    Module 4: Execution Parameters

    ► Main Workflows
    ► Broker Dealer Execution Configuration
    ► Instances, Variables, Streams Setup

    Module 2: Solution Structure

    ► Broker Dealer Solution Ecosystem
    ► Solution Architecture
    ► Automation Process
    ► Implementation Approach

    Module 5: Data Processing

    ► Broker Dealer Input & Output
    ► Logical Stages, Checkpoints, Objects & Workflows
    ► Intermediary Outputs & Tools
    ► Solution Modules Walkthrough

    Module 3: Data Flow

    ► Solution Requirements
    ► Broker Dealer Data Dictionary
    ► Interface Aggregations

    Module 6: Solution Output

    ► Output Reports
    ► Submission Files Generation
    ► Validation Tools

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