Buy-side Compliance Solutions

Automated compliance & surveillance solutions for asset managers & hedge funds.

 
 

Surveillance & Compliance Solutions for the Buy-side

Future-proof your firm against potential threats with Nasdaq’s surveillance solutions. Nasdaq’s robust, cross-market, cross-asset, multi-venue surveillance technology simplifies the monitoring process by distilling complex information into a single snapshot that provides clear guidance on where to focus an investigation.

Nasdaq is committed to maintaining a fair, transparent and safe global marketplace and ensuring that firms have the tools to do so as well.
Valerie Bannert-Thurner, Head of Sell-Side & Buy-side Technology, Nasdaq

 

Bolster your organization's defenses against market manipulation and abuse, protect your reputation and investors, and meet global regulatory obligations with the award-winning Nasdaq Buy-side Compliance solution.

Our Solutions

Nasdaq Buy-Side Compliance

Nasdaq Buy-side Compliance provides asset managers and hedge funds with trade surveillance and regulatory compliance.

Key Features
  • Compliance with Regulatory guidelines
  • Increase Operational Efficiencies
  • Investor Confidence

Nasdaq Fair Investor Allocation Reporting

Nasdaq Fair Investor Allocation Reporting performs side by side management analysis and allocates assets fairly equally

Key Features
  • Compliance with Regulatory Requirements
  • Transparency into asset allocation
  • Investor Confidence

Contact the Buy-side Compliance Team!

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